ICAO ANNEX 9-2005 FACILITATION Twelfth Edition Incorporates Amendments 1-21 11 19 2009 Includes Supplement《手续简化 第12版 包括修改件1-修改件21 2009 11 19 包括补充件》.pdf

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1、FacilitationAnnex 9to the Convention onInternational Civil AviationInternational Civil Aviation OrganizationInternational Standards andRecommended PracticesTwelfth EditionJuly 2005This edition incorporates all amendmentsadopted by the Council prior to 8 March 2005and supersedes, on 24 November 2005,

2、 allprevious editions of Annex 9.For information regarding the applicabilityof the Standards and Recommended Practices,see Foreword.Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IH

3、S-,-,-Orders should be sent to one of the following addresses, together with the appropriate remittance (by bank draft, cheque or money order)in U.S. dollars or the currency of the country in which the order is placed. Credit card orders (American Express, MasterCard and Visa)are accepted at ICAO He

4、adquarters.International Civil Aviation Organization. Attention: Document Sales Unit, 999 University Street, Montral, Quebec, Canada H3C 5H7Telephone: +1 (514) 954-8022; Facsimile: +1 (514) 954-6769; Sitatex: YULCAYA; E-mail: salesicao.int;World Wide Web: http:/www.icao.intCameroon. KnowHow, 1, Rue

5、de la Chambre de Commerce-Bonanjo, B.P. 4676, Douala, Telephone: +237 343 98 42, Facsimile: +237 343 89 25, E-mail: knowhow_docyahoo.frChina. Glory Master International Limited, Room 434B, Hongshen Trade Centre, 428 Dong Fang Road, Pudong, Shanghai 200120Telephone: +86 137 0177 4638; Facsimile: +86

6、21 5888 1629; E-mail: Egypt. ICAO Regional Director, Middle East Office, Egyptian Civil Aviation Complex, Cairo Airport Road, Heliopolis, Cairo 11776Telephone: +20 (2) 267 4840; Facsimile: +20 (2) 267 4843; Sitatex: CAICAYA; E-mail: .egFrance. Directeur rgional de lOACI, Bureau Europe et Atlantique

7、Nord, 3 bis, villa mile-Bergerat, 92522 Neuilly-sur-Seine (Cedex) Tlphone: +33 (1) 46 41 85 85; Fax: +33 (1) 46 41 85 00; Sitatex: PAREUYA; Courriel: icaoeurnatparis.icao.intGermany. UNO-Verlag GmbH, Am Hofgarten 10, D-53113 Bonn / Telephone: +49 (0) 2 28-9 49 0 20; Facsimile: +49 (0) 2 28-9 49 02 2

8、2;E-mail: infouno-verlag.de; World Wide Web: http:/www.uno-verlag.deIndia. Oxford Book and Stationery Co., Scindia House, New Delhi 110001 or 17 Park Street, Calcutta 700016Telephone: +91 (11) 331-5896; Facsimile: +91 (11) 51514284India. Sterling Book House SBH, 181, Dr. D. N. Road, Fort, Bombay 400

9、001Telephone: +91 (22) 2261 2521, 2265 9599; Facsimile: +91 (22) 2262 3551; E-mail: Japan. Japan Civil Aviation Promotion Foundation, 15-12, 1-chome, Toranomon, Minato-Ku, TokyoTelephone: +81 (3) 3503-2686; Facsimile: +81 (3) 3503-2689Kenya. ICAO Regional Director, Eastern and Southern African Offic

10、e, United Nations Accommodation, P.O. Box 46294, Nairobi Telephone: +254 (20) 622 395; Facsimile: +254 (20) 623 028; Sitatex: NBOCAYA; E-mail: icaoicao.unon.orgMexico. Director Regional de la OACI, Oficina Norteamrica, Centroamrica y Caribe, Av. Presidente Masaryk No. 29, 3erPiso,Col. Chapultepec Mo

11、rales, C.P. 11570, Mxico D.F. / Telfono: +52 (55) 52 50 32 11; Facsmile: +52 (55) 52 03 27 57; Correo-e: icao_naccmexico.icao.intNigeria. Landover Company, P.O. Box 3165, Ikeja, LagosTelephone: +234 (1) 4979780; Facsimile: +234 (1) 4979788; Sitatex: LOSLORK; E-mail: Peru. Director Regional de la OAC

12、I, Oficina Sudamrica, Apartado 4127, Lima 100Telfono: +51 (1) 575 1646; Facsmile: +51 (1) 575 0974; Sitatex: LIMCAYA; Correo-e: maillima.icao.intRussian Federation. Aviaizdat, 48, Ivan Franko Street, Moscow 121351 / Telephone: +7 (095) 417-0405; Facsimile: +7 (095) 417-0254Senegal. Directeur rgional

13、 de lOACI, Bureau Afrique occidentale et centrale, Bote postale 2356, DakarTlphone: +221 839 9393; Fax: +221 823 6926; Sitatex: DKRCAYA; Courriel: icaodkricao.snSlovakia. Air Traffic Services of the Slovak Republic, Letov prevdzkov sluzby Slovenskej Republiky, State Enterprise, Letisko M.R. Stefnika

14、, 823 07 Bratislava 21 / Telephone: +421 (7) 4857 1111; Facsimile: +421 (7) 4857 2105South Africa. Avex Air Training (Pty) Ltd., Private Bag X102, Halfway House, 1685, JohannesburgTelephone: +27 (11) 315-0003/4; Facsimile: +27 (11) 805-3649; E-mail: Spain. A.E.N.A. Aeropuertos Espaoles y Navegacin A

15、rea, Calle Juan Ignacio Luca de Tena, 14, Planta Tercera, Despacho 3. 11,28027 Madrid / Telfono: +34 (91) 321-3148; Facsmile: +34 (91) 321-3157; Correo-e: sscc.ventasoaciaena.esSwitzerland. Adeco-Editions van Diermen, Attn: Mr. Martin Richard Van Diermen, Chemin du Lacuez 41, CH-1807 BlonayTelephone

16、: +41 021 943 2673; Facsimile: +41 021 943 3605; E-mail: mvandiermenadeco.orgThailand. ICAO Regional Director, Asia and Pacific Office, P.O. Box 11, Samyaek Ladprao, Bangkok 10901Telephone: +66 (2) 537 8189; Facsimile: +66 (2) 537 8199; Sitatex: BKKCAYA; E-mail: icao_apacbangkok.icao.intUnited Kingd

17、om. Airplan Flight Equipment Ltd. (AFE), 1a Ringway Trading Estate, Shadowmoss Road, Manchester M22 5LHTelephone: +44 161 499 0023; Facsimile: +44 161 499 0298; E-mail: ; World Wide Web: http:/Catalogue of ICAO Publicationsand Audio-visual Training AidsIssued annually, the Catalogue lists all public

18、ations and audio-visual training aids currently available. Monthly supplements announce new publications and audio-visual training aids, amendments, supplements, reprints, etc.Available free from the Document Sales Unit, ICAO.6/05Published in separate English, Arabic, Chinese, French, Russian and Sp

19、anish editions by the International Civil AviationOrganization. All correspondence, except orders and subscriptions, should be addressed to the Secretary General.Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking per

20、mitted without license from IHS-,-,-TRANSMITTAL NOTENEW EDITIONS OF ANNEXES TO THECONVENTION ON INTERNATIONAL CIVIL AVIATION It has come to our attention that when a new edition of an Annex is published, users have beendiscarding, along with the previous edition of the Annex, the Supplement to the p

21、revious edition.Please note that the Supplement to the previous edition should be retained until a newSupplement is issued.Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Fac

22、ilitationAnnex 9to the Convention onInternational Civil AviationInternational Civil Aviation OrganizationInternational Standards andRecommended PracticesTwelfth EditionJuly 2005This edition incorporates all amendmentsadopted by the Council prior to 8 March 2005and supersedes, on 24 November 2005, al

23、lprevious editions of Annex 9.For information regarding the applicabilityof the Standards and Recommended Practices,Foreword.seeCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-

24、,-AMENDMENTSThe issue of amendments is announced regularly in the ICAO Journal and in themonthly Supplement to the Catalogue of ICAO Publications and Audio-visualTraining Aids, which holders of this publication should consult. The space belowis provided to keep a record of such amendments.RECORD OF

25、AMENDMENTS AND CORRIGENDAAMENDMENTS CORRIGENDANo.DateapplicableDateenteredEnteredby No.Dateof issueDateenteredEnteredby1-19 Incorporated in this edition20 15/7/07 12/4/07 ICAO(ii)Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction

26、or networking permitted without license from IHS-,-,-ANNEX 9 (iii) 24/11/05TABLE OF CONTENTSPage PageFOREWORD . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . (v)CHAPTER 1. Definitions and general principles . . . . 1-1A. Definitions . . . . . . . . . . . . . . . . . . . . . . . .

27、 . . . . . 1-1B. General principles . . . . . . . . . . . . . . . . . . . . . . . 1-3CHAPTER 2. Entry and departure of aircraft . . . . . . 2-1A. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-1B. Documents requirements and use . . . . . . . . 2-1C. Correction of documents

28、 . . . . . . . . . . . . . . . . . . 2-2D. Disinsection of aircraft . . . . . . . . . . . . . . . . . . . 2-2E. Disinfection of aircraft . . . . . . . . . . . . . . . . . . . . 2-2F. Arrangements concerning internationalgeneral aviation and other non-scheduledflights . . . . . . . . . . . . . . . .

29、. . . . . . . . . . . . . . . . . 2-3I. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2-3II. Prior authorization . . . . . . . . . . . . . . . . . . . 2-3III. Advance notification of arrival . . . . . . . . . 2-3IV. Clearance and sojourn of aircraft . . . . . . . 2-4CHAPTER 3. Entr

30、y and departure of persons andtheir baggage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1A. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-1B. Documents required for travel . . . . . . . . . . . . . . 3-1C. Security of travel documents . . . . . . .

31、 . . . . . . . . 3-1D. Travel documents . . . . . . . . . . . . . . . . . . . . . . . . 3-1E. Exit visas . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-2F. Entry/re-entry visas . . . . . . . . . . . . . . . . . . . . . . 3-2G. Embarkation/Disembarkation Cards . . . . . . . . . 3-2H. C

32、ertificates of vaccination . . . . . . . . . . . . . . . . . 3-3I. Inspection of travel documents . . . . . . . . . . . . . 3-3J. Departure procedures . . . . . . . . . . . . . . . . . . . . . 3-3K. Entry procedures and responsibilities . . . . . . . . 3-3L. Transit procedures and requirements . . .

33、 . . . . . 3-4M. Disposition of baggage separated fromits owner . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3-5N. Identification and entry of crew and otheraircraft operators personnel . . . . . . . . . . . . . . . 3-5O. Flight operations and cabin safety inspectors . . . . . . . .

34、 . . . . . . . . . . . . . . . . . . . . . . 3-6CHAPTER 4. Entry and departure of cargo andother articles . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1A. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1B. Information required by the public authori

35、ties . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4-1C. Release and clearance of export cargo . . . . . . . 4-2D. Release and clearance of import cargo . . . . . . . 4-2E. Spare parts, equipment, stores and other material imported or exported by aircraft operators in connection with i

36、nternational services . . . . . . . . . . . . . . . . . . . . . 4-3F. Containers and pallets . . . . . . . . . . . . . . . . . . . . 4-3G. Mail documents and procedures . . . . . . . . . . . . 4-4CHAPTER 5. Inadmissible persons and deportees . . . 5-1A. General . . . . . . . . . . . . . . . . . . .

37、. . . . . . . . . . . . . 5-1B. Inadmissable persons . . . . . . . . . . . . . . . . . . . . . 5-1C. Deportees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-2D. Procurement of a replacement travel document . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5-2CHAPTER 6 Int

38、ernational airports facilitiesand services for traffic . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1A. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6-1B. Airport traffic flow arrangements . . . . . . . . . . . 6-1I. Common provisions . . . . . . . . . . . . . . .

39、 . . . 6-1II. Parking and servicing arrangements . . . . . . 6-2III. Outbound passengers, crewand baggage . . . . . . . . . . . . . . . . . . . . . . . . . 6-2IV. Inbound passengers, crew and baggage . . . . . . . . . . . . . . . . . . . . . . . . . 6-3V. Transit and transfer of passengersand crew .

40、 . . . . . . . . . . . . . . . . . . . . . . . . . . 6-4VI. Miscellaneous facilities and services in passenger terminal buildings . . . . . . . . . 6-4VII. Cargo and mail handling andclearance facilities . . . . . . . . . . . . . . . . . . . . 6-4C. Facilities required for implementation ofpublic he

41、alth, emergency medical relief, and animal and plant quarantine measures . . . . 6-5D. Facilities required for clearance controls and operation of control services . . . . . . . . . . . . 6-6E. Monetary exchange facilities . . . . . . . . . . . . . . . 6-6F. Unruly passengers . . . . . . . . . . . .

42、 . . . . . . . . . . . . 6-7Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Annex 9 Facilitation Table of Contents24/11/05 (iv)Page PageCHAPTER 7. Landing elsewhere than atin

43、ternational airports . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-1A. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7-1B. Short stopover . . . . . . . . . . . . . . . . . . . . . . . . . . 7-1C. No resumption of flight . . . . . . . . . . . . . . . . . . . 7-1C

44、HAPTER 8. Other facilitation provisions . . . . . . . . 8-1A. Bonds and exemption from requisition orseizure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-1B. Facilitation of search, rescue, accidentinvestigation and salvage . . . . . . . . . . . . . . . . . . 8-1C. Relief flight

45、s following natural and man-made disasters which seriously endanger human health or the environment, and similar emergency situations where United Nations (UN) assistance is required . . . . . . . . . . . . . . . . 8-1D. Marine pollution and safety emergencyoperations . . . . . . . . . . . . . . . .

46、 . . . . . . . . . . . . . . 8-2E. Implementation of international healthregulations and related provisions . . . . . . . . . . . 8-2F. Communicable disease outbreak national aviation plan . . . . . . . . . . . . . . . . . . . . . 8-2G. Establishment of national facilitationprogrammes . . . . . . .

47、. . . . . . . . . . . . . . . . . . . . . 8-3H. Facilitation of the transport of passengers requiring special assistance . . . . . . . . . . . . . . . . 8-3I. General . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8-3II. Access to airports . . . . . . . . . . . . . . . . . . . . 8-3III. Acc

48、ess to air services . . . . . . . . . . . . . . . . . 8-4I. Assistance to aircraft accident victimsand their families . . . . . . . . . . . . . . . . . . . . . . . . 8-4APPENDIX 1. General Declaration . . . . . . . . . . APP 1-1APPENDIX 2. Passenger Manifest . . . . . . . . . . . APP 2-1APPENDIX 3. Cargo Manifest . . . . . . . . . . . . . . APP 3-1APPENDIX 4. Certificate of residual disinsection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . APP 4-1APPENDIX 5. Embarkation/Disembarkation Card . . . . . . . . . . . . . .