ETSI TS 136 213-2018 LTE Evolved Universal Terrestrial Radio Access (E-UTRA) Physical layer procedures (V14 6 0 3GPP TS 36 213 version 14 6 0 Release 14).pdf

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1、 ETSI TS 136 213 V14.5.0 (2018-01) LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures (3GPP TS 36.213 version 14.5.0 Release 14) TECHNICAL SPECIFICATION ETSI ETSI TS 136 213 V14.5.0 (2018-01)13GPP TS 36.213 version 14.5.0 Release 14Reference RTS/TSGR-0136213ve50 Keyw

2、ords LTE ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded

3、 from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or

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7、en authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are trademarks of ETSI registered f

8、or the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 136 213 V14.5.0 (2018-01)23GPP TS 36.213 version 14.5.0 Release 14Intellectual

9、 Property Rights Essential patents IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Pr

10、operty Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR s

11、earches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks

12、and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document doe

13、s not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by the ETSI 3rdGeneration Partnership Project (3GPP). The present document may refer to technical specifications or reports us

14、ing their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In

15、 the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI del

16、iverables except when used in direct citation. ETSI ETSI TS 136 213 V14.5.0 (2018-01)33GPP TS 36.213 version 14.5.0 Release 14Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g31 Scope 9g32 References 9g33 Symbols and abbreviations . 9g33.1 Symbols 9g33.2

17、 Abbreviations . 10g34 Synchronization procedures . 12g34.1 Cell search 12g34.2 Timing synchronization 12g34.2.1 Radio link monitoring . 12g34.2.2 Inter-cell synchronization . 12g34.2.3 Transmission timing adjustments . 12g34.3 Timing for Secondary Cell Activation / Deactivation 13g35 Power control

18、. 14g35.1 Uplink power control 14g35.1.1 Physical uplink shared channel . 14g35.1.1.1 UE behaviour 14g35.1.1.2 Power headroom . 23g35.1.2 Physical uplink control channel 26g35.1.2.1 UE behaviour 27g35.1.3 Sounding Reference Symbol (SRS) 31g35.1.3.1 UE behaviour 31g35.1.3.2 Power headroom for Type3 r

19、eport 33g35.1.4 Power allocation for dual connectivity . 33g35.1.4.1 Dual connectivity power control Mode 1 34g35.1.4.2 Dual connectivity power control Mode 2 41g35.1.5 Power allocation for PUCCH-SCell . 46g35.2 Downlink power allocation 46g35.2.1 eNodeB Relative Narrowband TX Power (RNTP) restricti

20、ons 48g36 Random access procedure 50g36.1 Physical non-synchronized random access procedure 50g36.1.1 Timing 51g36.2 Random Access Response Grant 52g37 Physical downlink shared channel related procedures . 55g37.1 UE procedure for receiving the physical downlink shared channel . 57g37.1.1 Single-ant

21、enna port scheme 67g37.1.2 Transmit diversity scheme 68g37.1.3 Large delay CDD scheme . 68g37.1.4 Closed-loop spatial multiplexing scheme . 68g37.1.5 Multi-user MIMO scheme 68g37.1.5A Dual layer scheme . 68g37.1.5B Up to 8 layer transmission scheme . 68g37.1.6 Resource allocation . 68g37.1.6.1 Resou

22、rce allocation type 0 70g37.1.6.2 Resource allocation type 1 71g37.1.6.3 Resource allocation type 2 72g37.1.6.4 PDSCH starting position . 73g37.1.6.4A PDSCH starting position for BL/CE UEs . 75g37.1.6.5 Physical Resource Block (PRB) bundling. 75g3ETSI ETSI TS 136 213 V14.5.0 (2018-01)43GPP TS 36.213

23、 version 14.5.0 Release 147.1.7 Modulation order and transport block size determination 77g37.1.7.1 Modulation order and redundancy version determination . 78g37.1.7.2 Transport block size determination . 81g37.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing 83g37.1.7.2

24、.2 Transport blocks mapped to two-layer spatial multiplexing 91g37.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 91g37.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing 92g37.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing . 93g37.1.7.2.6 T

25、ransport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth up to 1.4MHz . 93g37.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR . 94g37.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5 MHz or with pdsch

26、-MaxBandwidth-SC-MTCH value of 24 PRBs . 94g37.1.7.3 Redundancy Version determination for Format 1C 94g37.1.8 Storing soft channel bits . 95g37.1.9 PDSCH resource mapping parameters 95g37.1.10 Antenna ports quasi co-location for PDSCH 96g37.1.11 PDSCH subframe assignment for BL/CE UE using MPDCCH .

27、97g37.2 UE procedure for reporting Channel State Information (CSI) . 99g37.2.1 Aperiodic CSI Reporting using PUSCH . 106g37.2.2 Periodic CSI Reporting using PUCCH . 129g37.2.3 Channel Quality Indicator (CQI) definition 168g37.2.4 Precoding Matrix Indicator (PMI) definition 179g37.2.5 Channel-State I

28、nformation Reference Signal (CSI-RS) definition 207g37.2.6 Channel-State Information Interference Measurement (CSI-IM) Resource definition 209g37.2.7 Zero Power CSI-RS Resource definition 209g37.2.8 CSI-RS Activation / Deactivation . 209g37.3 UE procedure for reporting HARQ-ACK 210g37.3.1 FDD HARQ-A

29、CK reporting procedure 210g37.3.2 TDD HARQ-ACK reporting procedure 214g37.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration 214g37.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations . 226g37.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame stru

30、cture type 1 . 233g37.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 . 234g38 Physical uplink shared channel related procedures 235g38.0 UE procedure for transmitting the physical uplink shared channel 235g38.0.1 Single-antenna port scheme 249g38.0.2 Closed-loop spa

31、tial multiplexing scheme . 249g38.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format . 250g38.1.1 Uplink resource allocation type 0 . 250g38.1.2 Uplink resource allocation type 1 . 250g38.1.3 Uplink resource allocation type 2 . 251g38.1.4 Uplink resource allocation type 3 . 251g38.1.5 Upl

32、ink resource allocation type 4 . 252g38.1.5.1 UL Resource Block Groups 252g38.2 UE sounding procedure 254g38.3 UE HARQ-ACK procedure 264g38.4 UE PUSCH hopping procedure 266g38.4.1 Type 1 PUSCH hopping . 267g38.4.2 Type 2 PUSCH hopping . 267g38.5 UE Reference Symbol (RS) procedure . 267g38.6 Modulati

33、on order, redundancy version and transport block size determination . 268g38.6.1 Modulation order and redundancy version determination 268g38.6.2 Transport block size determination . 273g38.6.3 Control information MCS offset determination 276g38.7 UE transmit antenna selection 280g38.8 Transmission

34、timing adjustments . 280g39 Physical downlink control channel procedures 280g39.1 UE procedure for determining physical downlink control channel assignment . 281g39.1.1 PDCCH assignment procedure . 281g3ETSI ETSI TS 136 213 V14.5.0 (2018-01)53GPP TS 36.213 version 14.5.0 Release 149.1.2 PHICH assign

35、ment procedure. 285g39.1.3 Control Format Indicator (CFI) assignment procedure . 287g39.1.4 EPDCCH assignment procedure . 287g39.1.4.1 EPDCCH starting position 294g39.1.4.2 Antenna ports quasi co-location for EPDCCH 295g39.1.4.3 Resource mapping parameters for EPDCCH 295g39.1.4.4 PRB-pair indication

36、 for EPDCCH 296g39.1.5 MPDCCH assignment procedure 296g39.1.5.1 MPDCCH starting position . 303g39.1.5.2 Antenna ports quasi co-location for MPDCCH 303g39.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling 304g39.3 PDCCH/EPDCCH/MPDCCH control information procedure . 305g310 Physical upli

37、nk control channel procedures . 306g310.1 UE procedure for determining physical uplink control channel assignment 306g310.1.1 PUCCH format information 309g310.1.2 FDD HARQ-ACK feedback procedures . 314g310.1.2.1 FDD HARQ-ACK procedure for one configured serving cell 314g310.1.2.2 FDD HARQ-ACK proced

38、ures for more than one configured serving cell . 316g310.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure 316g310.1.2.2.2 PUCCH format 3 HARQ-ACK procedure 320g310.1.2.2.3 PUCCH format 4 HARQ-ACK procedure 322g310.1.2.2.4 PUCCH format 5 HARQ-ACK procedure 323g310.1.3 TDD HARQ-ACK fe

39、edback procedures 324g310.1.3.1 TDD HARQ-ACK procedure for one configured serving cell 326g310.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell . 338g310.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure 338g310.1.3.2.2 PUCCH format 3 HARQ-ACK procedure 353g310.

40、1.3.2.3 PUCCH format 4 HARQ-ACK procedure 360g310.1.3.2.4 PUCCH format 5 HARQ-ACK procedure 377g310.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 . 377g310.1.4 HARQ-ACK Repetition procedure . 378g310.1.5 Scheduling Request (SR) procedure . 380g310.2 Uplink HARQ-AC

41、K timing . 381g311 Physical Multicast Channel (PMCH) related procedures . 385g311.1 UE procedure for receiving the PMCH 385g311.2 UE procedure for receiving MCCH and system information change notification 385g312 Assumptions independent of physical channel. 385g313 Uplink/Downlink configuration dete

42、rmination procedure for Frame Structure Type 2 . 386g313.1 UE procedure for determining eIMTA-uplink/downlink configuration . 386g313A Subframe configuration for Frame Structure Type 3 . 387g314 UE procedures related to Sidelink 391g314.1 Physical Sidelink Shared Channel related procedures 392g314.1

43、.1 UE procedure for transmitting the PSSCH . 392g314.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 1 393g314.1.1.1.1 Determination of subframe indicator bitmap 394g314.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for s

44、idelink transmission mode 1 . 396g314.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 396g314.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 397g314.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode 2 397g314.1.1.4

45、 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission mode 2 . 398g314.1.1.4A UE procedure for determining subframes and resource blocks for transmitting PSSCH for sidelink transmission mode 3 398g314.1.1.4B UE procedure for determining subframes and resource

46、 blocks for transmitting PSSCH and reserving resources for sidelink transmission mode 4 . 399g3ETSI ETSI TS 136 213 V14.5.0 (2018-01)63GPP TS 36.213 version 14.5.0 Release 1414.1.1.4C UE procedure for determining subframes and resource blocks for PSSCH transmission associated with an SCI format 1 39

47、9g314.1.1.5 UE procedure for PSSCH power control 401g314.1.1.6 UE procedure for determining the subset of resources to be reported to higher layers in PSSCH resource selection in sidelink transmission mode 4 402g314.1.1.7 Conditions for selecting resources when the number of HARQ transmissions is tw

48、o in sidelink transmission mode 4 405g314.1.2 UE procedure for receiving the PSSCH 405g314.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission mode 2 405g314.1.5 UE procedure for determining resource block pool and subframe pool for sidelink transmission

49、mode 3 and 4 . 406g314.2 Physical Sidelink Control Channel related procedures. 407g314.2.1 UE procedure for transmitting the PSCCH . 407g314.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 1 410g314.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for sidelink transmission mode 2 411g314.2.1.3 UE procedure for PSCCH power control 411g314.2.2 UE procedure for receiving the PSCCH . 412g314.2.3 UE procedure for determining resource block pool and subframe pool for PS