DIN EN 16831-2017 Tractors and machinery for agriculture and forestry - Safety - Format for reporting accidents German version EN 16831 2016《农林业用拖拉机和机械 安全 事件报告格式 德文版本EN 16831-2016》.pdf

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1、March 2017 English price group 13No part of this translation may be reproduced without prior permission ofDIN Deutsches Institut fr Normung e. V., Berlin. Beuth Verlag GmbH, 10772 Berlin, Germany,has the exclusive right of sale for German Standards (DIN-Normen).ICS 13.200; 35.240.68!%bVK“2635140www.

2、din.deDIN EN 16831Tractors and machinery for agriculture and forestry Safety Format for reporting accidents;English version EN 16831:2016,English translation of DIN EN 16831:2017-03Land und forstwirtschaftliche Traktoren und Maschinen Sicherheit Datenerfassungsbogen fr Unflle;Englische Fassung EN 16

3、831:2016,Englische bersetzung von DIN EN 16831:2017-03Tracteurs agricoles et forestiers Scurit Format des rapports daccidents;Version anglaise EN 16831:2016,Traduction anglaise de DIN EN 16831:2017-03www.beuth.deDTranslation by DIN-Sprachendienst.In case of doubt, the German-language original shall

4、be considered authoritative.Document comprises 27 pages 02.17 2 A comma is used as the decimal marker. National foreword This document (EN 16831:2016) has been prepared by Technical Committee CEN/TC 144 “Tractors and machinery for agriculture and forestry”. The responsible German body involved in it

5、s preparation was DIN-Normenausschuss Maschinenbau (DIN Standards Committee Mechanical Engineering), Working Committee NA 060-16-30 AA Traktoren of Section Landtechnik. Stakeholders were involved in the development of the standard. DIN EN 16831:2017-03 EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NO

6、RM EN 16831 August 2016 ICS 13.200; 35.240.99 English Version Tractors and machinery for agriculture and forestry - Safety - Format for reporting accidents Tracteurs agricoles et forestiers - Scurit - Format des rapports daccidents Land- und forstwirtschaftliche Traktoren und Maschinen - Sicherheit

7、- Datenerfassungsbogen fr Unflle This European Standard was approved by CEN on 18 June 2016. CEN members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date

8、 lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation u

9、nder the responsibility of a CEN member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN members are the national standards bodies of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Forme

10、r Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey andUnited Kingdom. EUROPEAN COMMITTEE FOR STANDARDIZATION COMIT EU

11、ROPEN DE NORMALISATION EUROPISCHES KOMITEE FR NORMUNG CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2016 CEN All rights of exploitation in any form and by any means reserved worldwide for CEN national Members. Ref. No. EN 16831:2016 EEN 16831:2016 (E) 2 Contents Page European fore

12、word . 3 Introduction 4 1 Scope 5 2 Normative references 5 3 Terms and definitions . 5 4 Reporting format of the public part . 6 4.1 Main structure of the cells . 6 4.1.1 General 6 4.1.2 Equipment . 6 4.1.3 Nature of the accident 7 4.1.4 Environmental factors . 8 4.1.5 Human factors 8 4.2 Entry shee

13、t . 9 5 Reporting format of the concealed part 9 5.1 Content of concealed part 9 5.2 Entry sheet . 9 Annex A (normative) Accident Reporting Protocol 10 Annex B (informative) Example of Entry Form for the public information . 24 Annex C (informative) Example of Entry Form for concealed information .

14、25 DIN EN 16831:2017-03 EN 16831:2016 (E) 3 European foreword This document (EN 16831:2016) has been prepared by Technical Committee CEN/TC 144 “Tractors and machinery for agriculture and forestry”, the secretariat of which is held by AFNOR. This European Standard shall be given the status of a nati

15、onal standard, either by publication of an identical text or by endorsement, at the latest by February 2017, and conflicting national standards shall be withdrawn at the latest by February 2017. Attention is drawn to the possibility that some of the elements of this document may be the subject of pa

16、tent rights. CEN shall not be held responsible for identifying any or all such patent rights. According to the CEN-CENELEC Internal Regulations, the national standards organisations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus,

17、 Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Ki

18、ngdom. DIN EN 16831:2017-03 EN 16831:2016 (E) 4 Introduction This European Standard establishes a uniform format to record data related to accidents where tractors and/or agricultural machinery are involved. The reporting format defined in this document is intended to be used by all stakeholders dea

19、ling with these accidents, such as manufacturers of the products covered by its scope, health and safety bodies, insurance companies, market surveillance authorities, labour authorities and professional organizations. The standardized reporting format, based on a selection of defined cell content, w

20、ill allow statistical processing of the data, and the confidence level will grow together with the quantity of the data entered in a database. Where possible and appropriate, the codes from ESAW1)have been used. The standardized reporting format, when used by the different stakeholders, will allow a

21、n easy and understandable exchange of data and enhance the confidence level of the data which are provided by the different stakeholders. The implementation of the ESAW methodology, where appropriate, may accelerate the integration of the technical aspects of accidents with agricultural machinery in

22、 the Phase III of the ESAW project: http:/ec.europa.eu/eurostat/statistics-explained/index.php/Accidents_at_work_statistics This document is considering the technical aspects of the equipment, but addresses also in detail other parameters, such as human behaviour and fitness, the environment and the

23、 mode in which the equipment was used at the time of the accident. The nature of the data defined by this document is split in two parts, a public part and a concealed one. This will allow to keep the concealed information separated from the public information. The data for public information is ano

24、nymous, in order to avoid that the data of a particular accident do allow retrieval of the details of the accident in question. So there are no names, no exact places, no brands, nor models of equipment in the public part. 1) ESAW, European Statistics At Work, register developed since 1990 by the EU

25、 Commission (DG EMPL and EUROSTAT) together with the Member States. http:/ec.europa.eu/employment_social/publications/2002/ke4202569_en.html http:/circa.europa.eu/Public/irc/dsis/hasaw/library?l=/statisstics_methodology/esaw_methodology/ke4202569_en_pdf/. DIN EN 16831:2017-03 EN 16831:2016 (E) 5 1 S

26、cope This European Standard establishes a uniform format for reporting accidents where the following equipment are involved: agricultural and forestry tractors (NACE code 09.02.03.01); equipment fitted on tractors (e.g. a front end loader) (NACE code 09.02.99.00); equipment mounted on the tractor (f

27、ront and/or rear) (NACE code 09.02.99.00); equipment towed by tractors (trailers and machinery) (NACE code 09.02.04.99); self-propelled machinery (NACE code 09.02.03.02); telescopic loaders (NACE code 09.02.03.02); lawn and gardening equipment (NACE code 09.02.99.00); powered hand-held machinery use

28、d in agriculture (NACE code 09.02.99.00). Accidents with this equipment on road use are also covered by this document. Are excluded from the scope of this document: the above-mentioned equipment when used in another environment than agriculture, forestry and landscape gardening (e.g. tractors used o

29、n construction sites); material handling equipment other than telescopic loaders, skid steer loaders, wheel loaders and front-end loaders mounted on tractors. All profiles of harmed persons should be in the scope. There should be no distinction/exemption between employers, employees, self-employed p

30、ersons, bystanders or other persons involved in the accident. Situations that are excluded from the scope of this document: near-miss accidents and other incidents, not resulting in harm; chronic diseases as a result of physical agents. Fire hazards are only in the Scope for those fire accidents tha

31、t have caused physical harm. 2 Normative references The following documents, in whole or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced

32、document (including any amendments) applies. EN ISO 12100:2010, Safety of machinery - General principles for design - Risk assessment and risk reduction (ISO 12100:2010) 3 Terms and definitions For the purposes of this document, the terms and definitions given in EN ISO 12100:2010 and the following

33、apply. DIN EN 16831:2017-03 EN 16831:2016 (E) 6 3.1 equipment tractors and machinery listed as being in the scope of this document 3.2 bystander person other than the operator/driver that is exposed to harm, either involved or not in the activities of the equipment 3.3 victim person that has been ha

34、rmed as a result of an accident 4 Reporting format of the public part 4.1 Main structure of the cells 4.1.1 General All recorded data related to a particular accident can be grouped into four main sections: a) the equipment involved; b) the nature of the accident; c) the environmental factors; and d

35、) the human factors. For each cell, one of the defined options as given in Annex A of this document shall be selected. It is not possible to enter other options than those defined in Annex A. This coding is in line with the ESAW methodology. NOTE Filtering the relevant codes of Table A.3 in function

36、 of the category of accident and category of equipment could be dealt with at the next revision of the standard or in new part of this standard, under evaluation. In particular this would be interesting in the case that the content of this standard would be used in digital applications. In the case

37、there is more than one harmed person, there shall be a separate form made for each of them. 4.1.2 Equipment 4.1.2.1 General This section defines the technical characteristics of the equipment that can be recorded and which one is relevant for the purpose of this document. In order to preserve the an

38、onymous profile of the data, the recorded data in the public part shall not contain brand names, type descriptions, or serial numbers. 4.1.2.2 Classification of the equipment This cell defines the classification of the equipment at a very high level and is based on the NACE codes (starting with 09.0

39、2 for agricultural equipment). An “x” shall be entered in the appropriate box in Annex A, Table A.1. DIN EN 16831:2017-03 EN 16831:2016 (E) 7 4.1.2.3 Category and type of equipment (in alphabetical order) This cell defines the equipment in further detail. Refer to Annex A, Table A.2. 4.1.2.4 Age of

40、the equipment This cell defines the age of the equipment. When the equipment is a combination of a tractor and a machine or trailer from different ages, then the equipment which is deemed to be primarily involved in the accident shall be considered. The year of manufacturing shall be entered in Anne

41、x A, Table A.3. The spread sheet returns the age of the equipment at the time of the accident. 4.1.2.5 Maintenance condition This cell defines the maintenance condition of the equipment. When the equipment is a combination of a tractor and a machine or a trailer with a different maintenance conditio

42、n, then the equipment which is primarily deemed to be involved in the accident shall be considered. Maintenance shall also consider the general condition of the machine (cleanliness, dents, wrecked, etc.). Refer to Annex A, code 100 - 199. 4.1.2.6 Protections This cell defines the status of protecti

43、ve structures and systems on the equipment. Only those which have relevance for the accident in question shall be considered. Refer to Annex A, code 200 - 299. 4.1.2.7 Performance and problems This cell defines the degree of performance and possible technical problems with the equipment. Only those

44、which have relevance for the accident in question shall be considered. Refer to Annex A, code 300 - 399. 4.1.2.8 Compliance with regulations and standards This cell defines the compliance with regulations and standards. Only those which have relevance for the accident in question shall be considered

45、. It is also assumed that the compliance shall be assessed at the time the equipment was first placed on the market, but it is recognized that it will not always be easy to retrieve exactly the legislation which applied at that time. Refer to Annex A, code 400 - 499. 4.1.3 Nature of the accident 4.1

46、.3.1 General This section defines the nature of the accident. The parameters and terminology are those from EN ISO 12100:2010, Clauses 4 and 5. 4.1.3.2 Category of accident This cell defines the hazard category which caused harm as a result of the accident. These are the relevant hazards from EN ISO

47、 12100:2010, Clause 4. In case the victim has been subject to more than one harm, then the hazard category which resulted in the most severe harm (see 4.1.5) shall be considered. The algorithm of the spread sheet is based on the category of accident, in a way that the options for entering a code are

48、 related to the category of the accident. DIN EN 16831:2017-03 EN 16831:2016(E)8 4.1.3.3 Accident scene This cell defines the location where the accident happened and there is a choice between the typical agricultural scenes in which the equipment covered by this document is operating. Refer to Anne

49、x A, code 500 - 599. 4.1.3.4 Specific physical activity at the time of the accident This cell defines the part of the lifecycle in which the human interaction took place at the time of the accident. These are the relevant life cycles from EN ISO 12100:2010, 5.3, a) and tailored to the typical activities which are applicable to the equipment covered by this document. Refer to Annex A, code 600 - 699. 4.1.3.5 Mode in which the equipment was used This cell defin