BS ISO 20022-1-2013 Financial services Universal financial industry message scheme Metamodel《金融服务 金融业通用报文方案 元模型》.pdf

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1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 20022-1:2013Financial services Universalfinancial industry messageschemePart 1: MetamodelBS ISO 20022-1:2013 BRITISH STANDARDNational forewordThis British Standard is the

2、UK implementation of ISO 20022-1:2013.It supersedes BS ISO 20022-1:2004 which is withdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee IST/12, Financial services.A list of organizations represented on this committee can beobtained on request to its secretary.This publ

3、ication does not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2013. Published by BSI StandardsLimited 2013ISBN 978 0 580 70956 2ICS 03.060Compliance with a British Standard cannot confer immunity fro

4、mlegal obligations.This British Standard was published under the authority of theStandards Policy and Strategy Committee on 31 May 2013.Amendments issued since publicationDate Text affectedBS ISO 20022-1:2013Reference numberISO 20022-1:2013(E)ISO 2013INTERNATIONAL STANDARD ISO20022-1Second edition20

5、13-05-01Financial services Universal financial industry message scheme Part 1: Metamodel Services financiers Schma universel de messages pour lindustrie financire Partie 1: Mtamodle BS ISO 20022-1:2013ISO 20022-1:2013(E) COPYRIGHT PROTECTED DOCUMENT ISO 2013 All rights reserved. Unless otherwise spe

6、cified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office

7、Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2013 All rights reservedBS ISO 20022-1:2013ISO 20022-1:2013(E) ISO 2013 All rights reserved iiiContents Page Foreword iv Introduction vi 1 Scope 1 2

8、Normative references 1 3 Terms and definitions . 1 4 Type Library . 9 5 Metamodel packages 11 5.1 General . 11 5.2 The metamodels use of ISO20022:TypeLibrary . 11 5.3 Levels 12 5.3.1 Scope level . 13 5.3.2 Conceptual level 14 5.3.3 Logical level . 16 5.3.4 Physical level . 17 5.4 Models Transformati

9、on . 18 5.4.1 Scope to Conceptual . 19 5.4.2 Conceptual to Logical . 20 5.4.3 Logical to Physical 21 6 Repository 22 6.1 ISO 20022 Repository structure . 22 6.1.1 Overview . 22 6.2 DataDictionary . 23 6.2.1 Overview . 23 6.2.2 List of Dictionary Items . 23 6.2.3 Dictionary Item Registration Status 2

10、6 6.2.4 Dictionary Items description information . 27 6.2.5 DataDictionary life cycle . 27 6.3 BusinessProcessCatalogue . 28 6.3.1 Overview . 28 6.3.2 List of BusinessProcessCatalogue Items . 28 6.3.3 Catalogue Item Registration Status . 28 6.3.4 Catalogue Item description information . 29 6.3.5 Bus

11、inessProcessCatalogue life cycle . 29 7 Registration 29 7.1 General . 29 7.2 Submission format 30 7.3 Submission media . 30 8 Repository Access 30 8.1 General . 30 8.2 Repository output types . 30 8.3 Output format . 30 Annex A (normative) Type library . 32 Annex B (normative) Metamodel . 48 Bibliog

12、raphy 152 BS ISO 20022-1:2013ISO 20022-1:2013(E) iv ISO 2013 All rights reservedForeword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through

13、ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates

14、 closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards.

15、 Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this

16、document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO 20022-1 was prepared by Technical Committee ISO/TC 68, Financial services. This second edition cancels and replaces the first edition (ISO 20022-1:2004), which has been

17、technically revised. ISO 20022 consists of the following parts, under the general title Financial services Universal financial industry message scheme: Part 1: Metamodel Part 2: UML profile Part 3: Modelling Part 4: XML Schema generation Part 5: Reverse engineering Part 6: Message transport characte

18、ristics Part 7: Registration Part 8: ASN.1 generation ISO 20022-1:2013, ISO 20022-2:2013, ISO 20022-3:2013, ISO 20022-4:2013, ISO 20022-5:2013, ISO 20022-6:2013, ISO 20022-7:2013 and ISO 20022-8:2013 will be implemented by the Registration Authority by no later than the end of May 2013, at which tim

19、e support for the concepts set out within them will be effective. Users and potential users of the ISO 20022 series are encouraged to familiarize themselves with the 2013 editions as soon as possible, in order to understand their impact and take advantage of their content as soon as they are impleme

20、nted by the Registration Authority. For further guidance, please contact the Registration Authority. BS ISO 20022-1:2013ISO 20022-1:2013(E) ISO 2013 All rights reserved vFor the purposes of research on financial industry message standards, users are encouraged to share their views on ISO 20022:2013

21、and their priorities for changes to future editions of the document. Click on the link below to take part in the online survey: http:/ BS ISO 20022-1:2013ISO 20022-1:2013(E) vi ISO 2013 All rights reservedIntroduction This International Standard defines a scalable, methodical process to ensure consi

22、stent descriptions of messages throughout the financial services industry. The purpose of this International Standard is to describe precisely and completely the externally observable aspects of financial services messaging in a way that can be verified independently against operational messaging. T

23、he trigger for the creation of this International Standard was the rapid growth in the scale and sophistication of messaging within financial services during the 1990s using ISO 15022. The financial services industry (from hereon referred to as “the industry“) created the first version of this Inter

24、national Standard as the successor to ISO 15022 in response to that trigger. Since ISO 15022, the industry has broadened the scope from securities to the entire industry for this International Standard. This International Standard is based on open technology standards, which historically have evolve

25、d more rapidly than the industry itself. Consequently, this International Standard adopted a model-driven approach where the model of the industrys messaging can evolve separately from the evolution of the messaging technology standards. The period during which this International Standard has emerge

26、d followed the widespread adoption of the World Wide Web (the Web) for business. XML (eXtensible Mark-up Language) emerged as the de facto standard for document representation on the Web and it became the first syntax for ISO 20022. The modelling process is further refined into three levels which, i

27、n addition to the messaging technology standard, is why this International Standard is based on four levels: the Scope level, the Conceptual level, the Logical level and the Physical level. This four-level approach is based on the first four levels of the Zachman Framework. The remaining two levels

28、of the Zachman Framework are equivalent to the implementations and the operational levels, respectively. In this part of ISO 20022, the first, second and third levels are described in UML (Unified Modelling Language) because it is widely supported and supports multiple levels of abstraction. The mod

29、els created in accordance with this International Standard are technology independent in that they do not require any particular physical expression or implementation. Such models aim to describe all parts of the message exchange. The models form the definition of the protocol between participants e

30、xchanging messages. This International Standard defines a method that describes a process by which these models can be created and maintained by the modellers. The models and the Physical level artefacts are stored in a central repository, serviced by a Registration Authority. This International Sta

31、ndards repository is available on the World Wide Web and offers public access for browsing. The Repository is organized into two areas: A DataDictionary containing the industry model elements likely to have further or repeated use. A BusinessProcessCatalogue that contains models describing specific

32、message definitions and business processes, and physical syntax implementations. This International Standard is organized into the following parts. This part of ISO 20022 describes in MOF (Meta-Object Facility) the metamodel of all the models and the Repository. BS ISO 20022-1:2013ISO 20022-1:2013(E

33、) ISO 2013 All rights reserved vii ISO 20022-2 covers the UML profile, a grounding of general UML into a specific subset defined for this International Standard (to be used when UML is selected to define the models). ISO 20022-3 describes a modelling method to produce models for this International S

34、tandard. ISO 20022-4 covers XML schema generation rules to transform a Logical level model into a Physical level description in the syntaxes. ISO 20022-5 covers logical model alignment and reverse engineering of existing message syntaxes. ISO 20022-6 covers message transport characteristics that def

35、ine the quality of service required by the business process definitions so that they can operate successfully. ISO 20022-7 describes the process of managing the registration of models and physical syntax implementations. ISO 20022-8 gives ASN.1 syntax generation rules to transform a Logical level mo

36、del into a Physical level description in ASN.1. BS ISO 20022-1:2013BS ISO 20022-1:2013INTERNATIONAL STANDARD ISO 20022-1:2013(E) ISO 2013 All rights reserved 1Financial services Universal financial industry message scheme Part 1: Metamodel 1 Scope This part of ISO 20022 consists of: the overall desc

37、ription of the modelling approach; the overall description of the ISO 20022 Repository contents; a high-level description of the input to be accepted by the Registration Authority to feed/modify the Repositorys DataDictionary and BusinessProcessCatalogue; a high-level description of the Repository o

38、utput to be made publicly available by the Registration Authority. BusinessTransactions and Message Sets complying with ISO 20022 can be used for electronic data interchange amongst any industry participants (financial and others), independently of any specific communication network. Network-depende

39、nt rules, such as message acknowledgement and message protection, are outside the scope of ISO 20022. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the la

40、test edition of the referenced document (including any amendments) applies. ISO 20022-2, Financial services Universal financial industry message scheme UML profile The Zachman Framework for Enterprise Architecture Zachman Institute for Framework Advancement W3C Recommendation: XML Schema Part 2: Dat

41、atypes Second Edition, 28 October 2004 3 Terms and definitions For the purposes of this document, the following terms and definitions apply. 3.1 Address identification and efficient resolution to the location of a MessagingEndpoint NOTE The purpose of an Address is to efficiently resolve a location.

42、 This is what distinguishes an Address from any other Identifier, which merely identifies something. BS ISO 20022-1:2013ISO 20022-1:2013(E) 2 ISO 2013 All rights reserved3.2 amount number of monetary units specified in a currency where the unit of currency is explicit or implied 3.3 binary any set o

43、f values drawn from the value space of base64Binary, as specified by W3C Recommendation XML Schema Part 2: Datatypes 3.4 boolean any set of values drawn from the value space of boolean, as specified by W3C Recommendation XML Schema Part 2: Datatypes 3.5 BroadcastList set of references to MessagingEn

44、dpoints (identified by their Address), that is used for message broadcasting. NOTE 1 The BroadcastList is managed by the MessageTransportSystem, which provides a mechanism to maintain the BroadcastList. NOTE 2 “Set” means the list of Addresses is unordered and each Address may only be present once.

45、3.6 BusinessArea set of strongly related business activities that provide a self-standing business value to a set of BusinessRoles EXAMPLE Securities pre-trade, payment initiation. NOTE BusinessAreas are stored in the BusinessProcessCatalogue. 3.7 BusinessAssociation relation between two BusinessCom

46、ponents EXAMPLE The servicing of an account by a party. NOTE 1 BusinessAssociations are a category of BusinessConcepts. Their meaning can only be described unambiguously in combination with these two BusinessComponents. NOTE 2 There can be several BusinessAssociations between two particular Business

47、Components. 3.8 BusinessAssociationEnd the endpoint of a BusinessAssociation, which connects the BusinessAssociation to the BusinessComponent 3.9 BusinessAttribute a BusinessElement, typed by a BusinessComponent or a DataType (contrary to a BusinessAssociationEnd, which is always typed by another Bu

48、sinessComponent) EXAMPLE AccountIdentification, PhoneNumber. 3.10 BusinessComponent representation of a (part of a) key business notion, characterized by specific BusinessElements EXAMPLE Account, trade, party. NOTE 1 BusinessComponents are a category of BusinessConcepts. They are stored in the Data

49、Dictionary. BS ISO 20022-1:2013ISO 20022-1:2013(E) ISO 2013 All rights reserved 3NOTE 2 A BusinessComponent can have one or more semantic relations with other BusinessComponents. 3.11 BusinessComponentTrace semantic relationship between a MessageComponentType/MessageElement and the BusinessComponent from which it is derived 3.12 BusinessConcept a DataDictionary item defined at the Conceptual level with a business meaning 3.13 BusinessElem