ISO 30003-2009 Ships and marine technology - Ship recycling management systems - Requirements for bodies providing audit and certification of ship recycling man.pdf

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1、 Reference number ISO 30003:2009(E) ISO 2009INTERNATIONAL STANDARD ISO 30003 First edition 2009-10-01 Ships and marine technology Ship recycling management systems Requirements for bodies providing audit and certification of ship recycling management Navires et technologie maritime Systmes de manage

2、ment de recyclage des navires Exigences pour les organismes assurant laudit et la certification de management de recyclage des navires ISO 30003:2009(E) PDF disclaimer This PDF file may contain embedded typefaces. In accordance with Adobes licensing policy, this file may be printed or viewed but sha

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7、9 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO 2009 All rights reservedISO 30003:2009(E) ISO 2009 All rights reserved iii Contents Page Foreword iv Introduction v 1 Scope . 1 2 Normative references . 1 3 Terms and definitions. 1 4 Principles for certification bodies. 2

8、5 General requirements. 4 6 Structural requirements . 6 7 Resource requirements 7 8 Information requirements 10 9 Process requirements 14 10 Management system requirements for certification bodies. 28 Annex A (informative) Guide for process to determine auditor time 33 Annex B (normative) Criteria f

9、or auditing organizations with multiple sites. 36 Annex C (normative) Auditor education, work and audit experience and training durations . 40 Annex D (normative) Auditor competence requirements 41 Bibliography . 43 ISO 30003:2009(E) iv ISO 2009 All rights reservedForeword ISO (the International Org

10、anization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been establi

11、shed has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardizatio

12、n. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical committees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting.

13、Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such pat

14、ent rights. ISO 30003 was prepared by Technical Committee ISO/TC 8, Ships and marine technology. This first edition of ISO 30003 cancels and replaces ISO/PAS 30003:2008. ISO 30003:2009(E) ISO 2009 All rights reserved v Introduction This International Standard is intended for use by bodies that carry

15、 out audit and certification of ship recycling management systems. Certification of ship recycling management systems is a third-party conformity assessment activity (see ISO/IEC 17000:2004, 2.4). A body performing this activity is therefore a third-party conformity assessment body; the term used in

16、 this International Standard is certification body (3.1). This wording should not be an obstacle to the use of this International Standard by bodies with other designations that undertake activities covered by the scope of this International Standard. Indeed, this International Standard should be us

17、able by any body involved in the assessment of ship recycling management systems. NOTE 1 Certification of a ship recycling management system is sometimes also called registration, and certification bodies are sometimes called registrars. NOTE 2 A certification body can be non-governmental or governm

18、ental (with or without regulatory authority). NOTE 3 This International Standard can be used as a criteria document for accreditation or peer assessment or other audit processes. Certification of ship recycling management systems should be delivered by certification bodies who have demonstrated comp

19、etence to do so. One means of demonstrating competence for the certification bodies and accreditation bodies is available from the International Accreditation Forum (IAF). This International Standard defines the minimum requirements of a certification body and its associated auditors, recognizing th

20、e unique need for insight and knowledge when auditing and certifying a client organization. Requirements for ship recycling management systems can originate from a number of sources, and this International Standard has been developed to assist in the certification of ship recycling management system

21、s that fulfil the requirements of ISO 30000. As such, this International Standard: provides harmonized guidance for the accreditation of certification bodies applying for ISO 30000 certification/registration; defines the rules applicable to the audit and certification of a ship recycling management

22、system complying with the management system for safe and environmentally sound ship recycling facilities requirements (or other sets of specified ship recycling management systems requirements); provides the customers with the necessary information and confidence about the way certification of their

23、 waste and other material handling or service companies has been granted. Certification of management systems for safe and environmentally sound ship recycling facilities of an organization is one means of providing assurance that the organization has implemented a system for ship recycling manageme

24、nt in line with its policy. This International Standard specifies requirements for certification bodies. Observance of these requirements is intended to ensure that certification bodies operate ship recycling management systems certification in a competent, consistent and reliable manner, thereby fa

25、cilitating the recognition of such bodies and the acceptance of their certifications on a national and international basis. This International Standard should serve as a foundation for facilitating the recognition of ship recycling management systems certification in the interests of the internation

26、al community. ISO 30003:2009(E) vi ISO 2009 All rights reservedCertification of a ship recycling management system provides independent verification that the ship recycling management system of the organization: a) conforms to specified requirements; b) is capable of consistently achieving its state

27、d policy and objectives; c) is effectively implemented. Certification of a ship recycling management system thereby provides value to the organization, its customers and interested parties. This International Standard aims to provide the basis for recognition of the competence of certification bodie

28、s in their provision of ship recycling management system certification. This International Standard can be used as the basis for recognition of the competence of certification bodies in their provision of ship recycling management system certification (such recognition may be in the form of notifica

29、tion, peer assessment, or direct recognition by regulatory authorities or industry consortia). Certification activities involve the audit of an organizations ship recycling management system. The form of attestation of conformity of an organizations ship recycling management system to a specific sta

30、ndard (for example ISO 30000) or other specified requirements is normally a certification document or a certificate. It is for the organization being certified to develop its own ship recycling management systems (including ISO 30000 ship recycling management system, other sets of specified manageme

31、nt system requirements, quality systems, environmental management systems or occupational health and safety management systems) and, other than where relevant legislative requirements specify the contrary, it is for the organization to decide how the various components of these shall be arranged. Th

32、e degree of integration between the various ship recycling management systems components will vary from organization to organization. It is therefore appropriate for certification bodies that operate in accordance with this International Standard to take into account the culture and practices of the

33、ir clients in respect of the integration of their ship recycling management system within the wider organization. INTERNATIONAL STANDARD ISO 30003:2009(E) ISO 2009 All rights reserved 1 Ships and marine technology Ship recycling management systems Requirements for bodies providing audit and certific

34、ation of ship recycling management 1 Scope This International Standard contains principles and requirements for bodies providing the audit and certification of ship recycling management systems according to management system standards and standards such as ISO 30000. 2 Normative references The follo

35、wing referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 17000, Conformity assessment Vocabulary and genera

36、l principles ISO 19011, Guidelines for quality and/or environmental management systems auditing 3 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/IEC 17000 and the following apply. 3.1 certification body third-party conformity assessment body NOTE See

37、ISO/IEC 17000:2004, 2.5. 3.2 certified client organization whose ship recycling management system has been certified/registered by a qualified third party 3.3 management system consultancy and/or associated process and operation assessment participation in designing, implementing or maintaining a sh

38、ip recycling management system and in conducting process and operation assessments including: a) preparing or producing manuals or procedures; b) giving specific advice, instructions or solutions towards the development and implementation of a ship recycling management system; ISO 30003:2009(E) 2 IS

39、O 2009 All rights reservedc) conducting internal audits; d) conducting process and operation assessment and analysis NOTE Arranging training and participating as a trainer is not considered consultancy provided that, where the course relates to ship recycling management systems or auditing, the cour

40、se is confined to the provision of generic information that is freely available in the public domain, i.e. the trainer does not provide company-specific solutions. 3.4 multiple-site organization organization that provides ship recycling services or directly related services (e.g. pre-cleaning, remov

41、al of certain materials or wastes, preparation of ship for later dismantling and recycling) from more than one location 4 Principles for certification bodies 4.1 General 4.1.1 The principles given in this clause are the basis for the subsequent specific performance and descriptive requirements in th

42、is International Standard. It does not give specific requirements for all situations that can occur. These principles should be applied as guidance for the decisions that might need to be made for unanticipated situations. 4.1.2 The overall aim of certification is to give confidence to all parties t

43、hat a ship recycling management system, process or service fulfils specified requirements. The value of certification is the degree of public confidence and trust that is established in a management system, process or service after it has been impartially and competently assessed by a third party. P

44、arties that have an interest in certification include, but are not limited to: a) the clients of the certification bodies; b) the customers of the organizations whose management systems are certified; c) governmental authorities; d) non-governmental organizations; e) waste and other material handlin

45、g or service companies and other members of the public. 4.1.3 Principles for inspiring confidence include: a) impartiality; b) competence; c) responsibility; d) openness; e) confidentiality; f) resolution of complaints. 4.2 Impartiality 4.2.1 Being impartial, and being perceived to be impartial, is

46、necessary for a certification body to deliver certification that provides confidence. 4.2.2 It is recognized that the source of revenue for a certification body is its client paying for certification, and that this is a potential threat to impartiality. ISO 30003:2009(E) ISO 2009 All rights reserved

47、 3 4.2.3 To obtain and maintain confidence, a certification body has to be able to demonstrate that its decisions are based on objective evidence of conformity (or nonconformity) obtained by the certification body, and that its decisions are not influenced by other interests or by other parties. 4.2

48、.4 Threats to impartiality include: a) Self-interest threats threats that arise from a person or body acting in their own interest. A concern related to certification, as a threat to impartiality, is financial self-interest. b) Self-review threats threats that arise from a person or body reviewing t

49、he work done by themselves. Auditing the ship recycling management systems of a client to whom the certification body provided ship recycling management systems consultancy would be a self-review threat and is therefore not acceptable. c) Familiarity (or trust) threats threats that arise from a person or body being too familiar or trusting of another person instead of seeking audit evidence is a familiarity threat to impartiality. d) Intimidation threats threats that arise from a person or body having a perception of bein