ASTM E2062-11(2017) Standard Guide for PDD Examination Standards of Practice.pdf

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1、Designation: E2062 11 (Reapproved 2017)Standard Guide forPDD Examination Standards of Practice1This standard is issued under the fixed designation E2062; the number immediately following the designation indicates the year oforiginal adoption or, in the case of revision, the year of last revision. A

2、number in parentheses indicates the year of last reapproval. Asuperscript epsilon () indicates an editorial change since the last revision or reapproval.1. Scope1.1 This guide establishes essential and recommended ele-ments in the procedures for the conduct of a psychophysiologi-cal detection of dec

3、eption (PDD) examination.1.1.1 Other unique PDD applications are addressed sepa-rately.1.2 This international standard was developed in accor-dance with internationally recognized principles on standard-ization established in the Decision on Principles for theDevelopment of International Standards,

4、Guides and Recom-mendations issued by the World Trade Organization TechnicalBarriers to Trade (TBT) Committee.2. Referenced Documents2.1 ASTM Standards:2E1954 Practice for Conduct of Research in Psychophysi-ological Detection of Deception (Polygraph)E2000 Guide for Minimum Basic Education and Traini

5、ng ofIndividuals Involved in the Detection of Deception (PDD)(Withdrawn 2014)3E2031 Practice for Quality Control of PsychophysiologicalDetection of Deception (Polygraph) ExaminationsE2065 Guide for Requirements for Psychophysiological De-tection of Deception (PDD) ExaminersE2080 Guide for Clinical P

6、sychophysiological Detection ofDeception (PDD) Examinations for Sex Offenders3. Location and Test Conditions3.1 Conditions under which testing occurs shall be free fromdistractions that would interfere with the ability of the exam-inee to appropriately focus on the issues being addressed. Theexamina

7、tion site should be reasonably free from outside noiseand distraction. This is not intended to address examinationsconducted for demonstration purposes.4. Preparation4.1 An examiner shall, prior to the examination, dedicatesufficient time to identify the issues and unique circumstancesin any area of

8、 testing.4.2 No examination shall be conducted unless the instru-ment is functioning in accordance with the manufacturersspecifications.4.3 Where permitted by law, the conduct of the PDDexamination should be recorded by audio or audio/visualmeans in its entirety.4.3.1 The recording shall be continuo

9、us in nature and anystops or pauses must be fully explained on the recording.4.3.2 All PDD recordings shall be retained and maintainedfor a minimum of one year.4.3.3 All PDD examinations shall be conducted utilizing aseparate data channel specifically designed to record covertbody movements.4.4 An e

10、xaminer should not conduct more than five PDDexaminations on a calendar day.5. Pretest Practices5.1 The examiner shall adhere to the following practices:5.1.1 Verify the correct identity of the examinee to thedegree practicable.5.1.2 Obtain the consent of the examinee prior to testing.5.1.3 The exam

11、iner shall ensure that the examinee is a fitsubject for testing to the extent legally practicable.5.1.3.1 Mental, physical, and medical conditions of theexaminee should be reviewed.5.1.3.2 At any time during the polygraph examination that itbecomes apparent to the examiner that the examinee is notsu

12、itable for testing, the examination will be terminated.5.1.3.3 To protect against the elevated possibility of errone-ous polygraph results, examiners shall not conduct polygraphtesting of any individual who has undergone intensive accusa-tory questioning until, in the examiners judgment, sufficientt

13、ime has elapsed between such questioning and the polygraphsession. Examiners directed by superiors to conduct testing in1This guide is under the jurisdiction of ASTM Committee E52 on ForensicPsychophysiology and is the direct responsibility of Subcommittee E52.05 onPsychophysiological Detection of D

14、eception (PDD).Current edition approved Oct. 1, 2017. Published October 2017. Originallyapproved in 2000. Last previous edition approved in 2011 as E2062 11. DOI:10.1520/E2062-11R17.2For referenced ASTM standards, visit the ASTM website, www.astm.org, orcontact ASTM Customer Service at serviceastm.o

15、rg. For Annual Book of ASTMStandards volume information, refer to the standards Document Summary page onthe ASTM website.3The last approved version of this historical standard is referenced onwww.astm.org.Copyright ASTM International, 100 Barr Harbor Drive, PO Box C700, West Conshohocken, PA 19428-2

16、959. United StatesThis international standard was developed in accordance with internationally recognized principles on standardization established in the Decision on Principles for theDevelopment of International Standards, Guides and Recommendations issued by the World Trade Organization Technical

17、 Barriers to Trade (TBT) Committee.1violation of this standard shall inform their superiors of thestrong possibility of either erroneous or inconclusive polygraphtest results.5.2 All examinations shall be conducted in compliance withgoverning local, state, and federal regulations and laws.5.3 The ex

18、aminer shall display objectivity.5.4 Sufficient time shall be spent to discuss the issues to betested and to allow the examinee to fully explain his or herposition.5.5 The examiner shall formulate all test questions incompliance with recognized professional practices.5.6 The examiner shall allow suf

19、ficient time to introduceeach test question to the examinee in a manner which complieswith recognized professional practices.5.6.1 Sufficient time shall be spent to ensure the examineerecognizes and understands each question.5.7 Sufficient time shall be spent to ensure that the examineeunderstands t

20、he polygraph process and that cooperation isrequired.6. Intest Practices6.1 Examiners shall use techniques and formats in accor-dance with Practices E1954 and E2031 and Guides E2000,E2065, and E2080, as applicable.6.2 Acontinuous recording shall be made and maintained ofthe data produced during the

21、intest phase. All test data must beaccounted for prior to rendering an opinion.6.3 Questions shall be asked in such a manner that re-sponses are not influenced by the manner in which the questionis presented.6.4 Question intervals shall allow for a reasonable recoveryor meet the requirements of a sc

22、oring algorithm.6.4.1 Stimulus onset to stimulus onset shall not be less than20 s.7. Evaluation Practices7.1 The examiner shall use evaluation methods for which heor she has been formally trained and that are appropriate to thattesting technique.7.1.1 Acceptable evaluation methods are those which ha

23、veknown error and accuracy rates established by independentresearch.7.2 The examiner shall maintain all records of test dataanalysis in accordance with Practices E1954 and E2031 andGuides E2000, E2065, and E2080, as applicable.7.3 The examiner shall not disclose the results of theexamination until t

24、he test has been adequately and sufficientlyanalyzed.7.4 Examiners shall collect a sufficient amount of physi-ological data suitable for evaluation in compliance with theformat utilized.7.4.1 All suitable physiological data will be evaluated whenformulating an opinion.8. Posttest Practices8.1 Follow

25、ing collection of all physiological data, a discus-sion of the examination shall be conducted, as appropriate.9. Use of Interpreters9.1 PDD examiners should assess the need for languagetranslation, including both foreign languages and signlanguages, on a case-by-case basis.9.2 PDD examiners should u

26、se interpreters who are fluent inboth written and spoken language for which they are interpret-ing. Interpreters should be fluent and conversant in idiomatictranslation of the topical content of the PDD examination.9.3 PDD examiners should not use interpreters who arerelatives or friends of the exam

27、inee.9.4 PDD examiners shall require that interpreters maintainprofessional boundaries with the examinee.9.5 Before beginning the examination process, PDD exam-iners shall ensure that interpreters are familiar with the processof PDD examinations.9.6 PDD examiners shall require interpreters to provid

28、e awritten translation of each question prior to the test phase of theexamination. It is also recommended that a mirror translationbe completed in which the translated test questions are re-translated back to the language of the examiner. This transla-tion shall be prepared prior to the test phase o

29、f the examination,and shall be maintained as part of the PDD examination record.10. Keywords10.1 forensic psychophysiology; interpreter; PDD; PDDexamination; polygraphASTM International takes no position respecting the validity of any patent rights asserted in connection with any item mentionedin th

30、is standard. Users of this standard are expressly advised that determination of the validity of any such patent rights, and the riskof infringement of such rights, are entirely their own responsibility.This standard is subject to revision at any time by the responsible technical committee and must b

31、e reviewed every five years andif not revised, either reapproved or withdrawn. Your comments are invited either for revision of this standard or for additional standardsand should be addressed to ASTM International Headquarters. Your comments will receive careful consideration at a meeting of theres

32、ponsible technical committee, which you may attend. If you feel that your comments have not received a fair hearing you shouldmake your views known to the ASTM Committee on Standards, at the address shown below.This standard is copyrighted by ASTM International, 100 Barr Harbor Drive, PO Box C700, W

33、est Conshohocken, PA 19428-2959,United States. Individual reprints (single or multiple copies) of this standard may be obtained by contacting ASTM at the aboveaddress or at 610-832-9585 (phone), 610-832-9555 (fax), or serviceastm.org (e-mail); or through the ASTM website(www.astm.org). Permission rights to photocopy the standard may also be secured from the Copyright Clearance Center, 222Rosewood Drive, Danvers, MA 01923, Tel: (978) 646-2600; http:/ 11 (2017)2