BS ISO 14034-2016 Environmental management Environmental technology verification (ETV)《环境管理 环境技术认证(ETV)》.pdf

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1、BS ISO 14034:2016Environmental management Environmental technologyverification (ETV)BSI Standards PublicationWB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06BS ISO 14034:2016 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 14034:2016.The UK participatio

2、n in its preparation was entrusted to Technical Committee SES/1/4, Environmental Management - Environmental performance evaluation.A list of organizations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all the necessary provisio

3、ns of a contract. Users are responsible for its correct application. The British Standards Institution 2016.Published by BSI Standards Limited 2016ISBN 978 0 580 87609 7 ICS 13.020.10 Compliance with a British Standard cannot confer immunity from legal obligations.This British Standard was published

4、 under the authority of the Standards Policy and Strategy Committee on 31 December 2016.Amendments/corrigenda issued since publicationDate T e x t a f f e c t e dBS ISO 14034:2016 ISO 2016Environmental management Environmental technology verification (ETV)Management environnemental Vrification des t

5、echnologies environnementales (ETV)INTERNATIONAL STANDARDISO14034First edition2016-11-15Reference numberISO 14034:2016(E)BS ISO 14034:2016ISO 14034:2016(E)ii ISO 2016 All rights reservedCOPYRIGHT PROTECTED DOCUMENT ISO 2016, Published in SwitzerlandAll rights reserved. Unless otherwise specified, no

6、 part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below or ISOs membe

7、r body in the country of the requester.ISO copyright officeCh. de Blandonnet 8 CP 401CH-1214 Vernier, Geneva, SwitzerlandTel. +41 22 749 01 11Fax +41 22 749 09 47copyrightiso.orgwww.iso.orgBS ISO 14034:2016ISO 14034:2016(E)Foreword ivIntroduction v1 Scope . 12 Normative references 13 Terms and defin

8、itions . 13.1 Terms related to organization 13.2 Terms related to verification . 23.3 Terms related to technology 23.4 Terms related to performance . 34 General principles and requirements 44.1 Principles . 44.1.1 General 44.1.2 Factual approach 44.1.3 Sustainability 44.1.4 Transparency and credibil

9、ity 44.1.5 Flexibility 44.2 Requirements . 45 Environmental technology verification 45.1 General . 45.2 Application . 55.2.1 Application requirements 55.2.2 Application review . 65.3 Pre-verification . 65.3.1 Specification of performance to be verified . 65.3.2 Verification planning 65.4 Verificatio

10、n . 75.4.1 General 75.4.2 Acceptance of existing test data 75.4.3 Generation of additional test data 75.4.4 Confirmation of performance . 75.5 Reporting . 85.5.1 Verification report 85.5.2 Verification statement . 85.6 Post-verification . 95.6.1 Publication 95.6.2 Validity of the verification report

11、/verification statement . 9Annex A (informative) Relationship between ISO/IEC 17020:2012 and this document 10Annex B (informative) Overview of environmental technology verification process 14Annex C (informative) Guidance on the use of this document 16Bibliography .25 ISO 2016 All rights reserved ii

12、iContents PageBS ISO 14034:2016ISO 14034:2016(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each me

13、mber body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International E

14、lectrotechnical Commission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different type

15、s of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be h

16、eld responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list of patent declarations received (see www.iso.org/patents).Any trade name used in this document is informati

17、on given for the convenience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as well as information about ISOs adherence to the World Trade Organization (WTO) principles in the Technical Barrier

18、s to Trade (TBT) see the following URL: www.iso.org/iso/foreword.html.The committee responsible for this document is Technical Committee ISO/TC 207, Environmental management, Subcommittee SC 4, Environmental performance evaluation.In the development of this document, ISO Guide 82 has been taken into

19、 account in addressing sustainability issues.iv ISO 2016 All rights reservedBS ISO 14034:2016ISO 14034:2016(E)IntroductionThe objective of environmental technology verification (ETV) is to provide credible, reliable and independent verification of the performance of environmental technologies. An en

20、vironmental technology is a technology that either results in an environmental added value or measures parameters that indicate an environmental impact. Such technologies have an increasingly important role in addressing environmental challenges and achieving sustainable development.ETV contributes

21、to protection and conservation of the environment by promoting and facilitating market uptake of innovative environmental technologies, especially those that perform better than relevant alternatives. ETV is particularly applicable to those environmental technologies whose innovative features or per

22、formance cannot be fully assessed using existing standards. Through the provision of objective evidence, ETV provides an independent and impartial confirmation of the performance of an environmental technology based on reliable test data. ETV aims to strengthen the credibility of new, innovative tec

23、hnologies by supporting informed decision-making among interested parties.ETV was established in the United States in 1995, and similar programmes were later introduced in other countries, including Canada, several European Union member states, Japan, South Korea and the Philippines. The performance

24、 of many environmental technologies has since been verified in these countries under ETV programmes established at either the national or international level. Interest in joint, mutually recognized verifications performed under different ETV programmes has increased over the past decade. In 2008, th

25、e International Working Group on ETV (IWG-ETV), composed of international experts representing institutions operating an ETV scheme in Canada, the United States, Japan, South Korea, the Philippines and the European Union, was established with the aim of exploring ways to accelerate international har

26、monization and mutual recognition of ETV programmes. The IWG-ETV reached a consensus that standardization of the ETV process by means of an International Standard is an appropriate way to establish the credibility and robustness of ETV world-wide. ISO 2016 All rights reserved vBS ISO 14034:2016BS IS

27、O 14034:2016Environmental management Environmental technology verification (ETV)1 ScopeThis document specifies principles, procedures and requirements for environmental technology verification (ETV).2 Normative referencesThe following referenced documents are indispensable for the application of thi

28、s document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO/IEC 17020:2012, Conformity assessment Requirements for the operation of various types of bodies performing inspectionISO/IEC

29、17025, General requirements for the competence of testing and calibration laboratories3 Terms and definitionsFor the purposes of this document, the following terms and definitions apply.ISO and IEC maintain terminological databases for use in standardization at the following addresses: ISO Online br

30、owsing platform: available at http:/www.iso.org/obp IEC Electropedia: available at http:/www.electropedia.org/3.1 Terms related to organization3.1.1organizationperson or group of people that has its own functions with responsibilities, authorities and relationships to achieve its objectivesNote 1 to

31、 entry: The concept of organization includes, but is not limited to, sole-trader, company, corporation, firm, enterprise, authority, partnership, charity or institution, or part or combination thereof, whether incorporated or not, public or private.SOURCE: ISO 14001:2015, 3.1.43.1.2verifierorganizat

32、ion (3.1.1) that performs environmental technology verification (3.3.5)3.1.3test bodyorganization (3.1.1) providing an environment for testing, test-implementation and means for performing and reporting on the testing of an environmental technology (3.3.4)INTERNATIONAL STANDARD ISO 14034:2016(E) ISO

33、 2016 All rights reserved 1BS ISO 14034:2016ISO 14034:2016(E)3.1.4applicantorganization (3.1.1) proposing a technology (3.3.1) for which performance (3.4.1) will be verified through an environmental technology verification (3.3.5)EXAMPLE Technology developer; manufacturer; provider; legally authoriz

34、ed representative of the organization.3.1.5interested partyperson or organization (3.1.1) being concerned with, affecting, being affected by, or perceiving itself to be affected by the results of environmental technology verification (3.3.5)EXAMPLE Customer; user; community; supplier; developer; man

35、ufacturer; investor; regulator; non-governmental organization.3.2 Terms related to verification3.2.1verificationconfirmation through the provision of objective evidence3.2.2verification planplanning document detailing the implementation of environmental technology verification (3.3.5)3.2.3verificati

36、on reportdocument detailing environmental technology verification (3.3.5) and its results3.2.4verification statementdocument summarizing the results of environmental technology verification (3.3.5)3.2.5test planplanning document detailing the principles, test methods, conditions, procedures and data

37、 quality (3.2.6) required to carry out testing and to produce test data3.2.6data qualitycharacteristics of data that relate to their ability to satisfy stated requirementsSOURCE: ISO 14040:2006, 3.193.2.7test reportdocument describing conditions and results of testing3.3 Terms related to technology3

38、.3.1technologyapplication of scientific knowledge, tools, techniques, crafts or systems in order to solve a problem or to achieve an objective which can result in a product (3.3.2) or process (3.3.3)3.3.2productany goods or serviceSOURCE: ISO 14050:2009, 6.2, modified Notes to entry have been delete

39、d2 ISO 2016 All rights reservedBS ISO 14034:2016ISO 14034:2016(E)3.3.3processset of interrelated or interacting activities which transforms inputs into outputsSOURCE: ISO 14001:2015, 3.3.33.3.4environmental technologytechnology (3.3.1) that either results in an environmental added value (3.3.7) or m

40、easures parameters that indicate an environmental impact (3.3.6)3.3.5environmental technology verificationverification (3.2.1) of the performance (3.4.1) of an environmental technology (3.3.4) by a verifier (3.1.2)3.3.6environmental impactchange to the environment, whether adverse or beneficial, who

41、lly or partially resulting from material acquisition, design, production, use or end-of-use of a technology (3.3.1)SOURCE: ISO 14001:2015, 3.2.4, modified The words “resulting from an organizations environmental aspects” have been replaced by “resulting from material acquisition, design, production,

42、 use or end-of-use of a technology”.3.3.7environmental added valuemore beneficial or less adverse environmental impact (3.3.6) of a technology (3.3.1) with respect to the relevant alternative (3.3.8)3.3.8relevant alternativetechnology (3.3.1) applied currently in a similar situation to the environme

43、ntal technology (3.3.4) for which performance (3.4.1) will be verified through environmental technology verification (3.3.5)3.4 Terms related to performance3.4.1performancemeasurable resultNote 1 to entry: Performance relates to measurable results supported by numerical quantitative findings.SOURCE:

44、 ISO 14001:2015, 3.4.10, modified Note 1 to entry has been modified and Note 2 to entry has been deleted because the definition refers to specific measurements related to technologies.3.4.2performance claimstatement of performance (3.4.1) of the environmental technology (3.3.4) declared by the appli

45、cant (3.1.4)3.4.3performance parameternumerical or other measurable factor of the performance (3.4.1) of a technology (3.3.1) ISO 2016 All rights reserved 3BS ISO 14034:2016ISO 14034:2016(E)4 General principles and requirements4.1 Principles4.1.1 GeneralThe purpose of environmental technology verifi

46、cation is to provide a credible and impartial account of the performance of environmental technologies. Environmental technology verification is based on a number of principles to ensure that verifications are performed and reported accurately, clearly, unambiguously and objectively.4.1.2 Factual ap

47、proachVerification statements are based on factual and relevant evidence confirming objectively the performance of environmental technologies.4.1.3 SustainabilityEnvironmental technology verification is a tool that supports sustainability by providing credible information on the performance of envir

48、onmental technologies.4.1.4 Transparency and credibilityEnvironmental technology verification is based on reliable test results and robust procedures. The process is facilitated such that, to the greatest extent possible, methods and data are fully disclosed and reports are clear, complete, objectiv

49、e and useful to the interested parties.4.1.5 FlexibilityTo maximize the utility of results, environmental technology verification allows for flexibility in the specification of the performance parameters and test methods. This is achieved through a dialogue between the applicant, verifier and interested parties.4.2 RequirementsWhen verifying the performance of environmental technologies, the requirements of this document and ISO/IEC 17020:2012 shall be applied and demonstrated.Annex A shows the relationship between this documen