BS EN ISO IEC 17030-2009 Conformity assessment - General requirements for third-party marks of conformity《合规评定 第三方符合性标志的通用要求》.pdf

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1、BS EN ISO/IEC17030:2009ICS 03.120.20NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBRITISH STANDARDConformityassessment Generalrequirements forthird-party marks ofconformityThis British Standard was published under the authority of the Standards Policy and Strategy Committee o

2、n 30 September 2009 BSI 2009ISBN 978 0 580 69024 2Amendments/corrigenda issued since publicationDate CommentsBS EN ISO/IEC 17030:2009National forewordThis British Standard is the UK implementation of EN ISO/IEC 17030:2009. It is identical to ISO/IEC 17030:2003.BS EN ISO/IEC 17030:2009 is technically

3、 identical to ISO/IEC 17030:2003 which is currently under review by ISO/IEC. The UK national committee is seeking a revision of clause 5.4, where different requirements are given regarding the use of marks of conformity for products and services, not taking into account the definition of product as

4、including service. Due to the ISO/IEC core standard being published in 2003, note that many of the bibliographic references have now been replaced by different ISO/IEC documents.The UK participation in its preparation was entrusted to Technical Committee CAS/1, Conformity assessment.A list of organi

5、zations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application.Compliance with a British Standard cannot confer immunity from legal obligation

6、s.EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO/IEC 17030 May 2009 ICS 03.120.20 English version Conformity assessment - General requirements for third-party marks of conformity (ISO/IEC 17030:2003) valuation de la conformit - Exigences gnrales pour les marques de conformit par tierce par

7、tie (ISO/IEC 17030:2003) Konformittsbewertung - Allgemeine Anforderungen an Konformittszeichen einer dritten Seite (ISO/IEC 17030:2003) This European Standard was approved by CEN on 7 May 2009. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the

8、conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN Management Centre or to any CEN or CENELEC member. This European Standar

9、d exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN and/or CENELEC member into its own language and notified to the CEN Management Centre has the same status as the official versions. CEN and CENELEC mem

10、bers are the national standards bodies and national electrotechnical committees, respectively, of Austria, Belgium, Bulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Polan

11、d, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. CEN Management Centre: CENELEC Central Secretariat:Avenue Marnix 17, B-1000 Brussels Avenue Marnix 17, B-1000 Brussels 2009 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide

12、for CEN national Members and for CENELEC Members. Ref. No. EN ISO/IEC 17030:2009 EBS EN ISO/IEC 17030:2009EN ISO/IEC 17030:2009 (E) 3 Foreword The text of ISO/IEC 17030:2003 has been prepared by Technical Committee ISO/CASCO “Committee on conformity assessment” of the International Organization for

13、Standardization (ISO) and the International Electrotechnical Commission (IEC) and has been taken over as EN ISO/IEC 17030:2009 by Technical Committee CEN/CENELEC/TC 1 “Criteria for conformity assessment bodies” the secretariat of which is held by BSI. This European Standard shall be given the status

14、 of a national standard, either by publication of an identical text or by endorsement, at the latest by November 2009, and conflicting national standards shall be withdrawn at the latest by November 2009. Attention is drawn to the possibility that some of the elements of this document may be the sub

15、ject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, B

16、ulgaria, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and the United Kingdom. Endorsement notice The t

17、ext of ISO/IEC 17030:2003 has been approved by CEN as a EN ISO/IEC 17030:2009 without any modification. BS EN ISO/IEC 17030:2009ISO/IEC 17030:2003(E) ISO 2003 All rights reserved iiiForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commissi

18、on) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO an

19、d IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of conformity assessment, the ISO Committee on conformity assessment (CASCO) is responsible

20、 for the development of International Standards and Guides. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. Draft International Standards are circulated to the national bodies for voting. Publication as an International Standard requires appr

21、oval by at least 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO/IEC 17030 was prepared by the ISO Co

22、mmittee on conformity assessment (CASCO). It was circulated for voting to the national bodies of both ISO and IEC, and was approved by both organizations. BS EN ISO/IEC 17030:2009ISO/IEC 17030:2003(E) iv ISO 2003 All rights reservedIntroduction Marks of conformity take many forms and different uses.

23、 They can convey useful information about a product, or indicate particular characteristics of a product such as its safety, quality, performance, reliability or impact on the environment. They are found on products, certificates and publications denoting the conformity to specified requirements of

24、a product, management system, service, process, person or an organization. Most important for all marks of conformity is to gain the confidence of the market, including consumers, in products and other objects of conformity assessment to which these marks have been applied. The prime purpose of this

25、 International Standard is to enable a uniform approach to the use of third-party marks of conformity, to fill relevant gaps in existing ISO, IEC, ISO/IEC Standards and Guides, to address potential problems arising from different uses of third-party marks of conformity, to provide a clear and ration

26、al basis for their use, and to set out general requirements. This International Standard concentrates on third-party marks of conformity but may also be used as guidance for other applications of marks of conformity. This International Standard is based on market feedback and demands from various us

27、ers and issuers of marks of conformity assessment. It takes account of the ISO report on Marks of conformity assessment, published in May 1999. The use of this International Standard should lead to improved market confidence, international recognition and consumer acceptance of third-party marks of

28、conformity. BS EN ISO/IEC 17030:2009INTERNATIONAL STANDARD ISO/IEC 17030:2003(E) ISO 2003 All rights reserved 1Conformity assessment General requirements for third-party marks of conformity 1 Scope This International Standard provides general requirements for third-party marks of conformity, includi

29、ng their issue and use. NOTE This International Standard can also be used as guidance in using marks of conformity in other than third-party conformity assessment activity. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated ref

30、erences, only the edition cited apply. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 17000, Conformity assessment General vocabulary1)3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/

31、IEC 17000 and the following apply. 3.1 third-party mark of conformity protected mark issued by a body performing third-party conformity assessment, indicating that an object of conformity assessment (product, process, person, system or body) is in conformity with specified requirements EXAMPLES Thir

32、d-party marks of conformity can be: product certification marks, quality/environment management system certification marks, environmental conformity marks, etc. NOTE 1 A protected mark is a mark legally protected against unauthorized use. NOTE 2 The specified requirements are generally stated in “no

33、rmative” documents such as International Standards, regional or national standards, regulations and specifications. 3.2 owner of a third-party mark of conformity person or organization that has legal rights to a third-party mark of conformity 1) To be published. BS EN ISO/IEC 17030:2009ISO/IEC 17030

34、:2003(E) 2 ISO 2003 All rights reserved3.3 issuer of a third-party mark of conformity body that grants the right to use a third-party mark of conformity NOTE The issuer may not be the owner of the third-party mark of conformity, and may be authorized to sub-licence other bodies. 4 General requiremen

35、ts 4.1 The owner of a third-party mark of conformity shall be responsible for protecting the mark legally against unauthorized use. 4.2 The owner and/or issuer of the third-party mark of conformity shall a) have rules governing the use of the third-party mark of conformity, b) take measures to minim

36、ize misunderstandings and lack of clarity regarding the third-party mark of conformity that could lead to a reduction in its effectiveness, c) have rules to ensure that the third-party mark of conformity and any accompanying information are not misleading and take action against their use in a misle

37、ading way, d) have measures to protect and monitor the use of the third-party mark of conformity, e) take actions to resolve misuses of the third-party mark of conformity, including withdrawal of the mark or appropriate legal action, and f) take action on and keep a record of all complaints relating

38、 to the use of the third-party mark of conformity. 4.3 When the owner or issuer of the third-party mark of conformity grants a licence for the use of that mark by others, a binding agreement shall be made according to the rules referred to in 4.2 a). 5 Design and application of third-party marks of

39、conformity 5.1 The design of the third-party mark of conformity, or accompanying or publicly available information, shall identify the issuer and the aspects covered by the mark (e.g. safety, environmental, performance, ethics) in a way that avoids any potential misunderstanding. A third-party mark

40、of conformity should be so designed as to minimize the risk of counterfeiting or other forms of misuse. 5.2 A third-party mark of conformity may be accompanied by additional information to make the meaning of the mark more clearly understood. Such information shall not be misleading and should be in

41、 a language understood by the intended recipients. NOTE It is preferable to use symbols that are universally understandable rather than descriptive words. 5.3 A third-party mark of conformity shall be traceable back to the specified requirements to which the object of conformity assessment conforms.

42、 5.4 Only a third-party mark of conformity issued in accordance with product conformity assessment may be displayed on the product or product packaging. All other third-party marks of conformity, such as those relating to quality or environmental management systems and services, shall not be display

43、ed on a product, product packaging, or in a way that may be interpreted as denoting product conformity. BS EN ISO/IEC 17030:2009ISO/IEC 17030:2003(E) ISO 2003 All rights reserved 35.5 When a third-party mark of conformity relates to a tangible product, the mark shall be directly applied to each prod

44、uct, except where the physical size of the product does not permit this or when the application is not appropriate for the type of product, in which case it may be applied on the package or other accompanying information. If a third-party mark of conformity only relates to certain parts of a product

45、, the rules governing its use shall include requirements to minimize any misunderstanding that the mark applies to the entire product. 5.6 A reference to third-party marks of conformity may also be used on documents, promotional material, etc. 6 Issuing third-party marks of conformity 6.1 Issuing of

46、 the third-party mark of conformity shall be based on a conformity assessment system or scheme that contains at least the following elements: a) determination of characteristics of the object of conformity assessment, consisting of, as appropriate, testing, examination of persons, assessment of bodi

47、es, auditing of management systems, etc.; b) review, i.e. examination of the extent to which an object of conformity assessment fulfils specified requirements; c) a decision following review that an object of conformity assessment fulfils specified requirements; d) licensing, or other methods, givin

48、g authorization to others to use the third-party mark of conformity unless covered by 6.2; e) surveillance, evaluating the continued conformity of the object of conformity assessment to specified requirements sufficient to assure continued confidence in the third-party mark of conformity unless cove

49、red by 6.2. 6.2 In conformity assessment systems or schemes for which the issuer evaluates each object of conformity assessment produced prior to the application of the third-party mark of conformity, licensing and surveillance are not required. 6.3 The third-party mark of conformity shall only be applied under the rules laid down in a publicly available conformity assessment system or scheme. 6.4 An appropriate maximum period of time for applying a third-party mark of conformity after the specified standard or other normative document is revised or be