CSA PLUS 50001-2011 The ISO 50001 essentials Energy management systems implementation guideline.pdf

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1、PLUS 50001The ISO 50001 essentials Energy management systems implementation guidelineLegal Notice for StandardsCanadian Standards Association (CSA) standards are developed through a consensus standards development process approved by the Standards Council of Canada. This process brings together volu

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17、any copies of the contents hereof, and if you do make such copies, you are required to destroy them immediately. Use of this document constitutes your acceptance of the terms and conditions of this Legal Notice.CSA Standards Update ServicePLUS 50001December 2011Title:The ISO 50001 essentials Energy

18、management syst ems implementation guidelinePagination:84 pages (iv preliminary and 80 text), each dated December 2011To register for e-mail notification about any updates to this publicationgo on-line to shop.csa.caclick on E-mail Services under MY ACCOUNTclick on CSA Standards Update ServiceThe Li

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20、nk those who supported the development of this Guideline, in particular the following organizations:BC HydroFortis BCHydro-QubecMinistry of Energy Ontario (MOE)Natural Resources Canada (NRCan)Ontario Power Authority (OPA)CSA would like to thank those individuals who assisted in the development of th

21、is Guideline through reviews:Karim Asani Rogers Peter Bassett Energy Performance Services (EPS)Mike Burke Natural Resources Canada (NRCan)Jon Feldman Ontario Power Authority (OPA)Bob Fraser Natural Resources Canada (NRCan)Senka Krsikapa Ministry of Energy Ontario (MOE)Ron Morrison Canadian Manufactu

22、rers and ExportersSarah Smith Fortis BCKevin Wallace BC HydroCSA would like to thank the consultant who developed the draft Guideline, ICF Marbek. In that regard, special thanks go to the following:Michael DeWitRichard PattersonMark ShewfeltPublished in December 2011 by Canadian Standards Associatio

23、nA not-for-profit private sector organization5060 Spectrum Way, Suite 100, Mississauga, Ontario, Canada L4W 5N61-800-463-6727 416-747-4044Visit our Online Store at shop.csa.caPLUS 50001The ISO 50001 essentials Energy management systems implementation guidelineCSA Special Publication100%ISBN 978-1-55

24、491-836-2Project Managers: Ahmad Husseini, Karyn Ferguson Canadian Standards Association 2011All rights reserved. No part of this publication may be reproduced in any form whatsoever without the prior permission of the publisher.To purchase CSA Standards and related publications, visit CSAs Online S

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26、mber 2011 iiiContents Canadian Standards Association The ISO 50001 essentials1 Introduction to this handbook 11.1 Why implement CAN/CSA-ISO 50001:11? 11.2 Objective of this handbook 11.3 CAN/CSA-ISO 50001 2011 edition 21.4 Reference documents and sources 21.5 Layout of this handbook 32 CAN/CSA-ISO 5

27、0001:11 Standard 42.1 Introduction to ISO 50001:2011 42.2 Commercial/institutional and industrial application 53 Implementation and use considerations 63.1 Introduction 63.2 First steps 63.3 Documentation 73.4 Continual improvement 73.5 Energy management system effectiveness 74 Energy management sys

28、tem requirements 74.1 General requirements 74.2 Management responsibility 124.2.1 Top management 124.2.2 Management representative 144.3 Energy policy 174.4 Energy planning 184.4.1 General 184.4.2 Legal requirements and other requirements 194.4.3 Energy review 214.4.4 Energy baseline 254.4.5 Energy

29、performance indicators 304.4.6 Energy objectives, energy targets and energy management action plans 314.5 Implementation and operation 364.5.1 General 364.5.2 Competence, training and awareness 374.5.3 Communication 394.5.4 Documentation 414.5.5 Operational control 454.5.6 Design 474.5.7 Procurement

30、 of energy services, products, equipment and energy 484.6 Checking 504.6.1 Monitoring, measurement and analysis 504.6.2 Evaluation of compliance with legal requirements and other requirements 534.6.3 Internal audit of the EnMS 544.6.4 Nonconformities, correction, corrective action and preventative a

31、ction 554.6.5 Control of records 584.7 Management review 604.7.1 General 604.7.2 Input to management review 604.7.3 Output from management review 61PLUS 50001 Canadian Standards Associationiv December 2011AnnexesA Annex from the CAN/CSA-ISO 50001:11 Standard 63B Supplemental information 69C Energy m

32、anagement system comprehensive audit checklist 74Figures1 Energy management system model for ISO 50001 52 Overview of energy management system implementation 63 Energy management system lines of communication 16 Canadian Standards Association The ISO 50001 essentialsDecember 2011 1PLUS 50001The ISO

33、50001 essentials Energy management systems implementation guideline1 Introduction to this handbook1.1 Why implement CAN/CSA-ISO 50001:11?Efficient use of energy is a key component of a successful business. ISO 50001 Energy Management Systems (EnMS) is a voluntary international framework for the mana

34、gement of energy. The objective of the new ISO 50001 Standard, and its Canadian implementation, is to provide a framework for organizations to save energy. Reducing energy consumption is one of the most significant ways to lower an organizations environmental impacts. As well, ensuring that energy i

35、s appropriately managed and consumed as efficiently as possible will help to ensure that Canadian businesses and organizations remain competitive in the global market.Energy is critical to organizational operations and can be a major cost to organizations, whatever their activities. Individual organ

36、izations cannot control energy prices, government policies, or the global economy, but they can improve the way they manage energy in the here and now. Improved energy performance can provide rapid benefits for an organization by maximizing the use of its energy sources and energy-related assets, th

37、us reducing both energy cost and consumption.ISO 50001 is not just about doing energy projects; rather, it is about having a systematic approach to energy management, including establishing needed management structures and establishing the right projects to improve energy performance. ISO 50001 prov

38、ides organizations with management strategies to increase energy efficiency, reduce costs, and improve energy performance. The Standard is intended to provide organizations with a recognized framework for integrating energy performance into their management practices. The Standard provides organizat

39、ions with a logical and consistent methodology for identifying and implementing improvements.To meet the Standard, organizations are required to develop an energy management system that is a systematic way to evaluate and move projects forward. An energy management system, as defined in ISO 50001, i

40、s a “set of interrelated or interacting elements to establish an energy policy and energy objectives, and processes to achieve those objectives. An EnMS involves the utilization of best practices, including baseline energy development, continual measurement and reporting disciplines, and the promoti

41、on of energy efficiency.”1.2 Objective of this handbookThis is the first edition of the ISO 50001 essentials handbook. The objective of this handbook is to provide user-friendly guidance to small and medium enterprises who wish to implement an ISO 50001-conformant EnMS, and in the longer term to acc

42、omplish continual improvement in energy performance through effective operation and maintenance of an EnMS. While this handbook is aimed at the small and medium enterprise market, it is expected that organizations of all sizes will find it useful for developing an energy management system. This hand

43、book is intended to provide guidance to organizations on how to develop and implement a systematic approach to improving energy performance. If in the process of developing the system, “low hanging fruit” and obvious quick-win energy projects are identified, they are worth considering, but the syste

44、m is the focus, not individual projects or short-term initiatives. PLUS 50001 Canadian Standards Association2 December 2011This handbook assumes that some organizations will choose to develop an EnMS over time and not (at least initially) choose to pursue full/strict conformance with all requirement

45、s of ISO 50001. The content presented here is provided to allow users to understand how to build an EnMS first and make the conformance decision second.Larger, more complex organizations should also find this handbook of benefit for implementation of an EnMS as well, since the essentials for EnMS de

46、velopment, implementation, operation, and ongoing maintenance are the same regardless of organizational complexity. The details of an EnMS must always first be a reflection of the unique attributes of the organization it serves, including its complexity.Organizations that have already implemented Pl

47、an-Do-Check-Act based management systems for other technical disciplines should find the structure, approaches, and content familiar and be able to recognize the unique differences associated with an ISO 50001-conformant EnMS.This Guideline does not assume that the reader has experience in either IS

48、O standards or energy management. Rather, it aims to provide practical advice to allow companies to adopt and certify to the Standard as they choose. 1.3 CAN/CSA-ISO 50001 2011 editionCAN/CSA-ISO 50001:11 is the first edition of the ISO 50001 Standard, Energy management systems Requirements with gui

49、dance for use. It was released in June 2011, and is the first national energy management systems standard for Canada. The Standard is available for purchase at CSAs website. 1.4 Reference documents and sourcesWhile this document is an original work, it has been inspired by numerous other energy, environmental, and quality management documents. CSAs PLUS 14000, The ISO 14000 essentials A practical guide to implementing the ISO 14000 Standards, served as an initial source template for the development of this document and has been used extensively