ASCE 21 4-08-2008 Automated People Mover Standards Part 4 Security Emergency Preparedness System Verification and Demonstration Operations Maintenance and Training Operational Moni.pdf

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1、American Society of Civil EngineersAutomated People MoverStandardsPart 4This document uses both the International System of Units (SI) and customary units.SecurityEmergency PreparednessSystem Verification and DemonstrationOperations, Maintenance, and TrainingOperational Monitoring A S C E S T A N D

2、A R DPublished by the American Society of Civil EngineersANSI/ASCE/T email: permissionsasce.org. A reprint order form can befound at http:/pubs.asce.org/support/reprints/.Copyright 2008 by the American Society of Civil Engineers.All Rights Reserved.ISBN 13: 978-0-7844-0953-4ISBN 10: 0-7844-0953-6Man

3、ufactured in the United States of America.16 15 14 13 12 11 10 09 08 1 2 3 4 5Library of Congress Cataloging-in-Publication DataStandard_21_08_Part 4.qxp 7/1/08 7:31 PM Page iiSTANDARDSIn 2003, the Board of Direction approved the revision tothe ASCE Rules for Standards Committees to govern thewritin

4、g and maintenance of standards developed by theSociety. All such standards are developed by a consensusstandards process managed by the Societys Codes andStandards Committee (CSC). The consensus processincludes balloting by a balanced standards committeemade up of Society members and nonmembers, bal

5、lotingby the membership of the Society as a whole, and ballot-ing by the public. All standards are updated or reaffirmedby the same process at intervals not exceeding five years.The following standards have been issued:ANSI/ASCE 1-82 N-725 Guideline for Design andAnalysis of Nuclear Safety Related E

6、arth StructuresASCE/EWRI 2-06 Measurement of Oxygen Transfer inClean WaterANSI/ASCE 3-91 Standard for the Structural Design ofComposite Slabs and ANSI/ASCE 9-91 StandardPractice for the Construction and Inspection ofComposite SlabsASCE 4-98 Seismic Analysis of Safety-Related NuclearStructuresBuildin

7、g Code Requirements for Masonry Structures(ACI 530-02/ASCE 5-02/TMS 402-02) andSpecifications for Masonry Structures (ACI 530.1-02/ASCE 6-02/TMS 602-02)ASCE/SEI 7-05 Minimum Design Loads for Buildingsand Other StructuresSEI/ASCE 8-02 Standard Specification for the Design ofCold-Formed Stainless Stee

8、l Structural MembersANSI/ASCE 9-91 listed with ASCE 3-91ASCE 10-97 Design of Latticed Steel TransmissionStructuresSEI/ASCE 11-99 Guideline for Structural ConditionAssessment of Existing BuildingsASCE/EWRI 12-05 Guideline for the Design of UrbanSubsurface DrainageASCE/EWRI 13-05 Standard Guidelines f

9、or Installationof Urban Subsurface DrainageASCE/EWRI 14-05 Standard Guidelines for Operationand Maintenance of Urban Subsurface DrainageASCE 15-98 Standard Practice for Direct Design ofBuried Precast Concrete Pipe Using StandardInstallations (SIDD)ASCE 16-95 Standard for Load Resistance Factor Desig

10、n(LRFD) of Engineered Wood ConstructionASCE 17-96 Air-Supported StructuresASCE 18-96 Standard Guidelines for In-Process OxygenTransfer TestingASCE 19-96 Structural Applications of Steel Cables forBuildingsASCE 20-96 Standard Guidelines for the Design andInstallation of Pile FoundationsANSI/ASCE/T em

11、ergency preparedness; systemverification and demonstration; operations, mainte-nance, and training; and operational monitoring. It alsoincludes three informative annexes which are notmandatory parts of the standard. The provisions ofthese annexes are written in permissive language and,as such, offer

12、 to the user a series of options or instruc-tions but do not prescribe a specific course of action.Significant judgment is left to the user of theseannexes.The ASCE Automated People Movers StandardsCommittee has been developing these standards since1991. The committee comprises individuals frommany

13、backgrounds, including consulting engineering,research, transit agencies, airports, transit systemdesign and manufacturing, education, government, andprivate practice. This standard establishes the minimum set of require-ments necessary to achieve an acceptable level ofsafety and performance for an

14、APM system. As such, itmay be used in the safety certification process. Theoverall goal of this standard is to assist the industry andthe public by establishing standards for APM systems.This standard has no legal authority in its own rightbut may acquire legal standing in one or more of thefollowin

15、g ways:1. Adoption by an authority having jurisdiction.2. Reference to compliance with the standard as acontract requirement.3. Claim by a manufacturer or manufacturers agentof compliance with the standard.This standard will be beneficial to transportation engi-neers, civil engineers, safety enginee

16、rs, and contractorsof APM systems. Anyone who owns, operates, buildsor maintains, designs, tests, insures, oversees, or certi-fies APMs or other innovative technology transit sys-tems such as magnetic levitation, air cushion, andmonorail systems will also benefit from the standard.This standard has

17、been prepared in accordance withrecognized engineering principles and should not beused without the users competent knowledge for agiven application. The publication of this standard byASCE is not intended to warrant that the informationcontained therein is suitable for any general or specificuse, a

18、nd ASCE takes no position respecting the valid-ity of patent rights. The user is advised that the deter-mination of patent rights or risk of infringement isentirely their own responsibility. Standard_21_08_Part 4.qxp 7/1/08 7:31 PM Page vStandard_21_08_Part 4.qxp 7/1/08 7:31 PM Page viACKNOWLEDGMENT

19、SviiThe American Society of Civil Engineers (ASCE)acknowledges the devoted efforts of the AutomatedPeople Mover Standards Committee under the Codesand Standards Committee. This group comprisesindividuals from many backgrounds, including con-sulting engineering, research, transit agencies, airports,t

20、ransit system design and manufacturing, education,government, regulatory agencies, and private practice.This standard was prepared through the consensusstandards process by balloting in compliance with procedures of ASCEs Codes and Standards Activity Council. Those individuals who serve on the Autom

21、ated People Mover Standards Committee are:Thomas McGean, P.E., ChairLawrence Smith, P.E., SecretaryTedd Snyder, P.E., Vice-ChairJoseph AbbasDouglas BairdFrank BaresCheryl BoehmMurthy Bondada, P.E.Jon BrackpoolPierre BrunetDavid Campbell, P.E.John ChampYves ClarissouRedjean ClercFrank CulverPeter DeL

22、eonardisPaul Didrikson, P.E.Didier DupreCharles Elms, P.E.Robert FalveyJimmy Fletcher, P.E.Matthias FrenzHenri Frey, P.E.Darin FriedmannAntonio GarciaFranklin GatesRobert Griebenow, P.E.Greg HaleAlbert HartkornWilliam HathawayJames HoelscherGary Houts, P.E.Victor HoweAlex InsertoJames JohnsonDieter

23、JusselRonald KangasJohn KapalaAlexander Klimmer, P.E.Kyle KraudyJun-Ho LeeJ. Sam Lott, P.E.Martin LowsonStanford Lynch, P.E.Charles MartinDavid MasonFrank MaudererJ. David Mori, P.E.Diane MorseJorg NahkeJosef NejezHiroshi Ogawa, P.E.Richard PrellFelix RhynerMichael RiseboroughWilliam RourkeObe Schra

24、derWilliam ShowalterMichael ShumackDavid TaliaferroDavid ThurstonJames Tuten, P.E.Gert VestergaardRudiger Vom HovelThomas WaldronRay Warner, P.E.Ken WilliamsStandard_21_08_Part 4.qxp 7/1/08 7:31 PM Page viiviiiThe following Working Group Leaders are especiallyacknowledged for their efforts in drafti

25、ng specific sec-tions of the standard and shepherding them throughthe consensus process:General: Michael ShumackSecurity: William HathawayEmergency Preparedness Program: William LederSystem Verification and Demonstration:Charles Elms with Tom McGeanOperations, Maintenance, and Training:William Showa

26、lterOperational Monitoring and Inspection and Test Guidelines: Diane MorseRecommended Practice for Acceptance of an APM System Application: John DexterASCE Staff support was provided by Jon Esslinger.Michael Shumack provided configuration control and Web site maintenance. Support for our e-mailcommu

27、nications was provided by Frank Culver.Support for meetings was provided by Alcatel;Alstom; Atlanta Hartsfield Airport; BAA, UnitedKingdom; BC Transit; Bombardier; Charles andSharon Elms; Denver International Airport;Doppelmayr; Greater Toronto Aviation Authority;Horton Automatics; Japan Rolling Sto

28、ck Association;Kimley Horn Becky Perry andLawrence Smith; Mitsubishi Heavy Industries; San Francisco International Airport; Siemens; TampaInternational Airport; Walt Disney Enterprises; andWashington Group International.Standard_21_08_Part 4.qxp 7/1/08 7:31 PM Page viiiixCONTENTS1. GENERAL . . . . .

29、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.1 SCOPE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11.2 EXISTING APPLICATIONS . . . . . . . . . . . . . .

30、. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.3 NEW APPLICATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.4 REFERENCE STANDARDS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.5 DEFINITIONS

31、. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112. SECURITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1 SYSTEM SECURITY PROGRAM . . . . . . . . . . . .

32、. . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.1 Management and Accountability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.2 Security Problem Identification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.3 Employee Selection . . . . .

33、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.4 Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.5 Audits and Drills . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

34、. . . . . . . . . 312.1.6 Document Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.1.7 Access Control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 312.2 SYSTEM SECURITY PROGRAM PLAN . . . . . . . . .

35、 . . . . . . . . . . . . . . . . . . . . . . . 313. EMERGENCY PREPAREDNESS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 413.1 EMERGENCY PREPAREDNESS PROGRAM PLAN . . . . . . . . . . . . . . . . . . . . . . 413.1.1 Objective of Plan . . . . . . . . . . . . .

36、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 413.1.2 Contents of Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 413.1.3 Guidance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

37、 . 513.2 TRAINING AND DRILLS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 513.3 POST-EMERGENCY INCIDENT AND DRILL COORDINATION . . . . . . . . . . . . 514. SYSTEM VERIFICATION AND DEMONSTRATION . . . . . . . . . . . . . . . . . . . . . . . . . . . 514.1 APP

38、LICABILITY OF PRIOR VERIFICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . 514.2 METHODS OF VERIFICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 514.3 SYSTEM VERIFICATION PLAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

39、. . . 614.3.1 Plan Requirements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 614.3.2 Verification Sequence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 614.3.3 Inspection and Test Procedure Documentation . . . . . . .

40、. . . . . . . . . . . . . . . 614.4 MINIMUM VERIFICATION REQUIREMENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . 714.5 APPLICATION-SPECIFIC ACCEPTANCE REQUIREMENTS . . . . . . . . . . . . . . . 715. OPERATIONS, MAINTENANCE, AND TRAINING . . . . . . . . . . . . . . . . . . . . . . . . . .

41、. . 715.1 SYSTEM OPERATIONS PLAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715.1.1 System Operational Strategies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715.1.2 Manual of Operating Procedures . . . . . . . . . . . . . . . . . . . .

42、. . . . . . . . . . . . . 715.1.3 Staffing Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1315.2 MANAGEMENT PLAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1315.3 PLANNED SYSTEM STARTUP AND SHUTD

43、OWN . . . . . . . . . . . . . . . . . . . . . . . 1315.3.1 Planned System Startup . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1315.3.2 Planned System Shutdown . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1315.3.3 Unscheduled System S

44、hutdown/Startup . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13Standard_21_08_Part 4.qxp 7/1/08 7:31 PM Page ix15.4 SERVICE RESTORATION ANALYSIS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1315.5 ALARMS AND MALFUNCTIONS REPORTING . . . . . . . . . . . . . . . . . .

45、 . . . . . . . 1415.6 RECORDKEEPING AND MANAGEMENT REPORTS . . . . . . . . . . . . . . . . . . . . . 1415.7 MAINTENANCE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1415.7.1 System Maintainability . . . . . . . . . . . . . . . . . . . . . .

46、. . . . . . . . . . . . . . . . . . . 1415.7.2 Maintenance Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1415.7.3 Maintenance Manuals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1415.8 TRAINING . . . . . . . . . .

47、 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1515.8.1 Training Plan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1515.8.2 Training Instructors . . . . . . . . . . . . . . . . . . . . . . . . . . .

48、. . . . . . . . . . . . . . . . . 1515.8.3 Training Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1515.8.4 Ongoing Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1515.8.5 Training Manuals . . .

49、. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1516. OPERATIONAL MONITORING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1616.1 SYSTEM OPERATIONAL MONITORING PLAN . . . . . . . . . . . . . . . . . . . . . . . . . 1616.2 ANNUAL INTERNAL AUDIT RESPONSIBILITIES . . . . . . . . . . . . . . . . . . . . . . . 1616.2.1 Audit Responsibility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1616.2.2 Audit Reporting . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .