ETSI TS 136 101-2018 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (UE) radio transmission and reception (V14 7 0 3GPP TS 36 101 version 14 7 0 Release 14).pdf

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1、 ETSI TS 136 101 V8.29.0 (2018-01) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception (3GPP TS 36.101 version 8.29.0 Release 8) TECHNICAL SPECIFICATION ETSI ETSI TS 136 101 V8.29.0 (2018-01)13GPP TS 36.101 version 8.29.0 Release 8Reference

2、RTS/TSGR-0436101v8t0 Keywords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present d

3、ocument can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In

4、 case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the do

5、cument may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:

6、/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be m

7、odified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are tradem

8、arks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 136 101 V8.29.0 (2018-01)23GPP TS 36.101 version 8.29

9、.0 Release 8Intellectual Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 0

10、00 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no invest

11、igation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document

12、 may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in

13、the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifi

14、cations or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal

15、 verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NO

16、T allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 136 101 V8.29.0 (2018-01)33GPP TS 36.101 version 8.29.0 Release 8Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 9g31 Scope 10g32 References 10g33 Definitions, symbols and ab

17、breviations . 10g33.1 Definitions 10g33.2 Symbols 11g33.3 Abbreviations . 12g34 General . 13g34.1 Relationship between minimum requirements and test requirements 13g34.2 Applicability of minimum requirements . 13g34.3 Uplink 64-QAM modulation format 13g34.4 RF requirements in later releases . 13g35

18、Operating bands and channel arrangement . 14g35.1 General . 14g35.2 Void 14g35.3 Void 14g35.4 Void 14g35.5 Operating bands 14g35.6 Channel bandwidth . 15g35.6.1 Channel bandwidths per operating band . 15g35.7 Channel arrangement 16g35.7.1 Channel spacing 16g35.7.2 Channel raster . 17g35.7.3 Carrier

19、frequency and EARFCN . 17g35.7.4 TXRX frequency separation . 17g36 Transmitter characteristics . 19g36.1 General . 19g36.2 Transmit power 19g36.2.1 Void 19g36.2.2 UE Maximum Output Power . 19g36.2.3 UE Maximum Output power for modulation / channel bandwidth. 19g36.2.4 UE Maximum Output Power with ad

20、ditional requirements 20g36.2.5 Configured transmitted Power 21g36.3 Output power dynamics 22g36.3.1 (Void) 22g36.3.2 Minimum output power 22g36.3.2.1 Minimum requirement 22g36.3.3 Transmit OFF power . 22g36.3.3.1. Minimum requirement 22g36.3.4 ON/OFF time mask 23g36.3.4.1 General ON/OFF time mask .

21、 23g36.3.4.2 PRACH and SRS time mask . 23g36.3.4.2.1 PRACH time mask 23g36.3.4.2.2 SRS time mask 24g36.3.4.3 Slot / Sub frame boundary time mask . 25g36.3.4.4 PUCCH / PUSCH / SRS time mask 25g36.3.5 Power Control . 26g36.3.5.1 Absolute Power Tolerance 26g36.3.5.1.1 Minimum requirements . 27g3ETSI ET

22、SI TS 136 101 V8.29.0 (2018-01)43GPP TS 36.101 version 8.29.0 Release 86.3.5.2 Relative Power tolerance . 27g36.3.5.3 Aggregate power control tolerance . 28g36.3.5.3.1 Minimum requirement . 28g36.4 Void 29g36.5 Transmit signal quality . 29g36.5.1 Frequency error . 29g36.5.2 Transmit modulation quali

23、ty . 29g36.5.2.1 Error Vector Magnitude 29g36.5.2.1.1 Minimum requirement . 30g36.5.2.2 Carrier leakage 30g36.5.2.2.1 Minimum requirements . 30g36.5.2.3 In-band emissions . 30g36.5.2.3.1 Minimum requirements . 30g36.5.2.4 EVM equalizer spectrum flatness . 31g36.5.2.4.1 Minimum requirements . 31g36.6

24、 Output RF spectrum emissions . 32g36.6.1 Occupied bandwidth . 33g36.6.2 Out of band emission 33g36.6.2.1 Spectrum emission mask . 33g36.6.2.1.1 Minimum requirement. 33g36.6.2.2 Additional Spectrum Emission Mask 34g36.6.2.2.1 Minimum requirement (network signalled value “NS_03“) 34g36.6.2.2.2 Minimu

25、m requirement (network signalled value “NS_04“) 35g36.6.2.2.3 Minimum requirement (network signalled value “NS_06“ or “NS_07”) 35g36.6.2.3 Adjacent Channel Leakage Ratio 36g36.6.2.3.1 Minimum requirement E-UTRA . 36g36.6.2.3.2 Minimum requirements UTRA . 36g36.6.2.4 Additional ACLR requirements 37g3

26、6.6.2.4.1 Void . 37g36.6.3 Spurious emissions . 37g36.6.3.1 Minimum requirements . 38g36.6.3.2 Spurious emission band UE co-existence . 38g36.6.3.3 Additional spurious emissions 42g36.6.3.3.1 Minimum requirement (network signalled value “NS_05“) 42g36.6.3.3.2 Minimum requirement (network signalled v

27、alue “NS_07”) 43g36.7 Transmit intermodulation . 44g36.7.1 Minimum requirement 44g37 Receiver characteristics 44g37.1 General . 44g37.2 Diversity characteristics . 44g37.3 Reference sensitivity power level . 45g37.3.1 Minimum requirements (QPSK) . 45g37.3.2 Requirement for large transmission configu

28、rations 47g37.4 Maximum input level . 47g37.4.1 Minimum requirements . 47g37.5 Adjacent Channel Selectivity (ACS) 48g37.5.1 Minimum requirements . 48g37.6 Blocking characteristics . 49g37.6.1 In-band blocking . 49g37.6.1.1 Minimum requirements . 49g37.6.2 Out-of-band blocking 50g37.6.2.1 Minimum req

29、uirements . 50g37.6.3 Narrow band blocking 51g37.6.3.1 Minimum requirements . 51g37.7 Spurious response . 51g37.7.1 Minimum requirements . 51g37.8 Intermodulation characteristics 52g37.8.1 Wide band intermodulation. 52g37.8.1.1 Minimum requirements . 52g37.8.2 Void 53g37.9 Spurious emissions . 53g3E

30、TSI ETSI TS 136 101 V8.29.0 (2018-01)53GPP TS 36.101 version 8.29.0 Release 87.9.1 Minimum requirements . 53g38 Performance requirement . 54g38.1 General . 54g38.1.1 Dual-antenna receiver capability 54g38.1.1.1 Simultaneous unicast and MBMS operations 54g38.1.1.2 Dual-antenna receiver capability in

31、idle mode 54g38.2 Demodulation of PDSCH (Cell-Specific Reference Symbols) 54g38.2.1 FDD (Fixed Reference Channel) 54g38.2.1.1 Single-antenna port performance 55g38.2.1.1.1 Minimum Requirement . 55g38.2.1.1.2 Void . 56g38.2.1.1.3 Void . 56g38.2.1.1.4 Minimum Requirement 1 PRB allocation in presence o

32、f MBSFN 56g38.2.1.2 Transmit diversity performance 57g38.2.1.2.1 Minimum Requirement 2 Tx Antenna Port . 57g38.2.1.2.2 Minimum Requirement 4 Tx Antenna Port . 58g38.2.1.3 Open-loop spatial multiplexing performance 58g38.2.1.3.1 Minimum Requirement 2 Tx Antenna Port . 58g38.2.1.3.2 Minimum Requiremen

33、t 4 Tx Antenna Port . 59g38.2.1.4 Closed-loop spatial multiplexing performance . 59g38.2.1.4.1 Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port 59g38.2.1.4.1A Minimum Requirement Single-Layer Spatial Multiplexing 4 Tx Antenna Port 60g38.2.1.4.2 Minimum Requirement Multi-Layer

34、Spatial Multiplexing 2 Tx Antenna Port . 61g38.2.1.4.3 Minimum Requirement Multi-Layer Spatial Multiplexing 4 Tx Antenna Port . 62g38.2.1.5 MU-MIMO 62g38.2.1.6 Control channel performance: D-BCH and PCH . 62g38.2.2 TDD (Fixed Reference Channel) 62g38.2.2.1 Single-antenna port performance 63g38.2.2.1

35、.1 Minimum Requirement . 63g38.2.2.1.2 Void . 64g38.2.2.1.3 Void . 64g38.2.2.1.4 Minimum Requirement 1 PRB allocation in presence of MBSFN 64g38.2.2.2 Transmit diversity performance 65g38.2.2.2.1 Minimum Requirement 2 Tx Antenna Port . 65g38.2.2.2.2 Minimum Requirement 4 Tx Antenna Port . 65g38.2.2.

36、3 Open-loop spatial multiplexing performance 66g38.2.2.3.1 Minimum Requirement 2 Tx Antenna Port . 66g38.2.2.3.2 Minimum Requirement 4 Tx Antenna Port . 67g38.2.2.4 Closed-loop spatial multiplexing performance . 67g38.2.2.4.1 Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port 67

37、g38.2.2.4.1A Minimum Requirement Single-Layer Spatial Multiplexing 4 Tx Antenna Port 68g38.2.2.4.2 Minimum Requirement Multi-Layer Spatial Multiplexing 2 Tx Antenna Port . 68g38.2.2.4.3 Minimum Requirement Multi-Layer Spatial Multiplexing 4 Tx Antenna Port . 69g38.2.2.5 MU-MIMO 70g38.2.2.6 Control c

38、hannel performance: D-BCH and PCH . 70g38.3 Demodulation of PDSCH (User-Specific Reference Symbols) 70g38.3.1 FDD 70g38.3.2 TDD 70g38.4 Demodulation of PDCCH/PCFICH . 72g38.4.1 FDD 72g38.4.1.1 Single-antenna port performance 72g38.4.1.2 Transmit diversity performance 73g38.4.1.2.1 Minimum Requiremen

39、t 2 Tx Antenna Port . 73g38.4.1.2.2 Minimum Requirement 4 Tx Antenna Port . 73g38.4.2 TDD 73g38.4.2.1 Single-antenna port performance 74g38.4.2.2 Transmit diversity performance 74g38.4.2.2.1 Minimum Requirement 2 Tx Antenna Port . 74g38.4.2.2.2 Minimum Requirement 4 Tx Antenna Port . 74g38.5 Demodul

40、ation of PHICH 74g38.5.1 FDD 75g3ETSI ETSI TS 136 101 V8.29.0 (2018-01)63GPP TS 36.101 version 8.29.0 Release 88.5.1.1 Single-antenna port performance 75g38.5.1.2 Transmit diversity performance 75g38.5.1.2.1 Minimum Requirement 2 Tx Antenna Port . 75g38.5.1.2.2 Minimum Requirement 4 Tx Antenna Port

41、. 76g38.5.2 TDD 76g38.5.2.1 Single-antenna port performance 76g38.5.2.2 Transmit diversity performance 77g38.5.2.2.1 Minimum Requirement 2 Tx Antenna Port . 77g38.5.2.2.2 Minimum Requirement 4 Tx Antenna Port . 77g38.6 Demodulation of PBCH . 77g38.6.1 FDD 77g38.6.1.1 Single-antenna port performance

42、77g38.6.1.2 Transmit diversity performance 78g38.6.1.2.1 Minimum Requirement 2 Tx Antenna Port . 78g38.6.1.2.2 Minimum Requirement 4 Tx Antenna Port . 78g38.6.2 TDD 78g38.6.2.1 Single-antenna port performance 79g38.6.2.2 Transmit diversity performance 79g38.6.2.2.1 Minimum Requirement 2 Tx Antenna P

43、ort . 79g38.6.2.2.2 Minimum Requirement 4 Tx Antenna Port . 79g39 Reporting of Channel State Information 79g39.1 General . 79g39.2 CQI reporting definition under AWGN conditions 79g39.2.1 Minimum requirement PUCCH 1-0 80g39.2.1.1 FDD. 80g39.2.1.2 TDD 80g39.2.2 Minimum requirement PUCCH 1-1 81g39.2.2

44、.1 FDD. 81g39.2.2.2 TDD 82g39.3 CQI reporting under fading conditions . 83g39.3.1 Frequency-selective scheduling mode 83g39.3.1.1 Minimum requirement PUSCH 3-0 83g39.3.1.1.1 FDD . 83g39.3.1.1.2 TDD. 85g39.3.2 Frequency non-selective scheduling mode . 86g39.3.2.1 Minimum requirement PUCCH 1-0 86g39.3

45、.2.1.1 FDD . 86g39.3.2.1.2 TDD. 87g39.3.3 Frequency-selective interference 88g39.3.3.1 Minimum requirement PUSCH 3-0 89g39.3.3.1.1 FDD . 89g39.3.3.1.2 TDD. 90g39.4 Reporting of Precoding Matrix Indicator (PMI) . 91g39.4.1 Single PMI 91g39.4.1.1 Minimum requirement PUSCH 3-1 91g39.4.1.1.1 FDD . 91g39

46、.4.1.1.2 TDD. 92g39.4.2 Multiple PMI 93g39.4.2.1 Minimum requirement PUSCH 1-2 93g39.4.2.1.1 FDD . 93g39.4.2.1.2 TDD. 93g39.5 Reporting of Rank Indicator (RI) . 94g39.5.1 Minimum requirement 95g39.5.1.1 FDD. 95g39.5.1.2 TDD 96g3A.1 General . 98g3A.2 UL reference measurement channels . 98g3A.2.1 Gene

47、ral . 98g3A.2.1.1 Applicability and common parameters . 98g3A.2.1.2 Determination of payload size 98g3ETSI ETSI TS 136 101 V8.29.0 (2018-01)73GPP TS 36.101 version 8.29.0 Release 8A.2.1.3 Overview of UL reference measurement channels . 99g3A.2.2 Reference measurement channels for FDD 104g3A.2.2.1 Fu

48、ll RB allocation . 104g3A.2.2.1.1 QPSK 104g3A.2.2.1.2 16-QAM 105g3A.2.2.1.3 64-QAM 105g3A.2.2.2 Partial RB allocation . 105g3A.2.2.2.1 QPSK 106g3A.2.2.2.2 16-QAM 107g3A.2.2.2.3 64-QAM 107g3A.2.3 Reference measurement channels for TDD 107g3A.2.3.1 Full RB allocation . 108g3A.2.3.1.1 QPSK 108g3A.2.3.1

49、.2 16-QAM 108g3A.2.3.1.3 64-QAM 108g3A.2.3.2 Partial RB allocation . 109g3A.2.3.2.1 QPSK 110g3A.2.3.2.2 16-QAM 111g3A.2.3.2.3 64-QAM 111g3A.3 DL reference measurement channels . 112g3A.3.1 General . 112g3A.3.1.1 Overview of DL reference measurement channels . 112g3A.3.2 Reference measurement channel for receiver characteristics . 116g3A.3.3 Reference measurement channels for PDSCH performance requirements (FDD) . 124g3A.3.3.1 Single-antenna transmission (Common Reference Symbols) . 124g3A.3.3.2 Multi-antenna transmission (Common Reference Symbols) 128g3A.3.3.2.1 Two ante