ETSI TS 136 104-2018 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) Base Station (BS) radio transmission and reception (V14 7 0 3GPP TS 36 104 version 14 7 0 Release 14).pdf

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1、 ETSI TS 136 104 V14.6.0 (2018-01) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception (3GPP TS 36.104 version 14.6.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 136 104 V14.6.0 (2018-01)13GPP TS 36.104 version 14.6.0 Release 14Reference

2、RTS/TSGR-0436104ve60 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present d

3、ocument can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In

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7、odified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are tradem

8、arks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 136 104 V14.6.0 (2018-01)23GPP TS 36.104 version 14.6

9、.0 Release 14Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR

10、000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no inves

11、tigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present documen

12、t may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in

13、 the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specif

14、ications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Moda

15、l verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are N

16、OT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 104 V14.6.0 (2018-01)33GPP TS 36.104 version 14.6.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g31 Scope 9g32 References 9g33 Definitions, symbols and ab

17、breviations . 10g33.1 Definitions 10g33.2 Symbols 13g33.3 Abbreviations . 14g34 General . 16g34.1 Relationship between minimum requirements and test requirements 16g34.2 Base station classes 16g34.3 Regional requirements 16g34.4 Applicability of requirements . 17g34.5 Requirements for BS capable of

18、multi-band operation 18g35 Operating bands and channel arrangement . 19g35.1 General . 19g35.2 Void 19g35.3 Void 19g35.4 Void 19g35.5 Operating bands 19g35.6 Channel bandwidth . 42g35.7 Channel arrangement 46g35.7.1 Channel spacing 46g35.7.1A CA Channel spacing . 46g35.7.2 Channel raster . 47g35.7.3

19、 Carrier frequency and EARFCN . 47g35.7.4 EARFCN sets for uplink transmissions on multiple Scells configured in Band 46 50g35.8 Requirements for contiguous and non-contiguous spectrum 50g36 Transmitter characteristics . 50g36.1 General . 50g36.2 Base station output power 51g36.2.1 Minimum requiremen

20、t 52g36.2.2 Additional requirement (regional) 52g36.2.3 Home BS output power for adjacent UTRA channel protection. 53g36.2.4 Home BS output power for adjacent E-UTRA channel protection . 53g36.2.5 Home BS Output Power for co-channel E-UTRA protection . 54g36.3 Output power dynamics 55g36.3.1 RE Powe

21、r control dynamic range . 56g36.3.1.1 Minimum requirements . 56g36.3.2 Total power dynamic range 56g36.3.2.1 Minimum requirements. 56g36.3.3 NB-IoT RB power dynamic range for in-band or guard band operation 56g36.3.3.1 Minimum Requirement . 57g36.4 Transmit ON/OFF power . 57g36.4.1 Transmitter OFF p

22、ower 57g36.4.1.1 Minimum Requirement . 57g36.4.2 Transmitter transient period 57g36.4.2.1 Minimum requirements. 58g36.5 Transmitted signal quality 58g36.5.1 Frequency error . 58g3ETSI ETSI TS 136 104 V14.6.0 (2018-01)43GPP TS 36.104 version 14.6.0 Release 146.5.1.1 Minimum requirement 58g36.5.2 Erro

23、r Vector Magnitude 59g36.5.3 Time alignment error 59g36.5.3.1 Minimum Requirement . 59g36.5.4 DL RS power 60g36.5.4.1 Minimum requirements . 60g36.6 Unwanted emissions . 60g36.6.1 Occupied bandwidth . 60g36.6.1.1 Minimum requirement 61g36.6.2 Adjacent Channel Leakage power Ratio (ACLR) 61g36.6.2.1 M

24、inimum requirement 61g36.6.2.2 Cumulative ACLR requirement in non-contiguous spectrum . 64g36.6.3 Operating band unwanted emissions 65g36.6.3.1 Minimum requirements for Wide Area BS (Category A) . 67g36.6.3.2 Minimum requirements for Wide Area BS (Category B) . 70g36.6.3.2.1 Category B requirements

25、(Option 1) . 70g36.6.3.2.2 Category B (Option 2) . 73g36.6.3.2A Minimum requirements for Local Area BS (Category A and B) 75g36.6.3.2B Minimum requirements for Home BS (Category A and B) 76g36.6.3.2C Minimum requirements for Medium Range BS (Category A and B) . 77g36.6.3.2D Minimum requirements for

26、Local Area and Medium Range BS in Band 46 (Category A and B) 79g36.6.3.2E Minimum requirements for standalone NB-IoT Wide Area BS 80g36.6.3.3 Additional requirements 80g36.6.4 Transmitter spurious emissions . 84g36.6.4.1 Mandatory Requirements 85g36.6.4.1.1 Spurious emissions (Category A) 85g36.6.4.

27、1.2 Spurious emissions (Category B) 85g36.6.4.2 Protection of the BS receiver of own or different BS . 85g36.6.4.2.1 Minimum Requirement . 86g36.6.4.3 Additional spurious emissions requirements . 86g36.6.4.3.1 Minimum Requirement . 86g36.6.4.4 Co-location with other base stations . 99g36.6.4.4.1 Min

28、imum Requirement . 99g36.7 Transmitter intermodulation . 109g36.7.1 Minimum requirement 109g36.7.2 Additional requirement for Band 41 . 111g37 Receiver characteristics 111g37.1 General . 111g37.2 Reference sensitivity level 112g37.2.1 Minimum requirement 112g37.3 Dynamic range . 114g37.3.1 Minimum r

29、equirement 115g37.4 In-channel selectivity . 118g37.4.1 Minimum requirement 118g37.5 Adjacent Channel Selectivity (ACS) and narrow-band blocking . 122g37.5.1 Minimum requirement 122g37.6 Blocking . 128g37.6.1 General blocking requirement. 128g37.6.1.1 Minimum requirement 128g37.6.2 Co-location with

30、other base stations . 136g37.6.2.1 Minimum requirement 136g37.6.3 Additional requirement (regional) 145g37.7 Receiver spurious emissions. 145g37.7.1 Minimum requirement 145g37.8 Receiver intermodulation . 146g37.8.1 Minimum requirement 146g38 Performance requirement . 154g38.1 General . 154g38.2 Per

31、formance requirements for PUSCH 155g38.2.1 Requirements in multipath fading propagation conditions . 155g3ETSI ETSI TS 136 104 V14.6.0 (2018-01)53GPP TS 36.104 version 14.6.0 Release 148.2.1.1 Minimum requirements . 155g38.2.2 Requirements for UL timing adjustment 174g38.2.2.1 Minimum requirements .

32、 175g38.2.3 Requirements for high speed train 175g38.2.3.1 Minimum requirements . 176g38.2.4 Requirements for HARQ-ACK multiplexed on PUSCH 176g38.2.4.1 Minimum requirement 177g38.2.5 Requirements for PUSCH with TTI bundling and enhanced HARQ pattern . 177g38.2.5.1 Minimum requirements . 178g38.2.6

33、Enhanced performance requirement type A in multipath fading propagation conditions with synchronous interference 178g38.2.6.1 Minimum requirements. 179g38.2.6A Enhanced performance requirement type A in multipath fading propagation conditions with asynchronous interference 181g38.2.6A.1 Minimum requ

34、irements. 182g38.2.7 Requirements for PUSCH supporting coverage enhancement . 184g38.2.8 Requirements for PUSCH of Frame structure type 3 185g38.3 Performance requirements for PUCCH 186g38.3.1 DTX to ACK performance . 186g38.3.1.1 Minimum requirement 186g38.3.2 ACK missed detection requirements for

35、single user PUCCH format 1a 187g38.3.2.1 Minimum requirements . 187g38.3.3 CQI performance requirements for PUCCH format 2 187g38.3.3.1 Minimum requirements . 188g38.3.4 ACK missed detection requirements for multi user PUCCH format 1a . 188g38.3.4.1 Minimum requirement 188g38.3.5 ACK missed detectio

36、n requirements for PUCCH format 1b with Channel Selection 188g38.3.5.1 Minimum requirements . 189g38.3.6 ACK missed detection requirements for PUCCH format 3 189g38.3.6.1 Minimum requirements . 189g38.3.7 NACK to ACK requirements for PUCCH format 3 . 190g38.3.7.1 Minimum requirement 190g38.3.8 CQI p

37、erformance requirements for PUCCH format 2 with DTX detection . 190g38.3.8.1 Minimum requirements . 191g38.3.9 PUCCH performance requirements for coverage enhancement . 191g38.3.9.1 DTX to ACK performance 191g38.3.9.1.1 Minimum requirement. 191g38.3.9.2 ACK missed detection requirements for single u

38、ser PUCCH format 1a . 191g38.3.9.2.1 Minimum requirements . 192g38.3.9.3 CQI performance requirements for PUCCH format 2 192g38.3.9.3.1 Minimum requirements . 192g38.3.10 ACK missed detection requirements for PUCCH format 4 192g38.3.10.1 Minimum requirements . 193g38.3.11 ACK missed detection requir

39、ements for PUCCH format 5 193g38.3.11.1 Minimum requirements . 193g38.4 Performance requirements for PRACH 194g38.4.1 PRACH False alarm probability . 194g38.4.1.1 Minimum requirement 194g38.4.2 PRACH detection requirements 194g38.4.2.1 Minimum requirements . 194g38.5 Performance requirements for Nar

40、rowband IoT . 196g38.5.1 Requirements for NPUSCH format 1 . 196g38.5.1.1 Requirements 196g38.5.1.1.1 Minimum requirements . 197g38.5.2 Performance requirements for NPUSCH format 2 . 198g38.5.2.1 DTX to ACK performance 198g38.5.2.1.1 Minimum requirement. 198g38.5.2.2 ACK missed detection requirements

41、 . 198g38.5.2.2.1 Minimum requirements . 198g38.5.3 Performance requirements for NPRACH . 199g38.5.3.1 NPRACH False alarm probability . 199g38.5.3.1.1 Minimum requirement . 199g3ETSI ETSI TS 136 104 V14.6.0 (2018-01)63GPP TS 36.104 version 14.6.0 Release 148.5.3.2 NPRACH detection requirements . 199

42、g38.5.3.2.1 Minimum requirements . 199g39 Channel access procedures . 200g39.1 Downlink channel access procedure. 200g39.1.1 Channel access parameters . 200g39.1.2 Minimum requirement 200g3Annex A (normative): Reference measurement channels 201g3A.1 Fixed Reference Channels for reference sensitivity

43、 and in-channel selectivity (QPSK, R=1/3) . 202g3A.2 Fixed Reference Channels for dynamic range (16QAM, R=2/3) . 203g3A.3 Fixed Reference Channels for performance requirements (QPSK 1/3) . 203g3A.4 Fixed Reference Channels for performance requirements (16QAM 3/4) 204g3A.5 Fixed Reference Channels fo

44、r performance requirements (64QAM 5/6) 204g3A.6 PRACH Test preambles . 204g3A.7 Fixed Reference Channels for UL timing adjustment (Scenario 1) . 205g3A.8 Fixed Reference Channels for UL timing adjustment (Scenario 2) . 206g3A.9 Multi user PUCCH test. 206g3A.10 PUCCH transmission on two antenna ports

45、 test . 206g3A.11 Fixed Reference Channel for PUSCH with TTI bundling and enhanced HARQ pattern 207g3A.12 Fixed Reference Channels for performance requirements (QPSK 0.36) . 207g3A.13 Fixed Reference Channels for performance requirements (16QAM 1/2) 208g3A.14 Fixed Reference Channels for NB-IOT refe

46、rence sensitivity (pi/2 BPSK, R=1/3) . 208g3A.15 Fixed Reference Channels for NB-IoT dynamic range (pi/4 QPSK, R=2/3) 208g3A.16 Fixed Reference Channels for NB-IoT NPUSCH format 1 . 209g3A.16.1 One PRB . 209g3A.17 Fixed Reference Channels for performance requirements (256QAM 5/6) 210g3A.18 Fixed Ref

47、erence Channels for PUSCH transmission in UpPTS (16QAM 0.65) . 210g3A.19 Fixed Reference Channels for PUSCH transmission in UpPTS (256QAM 0.69) . 211g3A.20 Fixed Reference Channels for PUSCH of Frame structure type 3 211g3Annex B (normative): Propagation conditions 213g3B.1 Static propagation condit

48、ion . 213g3B.2 Multi-path fading propagation conditions 213g3B.3 High speed train condition . 214g3B.4 Moving propagation conditions 215g3B.5 Multi-Antenna channel models 216g3B.5.1 Definition of MIMO Correlation Matrices . 216g3B.5.2 MIMO Correlation Matrices at High, Medium and Low Level . 217g3B.

49、5A Multi-Antenna channel models using cross polarized antennas . 219g3B.5A.1 Definition of MIMO Correlation Matrices using cross polarized antennas 220g3B.5A.2 Spatial Correlation Matrices at UE and eNB sides . 220g3B.5A.2.1 Spatial Correlation Matrices at UE side 220g3B.5A.2.2 Spatial Correlation Matrices at eNB side 221g3B.5A.3 MIMO Correlation Matrices using cross polarized antennas . 221g3ETSI ETSI TS 136 104 V14.6.0 (2018-01)73GPP TS 36.104 version 14.6.0 Release 14B.6 Interference model for enhanced performance requirements type A . 221g3B.6.1 Dominant interferer prop