BS PAS 85-2000 A quality management system to ensure the integrity and traceability of primary products in the agri-food chain《保证农业食品链中初级产品的完整性和可追踪性的质量管理体系》.pdf

《BS PAS 85-2000 A quality management system to ensure the integrity and traceability of primary products in the agri-food chain《保证农业食品链中初级产品的完整性和可追踪性的质量管理体系》.pdf》由会员分享，可在线阅读，更多相关《BS PAS 85-2000 A quality management system to ensure the integrity and traceability of primary products in the agri-food chain《保证农业食品链中初级产品的完整性和可追踪性的质量管理体系》.pdf（18页珍藏版）》请在麦多课文档分享上搜索。

1、| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | PUBLICLY AVAILABLE SPECIFICATION PAS 85:20

2、00 ICS 03.120.10; 65.020.01; 67.040 NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW A quality management system to ensure the integrity and traceability of primary products in the agri-food chain This publication is not a British StandardThis Publicly Available Specification c

3、omes into effect on 15 July 2000 BSI 07-2000 ISBN 0 580 33183 0 PAS 85:2000 Amendments issued since publication Amd. No. Date Comments3$6 %6, L &RQWHQWV 3DJH )RUHZRUG LL ,QWURGXFWLRQ 6FRSH HILQLWLRQV 3ODQQLQJ 4XDOLWSROLF 5HYLHZRIRSHUDWLRQV /HJDODQGRWKHUUHTXLUHPHQWV ,PSOHPHQWDWLRQDQGRSHUDWLRQ 2UJDQLD

4、WLRQDOVWUXFWXUHDQGUHVSRQVLELOLW 4XDOLWPDQDJHPHQWVVWHPGRFXPHQWDWLRQ 4XDOLWVVWHPSURFHGXUHV RFXPHQWFRQWURO 5HFRUGNHHSLQJ 7UDLQLQJ 3URFHVVFRQWURO 3XUFKDVLQJ 3URGXFWLGHQWLILFDWLRQDQGWUDFHDELOLW 0RQLWRULQJDQGFRUUHFWLYHDFWLRQ 3URGXFWPRQLWRULQJ (TXLSPHQWYDOLGDWLRQ ,QWHUQDODXGLWV &RQWURORIQRQFRQIRUPLQJVXUSOX

5、VSURGXFW &RUUHFWLYHDFWLRQV 0DQDJHPHQWUHYLHZ %LEOLRJUDSK 3$6 LL %6, )RUHZRUG 7KLV3XEOLFO$YDLODEOH6SHFLILFDWLRQ3$6KDVEHHQSUHSDUHGE%6,LQFROODERUDWLRQ ZLWK&DPSGHQ&KRUOHZRRG)RRG5HVHDUFK$VVRFLDWLRQDQG%6,QVSHFWRUDWH 7KLV3$6LVQRWWREHUHJDUGHGDVD%ULWLVK6WDQGDUG,WZLOOEHZLWKGUDZQXSRQ SXEOLFDWLRQRILWVFRQWHQWVLQR

6、UDVD%ULWLVK6WDQGDUG 7KLV3$6VKDUHVFRPPRQPDQDJHPHQWVVWHPSULQFLSOHVZLWKWKH,62DQG ,62VHULHVRITXDOLWVVWHPVWDQGDUGV2UJDQLDWLRQVPDHOHFWWRXVHDQ HLVWLQJPDQDJHPHQWVVWHPFRQVLVWHQWZLWKWKH,62VHULHVDVDEDVLVIRULWV SULPDUSURGXFWLQWHJULWVVWHP,WVKRXOGEHUHFRJQLVHGKRZHYHUWKDWWKH DSSOLFDWLRQRIWKHYDULRXVHOHPHQWVRIVXFKDPD

7、QDJHPHQWVVWHPPDEHGLIIHUHQWLQD SURGXFWLQWHJULWVVWHPGXHWRWKHGLIIHUHQWREMHFWLYHVRUSXUSRVHVRIWKHVVWHPVDQG WKHUHTXLUHPHQWVWRZKLFKWKHRUJDQLDWLRQVXEVFULEHV:KLOHDPDQDJHPHQWVVWHP GHDOVZLWKWKHPDQDJHPHQWVVWHPDWWULEXWHVDSULPDUSURGXFWLQWHJULWVVWHP GHDOVZLWKDEURDGUDQJHRISULPDUSURGXFWLRQDFWLYLWLHVDQGDGGUHVVHVWKHQH

8、HGVRI GLIIHUHQWVHFWRUVRIWKHDJULIRRGFKDLQDQGWKHHYROYLQJQHHGVRIWKHIRRGLQGXVWUDQG VRFLHWLQUHVSHFWRIWKHVDIHWOHJDOLWDQGTXDOLWRIIRRGSURGXFWV 7KLV3$6DOVRVKDUHVFRPPRQWHFKQLFDOUHTXLUHPHQWVZLWKWKH%ULWLVK5HWDLO &RQVRUWLXP“V7HFKQLFDO6WDQGDUGIRU&RPSDQLHV6XSSOLQJ5HWDLOHU%UDQGHG)RRG 3URGXFWV2FWREHU%5&6WDQGDUG7KH%5

9、&6WDQGDUGFRYHUVWKHWHFKQLFDO SHUIRUPDQFHDWIRRGSURGXFWLRQVLWHVVXFKDVSURGXFHPDUNHWLQJDQGIRRGDQGGULQN PDQXIDFWXULQJRSHUDWLRQV7KH%5&6WDQGDUGUHTXLUHVWKHDGRSWLRQRID+DDUG $QDOVLVDQG&ULWLFDO&RQWURO3RLQW+$&33ODQDGRFXPHQWHGTXDOLWVVWHPDQG WKHFRQWURORIIDFWRUHQYLURQPHQWVWDQGDUGVSURGXFWSURFHVVDQGSHUVRQQHO7KLV 3$6F

10、RYHUVDJULIRRGVHFWRUDFWLYLWLHVLQFOXGLQJIDUPVDQGJURZHU“VKROGLQJVDQG DGGUHVVHVWKHWHFKQLFDOSHUIRUPDQFHRIVXSSOLHUVRISULPDUDJULFXOWXUDOSURGXFWVWR IRRGSURGXFWLRQRUJDQLDWLRQV $FNQRZOHGJHPHQWLVJLYHQWRWKHPHPEHUVRIWKH&DPSGHQ&KRUOHZRRG)RRG 5HVHDUFK$VVRFLDWLRQ$JUL)RRGDQG4XDOLW0DQDJHPHQW3DQHOVWKH%ULWLVK5HWDLO &RQ

11、VRUWLXPDQGWKH%6,7HFKQLFDO&RPPLWWHH$:4XDOLWVVWHPVLQWKHIRRG LQGXVWUZKRZHUHFRQVXOWHGLQWKHGHYHORSPHQWRIWKLVVSHFLILFDWLRQ 7KLV3$6KDVEHHQSUHSDUHGDQGSXEOLVKHGE%6,ZKLFKUHWDLQVLWVRZQHUVKLSDQG FRSULJKW%6,UHVHUYHVWKHULJKWWRZLWKGUDZRUDPHQGWKLV3$6RQUHFHLSWRI DXWKRULWDWLYHDGYLFHWKDWLWLVDSSURSULDWHWRGRVR7KLV3$6ZLO

12、OEHUHYLHZHGDW LQWHUYDOVQRWHFHHGLQJHDUVDQGDQDPHQGPHQWVDULVLQJIURPWKHUHYLHZZLOOEH SXEOLVKHGLQDQDPHQGHG3$6DQGSXEOLFLHGLQ 8SGDWH6WDQGDUGV 7KLVSXEOLFDWLRQGRHVQRWSXUSRUWWRLQFOXGHDOOWKHQHFHVVDUSURYLVLRQVRIDFRQWUDFW 8VHUVDUHUHVSRQVLEOHIRULWVFRUUHFWDSSOLFDWLRQ &RPSOLDQFHZLWKD3XEOLFO$YDLODEOH6SHFLILFDWLRQGRHV

13、QRWRILWVHOIFRQIHU LPPXQLWIURPOHJDOREOLJDWLRQV 6XPPDURISDJHV 7KLVGRFXPHQWFRPSULVHVDIURQWFRYHUDQLQVLGHIURQWFRYHUSDJHVLDQGLLSDJHVWR DQLQVLGHEDFNFRYHUDQGDEDFNFRYHU3$6 %6, ,QWURGXFWLRQ )RRGEXVLQHVVHVDQGXOWLPDWHOFRQVXPHUVDUHVHHNLQJUHDVVXUDQFHRQ WUDFHDELOLWDQGSURGXFWLRQWHFKQLTXHVLQWKHVXSSORISULPDUDJULFXOWX

14、UDOSURGXFWV 4XDOLWPDQDJHPHQWVWDQGDUGVDQGDVVXUDQFHVFKHPHVFDQKHOSSURPRWHFRQILGHQFH LQWKHLQWHJULWRIWKHVHSURGXFWVDQGIRUHDPSOHLQWKHVWDQGDUGVRIFURSDQGDQLPDO KXVEDQGUKDQGOLQJDQGVWRUDJH7KHDUHRILQFUHDVLQJLPSRUWDQFHDWDOOVWDJHVRI WKHDJULIRRGFKDLQLQSURYLGLQJDVVXUDQFHRIWKHLQWHJULWRIWKHFKDLQXSWRWKDWSRLQW 7KLV3$6L

15、VDTXDOLWPDQDJHPHQWVWDQGDUGZKLFKFDQEHXVHGWRSURYLGH DVVXUDQFHRIWKHSURYHQDQFHRISULPDUSURGXFWVLQWKHDJULIRRGFKDLQLQUHVSHFWRI WKHIRRGVDIHWRUSURGXFWLRQJRDOVVSHFLILHG7KHVWDQGDUGVHWVGRZQDQXPEHURI UHTXLUHPHQWVWKDWFDQEHLQWHUSUHWHGDFFRUGLQJWRWKHDVVXUDQFHVSHFLILHGWRSURYLGHD FRKHUHQWVVWHPWKDWFRYHUVDSURGXFWWKURXJK

16、RXWWKHDJULIRRGVHFWRU7KLV3$6LV GHVLJQHGWRHQDEOHHLVWLQJDVVXUDQFHVFKHPHVZKLFKIRFXVRQSDUWLFXODUDVSHFWVRI SURGXFWLRQRUVHFWRUVRIWKHDJULIRRGFKDLQWREHLQWHJUDWHGLQWRDXQLILHGTXDOLW PDQDJHPHQWVVWHP,WLVGHVLJQHGWREHFRPSDWLEOHZLWKRWKHUTXDOLWPDQDJHPHQW VWDQGDUGVDQGOLQNGLUHFWOZLWKIRRGEXVLQHVVDVVXUDQFHVFKHPHVLQFOXGL

17、QJVWDQGDUGV IRUFRPSDQLHVVXSSOLQJIRRGSURGXFWV 7KLV3$6UHTXLUHV DUHYLHZRIRSHUDWLRQV DGRFXPHQWHGTXDOLWPDQDJHPHQWVVWHP FRQWURORIRSHUDWLRQVDQGSURGXFWV 7KHUHYLHZLVLQWHQGHGWRSURYLGHDSURFHVVIRUDQRUJDQLDWLRQWRLGHQWLIVLJQLILFDQW SURGXFWLQWHJULWDVSHFWVWKDWVKRXOGEHDGGUHVVHGDVDSULRULWEWKHRUJDQLDWLRQ“V TXDOLWPDQDJ

18、HPHQWVVWHP,QIRUPDWLRQDOUHDGGHYHORSHGIRUUHJXODWRURURWKHU SXUSRVHVPDEHXVHGLQWKLVSURFHVV$VXLWDEOHDSSURDFKWRWKHUHYLHZLVWKH DSSOLFDWLRQRIWKH+$&3WHFKQLTXH7KHLQWHUQDWLRQDOOUHFRJQLHGSULQFLSOHVRI +$&3DUHGHILQHGEWKH&RGH$OLPHQWDULXV&RPPLVVLRQ +$&3LVDVFLHQFHEDVHGDQDOWLFDOWRROWKDWHQDEOHVPDQDJHPHQWWRHVWDEOLVKDQG

19、PDLQWDLQDQRQJRLQJIRRGVDIHWDQGTXDOLWSURJUDPPH+$&3LQYROYHVWKH VVWHPDWLFDVVHVVPHQWRIDOOVWHSVLQYROYHGLQDSULPDUSURGXFWLRQRSHUDWLRQDQGWKH LGHQWLILFDWLRQRIWKRVHVWHSVWKDWDUHFULWLFDOWRWKHFRUUHFWSURGXFWLRQRISURGXFW2WKHU DSSURDFKHVWRDUHYLHZPDLQFOXGHFKHFNOLVWVLQWHUYLHZVGLUHFWLQVSHFWLRQDQG PHDVXUHPHQWDQGUHVXOWVR

20、IDXGLWVRURWKHULQVSHFWLRQVGHSHQGLQJRQWKHQDWXUHRIWKH DFWLYLWLHV +$&3LVDVVWHPRIIRRGVDIHWDVVXUDQFHEDVHGRQWKHSUHYHQWLRQRISUREOHPVDQG LVDFFHSWHGEIRRGEXVLQHVVHVDQGQDWLRQDODQGLQWHUQDWLRQDODXWKRULWLHVDVWKHPRVW FRVWHIIHFWLYHPHDQVRIFRQWUROOLQJIRRGERUQHKDDUGV+$&3LVDOVRIOHLEOHLQLWV DSSOLFDWLRQDQGFDQEHDSSOLHGWRTX

21、DOLWKDDUGVDQGSULPDUSURGXFWLRQDFWLYLWLHV +$&3LVWKHUHIRUHDSRZHUIXOVVWHPWKDWFDQEHDSSOLHGWRDZLGHUDQJHRI VLPSOHDQGFRPSOHRSHUDWLRQV 7KHDSSOLFDWLRQRIWKH+$&3WHFKQLTXHZLWKLQDSULPDUSURGXFWTXDOLWVVWHPFDQ UHVXOWLQDIRRGVDIHWDQGTXDOLWVVWHPWKDWLVPRUHHIIHFWLYHWKDQWKHDSSOLFDWLRQRI DTXDOLWPDQDJHPHQWVVWHPDORQH)RUHDPSO

22、HWKHDSSOLFDWLRQRIWKH+$&3 WHFKQLTXHWRLGHQWLIDQGHYDOXDWHKDDUGVWKDWDUHVLJQLILFDQWWRWKHLQWHQGHGXVHRI WKHSURGXFWZLOOGHWHUPLQHWKRVHKDDUGVWKDWVKRXOGEHDGGUHVVHGDVDSULRULWEWKH TXDOLWPDQDJHPHQWVVWHP6XFKDSSOLFDWLRQRIWKH+$&3WHFKQLTXHLVUHODWHGWR TXDOLWSODQQLQJ2QFHWKHFULWLFDOSRLQWVKDYHEHHQLGHQWLILHGWKHTXDOLWVVWHP

23、 SURFHGXUHVFDQEHXVHGIRUFRQWUROPRQLWRULQJFRUUHFWLYHDFWLRQDQGYHULILFDWLRQ,Q DGGLWLRQSURFHGXUHVIRUFRQGXFWLQJD+$&3VWXGFDQHDVLOEHGRFXPHQWHGZLWKLQ WKHTXDOLWVVWHP3$6 %6, 7KLV3$6KDVEHHQZULWWHQWREHDSSOLFDEOHWRDOOWSHVDQGVLHVRIRUJDQLDWLRQLQ GLYHUVHJHRJUDSKLFDODQGFXOWXUDOFRQGLWLRQVDQGWRDFFRPPRGDWHDEURDGUDQJHRI

24、DFWLYLWLHVZLWKLQWKHDJULIRRGFKDLQLQFOXGLQJEDVHLQSXWVVXFKDVVHHGDQGDQLPDO VXSSOLHVFURSDQGDQLPDOKXVEDQGUSURGXFWVWRUDJHDQGWUDQVSRUW7KHVXFFHVVRI WKHVVWHPGHSHQGVRQFRPPLWPHQWIURPDOOOHYHOVDQGIXQFWLRQVHVSHFLDOOIURPWRS PDQDJHPHQW$VVWHPRIWKLVNLQGHQDEOHVDQRUJDQLDWLRQWRHVWDEOLVKDQGPDLQWDLQ DSULPDUSURGXFWLQWHJULWV

25、VWHPWRDFKLHYHFRQIRUPDQFHZLWKLWDQGWR GHPRQVWUDWHVXFKFRQIRUPDQFHWRRWKHUV7KHRYHUDOODLPRIWKLV3$6LVWRSURYLGH DVVXUDQFHRQWKHLQWHJULWDQGWUDFHDELOLWRISULPDUSURGXFWVDQGLQSXWVXVHGLQ WKHLUSURGXFWLRQ ,WLVHQYLVDJHGWKDWDGGLWLRQDOJXLGDQFHRQWKHDSSOLFDWLRQRIWKLV3$6WRVSHFLILF DVSHFWVRISURGXFWLRQRUVHFWRUVRIWKHDJULIRRG

26、FKDLQZLOOEHGHYHORSHG3$6 %6, 6FRSH 7KLV3$6VSHFLILHVUHTXLUHPHQWVIRUDTXDOLWPDQDJHPHQWVVWHPWRHQDEOHDQ RUJDQLDWLRQWRHQVXUHWKHLQWHJULWDQGWUDFHDELOLWRISULPDUSURGXFWVLQWKHDJUL IRRGFKDLQLQRUGHUWRDVVXUHIRRGRUJDQLDWLRQVRIWKHSURYHQDQFHRIIRRGUDZ PDWHULDOVXVHGLQWKHLURSHUDWLRQV,WDSSOLHVWRWKRVHIRRGVDIHWDQGTXDOLWLVV

27、XHVRU SURGXFWLRQDVSHFWVRYHUZKLFKWKHRUJDQLDWLRQZLVKHVWRGHPRQVWUDWHHIIHFWLYH FRQWURO,WGRHVQRWLWVHOIVWDWHVSHFLILFSURGXFWLRQSHUIRUPDQFHFULWHULDRUSURGXFW DWWULEXWHV 7KLV3$6LVDSSOLFDEOHWRDQRUJDQLDWLRQWKDWZLVKHVWR LPSOHPHQWDQGPDLQWDLQDSURGXFWLQWHJULWPDQDJHPHQWVVWHP DVVXUHLWVHOIRILWVFRQIRUPDQFHZLWKLWVVWDWHG

28、SROLF GHPRQVWUDWHVXFKFRQIRUPDQFHWRRWKHUV 7KLV3$6LVDSSOLFDEOHWRDQDVSHFWRIWKHSURGXFWLRQRUFRQGLWLRQRISULPDUSURGXFWV RYHUZKLFKWKHRUJDQLDWLRQZLVKHVWRGHPRQVWUDWHHIIHFWLYHFRQWUROLQFOXGLQJIRU HDPSOHRQHRUPRUHRIWKHIROORZLQJLWHPVIRRGVDIHWLVVXHVIRRGTXDOLWDWWULEXWHV FRQWDPLQDQWVJHQHWLFDOOPRGLILHGRUJDQLVPVRUJDQLF

29、RURWKHUSURGXFWLRQSUDFWLFHV HWKLFDODQGRUUHOLJLRXVLVVXHVDQLPDOZHOIDUHDQGJHRJUDSKLFDORULJLQ 7KLV3$6FRYHUVDOODJULIRRGVHFWRUDFWLYLWLHVLQFOXGLQJEDVHLQSXWVXSSOLHUVIRU HDPSOHVHHGVRUDQLPDOVDQGFURSQXWULHQWVRUDQLPDOIHHGVWXIIVSULPDUSURGXFWLRQ IRUHDPSOHFURSDQGDQLPDOKXVEDQGURQIDUPVDQGJURZHU“VKROGLQJVVWRUDJHVLWHV

30、DQGRWKHUSULPDUSURGXFWKDQGOLQJWUHDWPHQWRUSUHSDUDWLRQIDFLOLWLHV 127($OOWKHUHTXLUHPHQWVRIWKLV3$6DUHLQWHQGHGWREHLQFRUSRUDWHGLQWRDQSURGXFW LQWHJULWPDQDJHPHQWVVWHP7KHHWHQWRIWKHDSSOLFDWLRQZLOOGHSHQGRQIDFWRUVVXFKDVWKH QDWXUHRIWKHSURGXFWLRQDFWLYLWLHVDQGWKHQDWXUHDQGVLHRIWKHRUJDQLDWLRQ 127(7KHHWHQWRIWKHDSSOLFD

31、WLRQRIWKLV3$6QHHGVWREHFOHDUOGHILQHGEFDUHIXO LGHQWLILFDWLRQRIWKHLVVXHVRYHUZKLFKWKHRUJDQLDWLRQZLVKHVWRGHPRQVWUDWHHIIHFWLYHFRQWURO LQFOXGLQJIRUHDPSOHWKHFRGHVRISUDFWLFHDQGLQGXVWUJXLGHOLQHVWRZKLFKWKHRUJDQLDWLRQ VXEVFULEHV HILQLWLRQV )RUWKHSXUSRVHRIWKLV3$6WKHIROORZLQJGHILQLWLRQVDSSO DJULIRRGFKDLQ SDUWRIWK

32、HIRRGVXSSOFKDLQWKDWLQYROYHVWKHSURGXFWLRQDQGVXSSORISULPDU DJULFXOWXUDOSURGXFWV 127()RUWKHSXUSRVHVRIWKLV3$6WKHGHILQLWLRQLQFOXGHVWKHVXSSORIEDVHLQSXWVXVHGLQWKH SURGXFWLRQSURFHVVFURSDQGDQLPDOKXVEDQGUKDUYHVWLQJWKHVXEVHTXHQWWUHDWPHQWDQGVWRUDJH RIWKHKDUYHVWHGSURGXFWSURGXFWSUHSDUDWLRQRSHUDWLRQVDQGWUDQVSRUWWR

33、WKHFXVWRPHUXVXDOOD IRRGSUHSDUDWLRQSDFNLQJRUPDQXIDFWXULQJRSHUDWLRQ KDDUG IDFWRUDJHQWRUFRQGLWLRQRIIRRGZLWKWKHSRWHQWLDOIRUFXVWRPHUULVNLQWKHDUHDRIWKH LVVXHVXQGHUFRQVLGHUDWLRQ LQWHJULW VWDWHRIWKHSULPDUSURGXFWLQUHVSHFWRILWVRULJLQDQGFRQGLWLRQWKDWGHPRQVWUDWHV WKDWLWLVRIWKHQDWXUHDQGVXEVWDQFHWKDWLVHSHFWHGEWKH

34、FXVWRPHU3$6 %6, SULPDUSURGXFWV SURGXFWVDULVLQJIURPWKHSULPDUSURGXFWLRQSURFHVV 127(3URGXFWLQFOXGHVKDUYHVWHGFURSSURGXFWVSUHSDUHGFURSSURGXFWVDQLPDOSURGXFWVDQG DQLPDOVUHDUHGIRUPHDW3URGXFWLRQSURFHVVLQFOXGHVFURSDQGDQLPDOSURGXFWLRQDQGRWKHUDJUL IRRGFKDLQDFWLYLWLHV WUDFHDELOLW DELOLWWRWUDFHWKHKLVWRURIWKHSURGX

35、FWWKURXJKWKHVXSSOFKDLQWRRUIURPWKHSODFH DQGWLPHRISURGXFWLRQLQFOXGLQJWKHLGHQWLILFDWLRQRIWKHLQSXWVXVHGDQGSURGXFWLRQ RSHUDWLRQVXQGHUWDNHQ 3ODQQLQJ 4XDOLWSROLF 7KHRUJDQLDWLRQVKDOOKDYHDFOHDUOGHILQHGTXDOLWSROLF7RSPDQDJHPHQWVKDOO HQVXUHWKDWLW LVDSSURSULDWHWRWKHQDWXUHRIWKHRUJDQLDWLRQ“VDFWLYLWLHVDQGWKDWWKHDUH

36、DRI DSSOLFDWLRQLVFOHDUOLGHQWLILDEOH LQFOXGHVDFRPPLWPHQWWRFRPSOZLWKWKHUHOHYDQWUHTXLUHPHQWVWRZKLFKWKH RUJDQLDWLRQVXEVFULEHVVHH LVGRFXPHQWHGLPSOHPHQWHGDQGPDLQWDLQHGDQGFRPPXQLFDWHGWRDOO HPSORHHV 7KHSROLFVKDOOEHVXIILFLHQWOFOHDUWREHFDSDEOHRIEHLQJXQGHUVWRRGELQWHUQDODQG HWHUQDOLQWHUHVWHGSDUWLHV7KHDUHDRIDSSO

37、LFDWLRQRIWKLV3$6VKDOOEHFOHDUOLGHQWLILDEOH ELQGLFDWLQJFRPSOLDQFHWRWKHDGRSWHGLQGXVWURURWKHUVWDQGDUGVWRZKLFKWKH RUJDQLDWLRQVXEVFULEHV 5HYLHZRIRSHUDWLRQV 7KHRUJDQLDWLRQVKDOOHVWDEOLVKDQGPDLQWDLQSURFHGXUHVWRUHYLHZWKHLUSURGXFWLRQ RSHUDWLRQWRLGHQWLIHYDOXDWHDQGFRQWUROSRWHQWLDOKDDUGVWKDWDUHVLJQLILFDQWWRWKH LQ

38、WHQGHGXVHRIWKHSURGXFWLQRUGHUWRGHWHUPLQHWKRVHZKLFKVKRXOGEHDGGUHVVHGDVD SULRULWEWKHRUJDQLDWLRQ“VTXDOLWPDQDJHPHQWVVWHP 7KHUHYLHZVKDOOEHEDVHGRQDQDVVHVVPHQWRIULVNDQGVKDOOLGHQWLIZKLFKKDDUGV DUHRIVXFKDQDWXUHWKDWWKHLUHOLPLQDWLRQRUUHGXFWLRQWRDQDFFHSWDEOHOHYHOLVHVVHQWLDOWR WKHPDLQWHQDQFHRISURGXFWLQWHJULW 7KHH

39、WHQWRIWKHUHYLHZVKDOOEHFRQVLVWHQWZLWKWKHDUHDRIDSSOLFDWLRQRIWKLV3$6 LQFOXGLQJWKHFRPPLWPHQWWRSURGXFHSURGXFWVWKDWPHHWWKHUHTXLUHPHQWVWRZKLFKWKH RUJDQLDWLRQVXEVFULEHV 7KHUHYLHZVKDOOEHVVWHPDWLFFRPSUHKHQVLYHDQGWKRURXJKDQGZKHUHDSSURSULDWH VKRXOGEHEDVHGRQWKHDSSOLFDWLRQRIWKH+$&3WHFKQLTXH 127(7KHIROORZLQJDUHWKH

40、UHFRJQLHGSULQFLSOHVRI+$&3DVLGHQWLILHGEWKH&RGH $OLPHQWDULXV&RPPLVVLRQ D &RQGXFWDKDDUGDQDOVLV E HWHUPLQHWKHFULWLFDOFRQWUROSRLQWV&3 F (VWDEOLVKFULWLFDOOLPLWV G (VWDEOLVKDVVWHPWRPRQLWRUFRQWURORIWKH&3 H (VWDEOLVKWKHFRUUHFWLYHDFWLRQWREHWDNHQZKHQPRQLWRULQJLQGLFDWHVWKDWDSDUWLFXODU &3LVQRWXQGHUFRQWURO I (VWDEOLVKSURFHGXUHVIRUYHULILFDWLRQWRFRQILUPWKDW+$&3LVZRUNLQJHIIHFWLYHO J (VWDEOLVKGRFXPHQWDWLRQFRQFHUQLQJDOOSURFHGXUHVDQGUHFRUGVDSSURSULDWHWRWKHVH SULQFLSOHVDQGWKHLUDSSOLFDWLRQ3$6 %6,