BS ISO 14066-2011 Greenhouse gases Competence requirements for greenhouse gas validation teams and verification teams《温室气体 温室气体检验组和确认组的能力要求》.pdf

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1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS ISO 14066:2011Greenhouse gases Competence requirements forgreenhouse gas validationteams and verification teamsBS ISO 14066:2011 BRITISH STANDARDNational forewordThis British

2、Standard is the UK implementation of ISO 14066:2011.The UK participation in its preparation was entrusted to TechnicalCommittee SES/1/7, Greenhouse gas management and relatedactivities.A list of organizations represented on this committee can beobtained on request to its secretary.This publication d

3、oes not purport to include all the necessaryprovisions of a contract. Users are responsible for its correctapplication. BSI 2011ISBN 978 0 580 63457 4ICS 13.020.40Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the authority o

4、f theStandards Policy and Strategy Committee on 31 May 2011.Amendments issued since publicationDate Text affectedBS ISO 14066:2011Reference numberISO 14066:2011(E)ISO 2011INTERNATIONAL STANDARD ISO14066First edition2011-04-15Greenhouse gases Competence requirements for greenhouse gas validation team

5、s and verification teams Gaz effet de serre Exigences de comptence pour les quipes de validation et les quipes de vrification de gaz effet de serre BS ISO 14066:2011ISO 14066:2011(E) COPYRIGHT PROTECTED DOCUMENT ISO 2011 All rights reserved. Unless otherwise specified, no part of this publication ma

6、y be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel.

7、 + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2011 All rights reservedBS ISO 14066:2011ISO 14066:2011(E) ISO 2011 All rights reserved iiiContents Page Foreword iv Introduction.v 1 Scope1 2 Normative references1 3 Terms and definition

8、s .1 3.1 Terms specific to competence requirements.1 3.2 Terms related to greenhouse gases2 3.3 Terms related to people and organizations3 3.4 Terms related to validation and verification.4 4 Principles .6 4.1 General .6 4.2 Independence 6 4.3 Integrity.6 4.4 Fair presentation .6 4.5 Due professiona

9、l care.6 4.6 Professional judgement7 4.7 Evidence-based approach7 5 Team competence .7 5.1 General .7 5.2 Knowledge .7 5.3 Skills .10 6 Sector competence .10 7 Competence for the review of GHG validation or verification statements11 8 Development and maintenance of validation and verification knowle

10、dge and skills 11 8.1 General .11 8.2 Demonstration of knowledge and skills11 8.3 Maintenance of knowledge and skills .12 Annex A (informative) Evidence and the application of professional scepticism .13 Annex B (informative) Methods to evaluate the competence of validation team and verification tea

11、m members .15 Annex C (informative) Sector competence.16 Annex D (informative) Relationship between validation and verification competence requirements in ISO 14065:2007 and skills and abilities needed by validation teams and verification teams 18 Annex E (informative) Example of prerequisite entry

12、level awareness for individuals starting training as team members in a validation team or a verification team23 Annex F (informative) Personal behaviour.24 Bibliography25 BS ISO 14066:2011ISO 14066:2011(E) iv ISO 2011 All rights reservedForeword ISO (the International Organization for Standardizatio

13、n) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be rep

14、resented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. International Standards a

15、re drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an Internatio

16、nal Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO 14066 was pr

17、epared by Technical Committee ISO/TC 207, Environmental management, Subcommittee SC 7, Greenhouse gas management and related activities. BS ISO 14066:2011ISO 14066:2011(E) ISO 2011 All rights reserved vIntroduction This International Standard specifies competence requirements for validation teams an

18、d verification teams for the benefit of greenhouse gas (GHG) programme administrators, regulators, validation bodies and verification bodies. To achieve consistency in the international marketplace and maintain public confidence in GHG reporting and other communications, there is a need to define co

19、mpetence requirements for validation teams and verification teams. Requirements for GHG validation bodies and GHG verification bodies are established in ISO 14065. ISO 14065 requires that validation bodies and verification bodies establish and maintain a procedure to manage the competence of its per

20、sonnel undertaking the various validation or verification activities within the team appointed for the engagement. It is the role of the validation or verification body to ensure that teams have the necessary competence to effectively complete the validation or verification process. This Internation

21、al Standard includes principles for ensuring competence of validation teams and verification teams. Supporting these principles are general requirements based on the tasks that validation teams or verification teams need to be able to perform and the competence required to do so. This International

22、Standard can be used in conjunction with ISO 14065 as the basis for assessing and recognizing the competence of validation teams and verification teams. Users of this International Standard are encouraged to refer to ISO 14064-1 and ISO 14064-2 for GHG quantification and reporting and to ISO 14064-3

23、 for GHG validation and verification. Figure 1 shows the relationships between the application of this International Standard and ISO 14064-1, ISO 14064-2, ISO 14064-3 and ISO 14065. BS ISO 14066:2011ISO 14066:2011(E) vi ISO 2011 All rights reservedISO 14064-1Design and developorganizationalGHG inve

24、ntoriesDesign andimplementGHG projects GHG inventorydocumentationand reportsLevel ofassuranceconsistent withneeds of the intended userVerification processGHG assertionVerificationGHG assertionValidation and/orverificationRequirements for validationand verification bodiesCompetence requirements forgr

25、eenhouse gas validationteams and verification teamsProjectsInventoriesRequirementsof theapplicable GHGprogramme or intended userGHG projectdocumentationand reportsISO 14064-2ISO 14064-3ISO 14065ISO 14066Validation andverification processFigure 1 Framework for using ISO 14066 with ISO 14064-1, ISO 14

26、064-2, ISO 14064-3 and ISO 14065 BS ISO 14066:2011INTERNATIONAL STANDARD ISO 14066:2011(E) ISO 2011 All rights reserved 1Greenhouse gases Competence requirements for greenhouse gas validation teams and verification teams 1 Scope This International Standard specifies competence requirements for valid

27、ation teams and verification teams. This International Standard complements the implementation of ISO 14065. This International Standard is not linked to any particular greenhouse gas (GHG) programme. If a particular GHG programme is applicable, competence requirements of that GHG programme are addi

28、tional to the requirements of this International Standard. NOTE Requirements for the management and support of personnel competence are specified in ISO 14065:2007, Clause 6. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated r

29、eferences, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO 14064-3:2006, Greenhouse gases Part 3: Specification with guidance for the validation and verification of greenhouse gas assertions ISO 14065:2007,

30、 Greenhouse gases Requirements for greenhouse gas validation and verification bodies for use in accreditation or other forms of recognition 3 Terms and definitions For the purposes of this document, the following terms and definitions apply. 3.1 Terms specific to competence requirements 3.1.1 sector

31、 technical area sharing common attributes and similar GHG sources, sinks and reservoirs NOTE The abbreviated term SSRs is used to define sources, sinks and reservoirs. 3.1.2 team leader person who manages the validation team or verification team 3.1.3 professional scepticism attitude that includes a

32、 questioning mind and a critical assessment of evidence NOTE Taken from International Framework for Assurance Engagements16, paragraph 40. BS ISO 14066:2011ISO 14066:2011(E) 2 ISO 2011 All rights reserved3.1.4 competence ability to apply knowledge and skills to achieve intended results NOTE 1 Abilit

33、y implies exhibiting appropriate personal behaviour when conducting the validation or verification. NOTE 2 Adapted from ISO 19011:, definition 3.14. NOTE 3 When defining competence, the following meanings have been applied to the words used: knowledge refers to facts and methods, i.e. to know; skill

34、s means to carry out in practice, i.e. to do. NOTE 4 This International Standard uses the term “competence” instead of “competency”. The meanings of the terms are differentiated as follows: competence is defined as the broad range of knowledge, skills, attitudes and observable behaviour that togethe

35、r comprise the ability to deliver a specified professional service; it also involves adoption of a professional approach that values accountability to the public and leadership in professional practice, the public sector, the corporate sector and education; competency is defined as the particular ta

36、sks that competent personnel perform while applying, or bringing to bear, the pervasive qualities and skills that are characteristic of competent personnel to the level of proficiency defined as appropriate by the profession. 3.1.5 test audit technique used to assess a characteristic of items in a s

37、ampled population of GHG data and information against validation or verification criteria NOTE 1 See ISO 14064-3:2006, 4.7. NOTE 2 Characteristics can include accuracy, completeness, functionality, knowledge, quality and veracity. 3.2 Terms related to greenhouse gases 3.2.1 greenhouse gas GHG gaseou

38、s constituent of the atmosphere, both natural and anthropogenic, that absorbs and emits radiation at specific wavelengths within the spectrum of infrared radiation emitted by the Earths surface, the atmosphere, and clouds NOTE GHGs include carbon dioxide (CO2), methane (CH4), nitrous oxide (N2O), hy

39、drofluorocarbons (HFCs), perfluorocarbons (PFCs) and sulfur hexafluoride (SF6). ISO 14064-3:2006, definition 2.1 3.2.2 greenhouse gas assertion factual and objective declaration made by the responsible party NOTE 1 The GHG assertion could be presented at a point in time or could cover a period of ti

40、me. NOTE 2 The GHG assertion provided by the responsible party should be clearly identifiable and capable of consistent evaluation or measurement against suitable criteria by a validator or verifier. NOTE 3 The GHG assertion could be provided in the form of a GHG report or GHG project plan. BS ISO 1

41、4066:2011ISO 14066:2011(E) ISO 2011 All rights reserved 3NOTE 4 Adapted from ISO 14064-3:2006, definition 2.11. 3.2.3 greenhouse gas information system policies, processes and procedures to establish, manage and maintain GHG information ISO 14064-3:2006, definition 2.12 3.2.4 greenhouse gas project

42、activity or activities that alter the conditions identified in the baseline scenario which cause greenhouse gas emission reductions or greenhouse gas removal enhancements ISO 14064-3:2006, definition 2.14 3.2.5 greenhouse gas programme voluntary or mandatory international, national or sub-national s

43、ystem or scheme that registers, accounts or manages GHG emissions, removals, greenhouse gas emission reductions or greenhouse gas removal enhancements outside the organization or GHG project ISO 14064-3:2006, definition 2.16 3.3 Terms related to people and organizations 3.3.1 client organization or

44、person requesting validation or verification NOTE The client could be the responsible party, the GHG programme administrator or other stakeholder. ISO 14064-3:2006, definition 2.27 3.3.2 intended user individual or organization identified by those reporting GHG-related information as being the one w

45、ho relies on that information to make decisions NOTE The intended user could be the client, the responsible party, GHG programme administrators, regulators, the financial community or other affected stakeholders, such as local communities, government departments or non-governmental organizations. IS

46、O 14064-3:2006, definition 2.26 3.3.3 organization company, corporation, firm, enterprise, authority or institution, or part or combination thereof, whether incorporated or not, public or private, that has its own functions and administration ISO 14064-3:2006, definition 2.23 3.3.4 personnel persons

47、 working with or on behalf of the validation or verification body ISO 14065:2007, definition 3.2.4 BS ISO 14066:2011ISO 14066:2011(E) 4 ISO 2011 All rights reserved3.3.5 responsible party person or persons responsible for the provision of the GHG assertion and the supporting GHG information NOTE The

48、 responsible party can be either individuals or representatives of an organization or project and can be the party who engages the validator or verifier. The validator or verifier may be engaged by the client or by other parties, such as the GHG programme administrator. ISO 14065:2007, 3.2.5 3.3.6 t

49、echnical expert person who provides specific knowledge or expertise to the validation team or verification team NOTE 1 Specific knowledge or expertise is that which relates to the organization, the project to be validated or verified, or language or culture. NOTE 2 A technical expert does not act as a validator or verifier in the validation team or verification team. NOTE 3 Adapted from ISO 19011:, definition 3.15. 3.4 Terms related to validation and verification 3.4.1 validation systematic, indepe