ETSI TS 124 301-2016 Universal Mobile Telecommunications System (UMTS) LTE Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS) Stage 3 (V13 7 0 3GPP TS 24 301 version.pdf

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1、 ETSI TS 12Universal Mobile TelNon-Aprotocol for E(3GPP TS 24.30TECHNICAL SPECIFICATION124 301 V12.11.0 (201elecommunications System (LTE; ccess-Stratum (NAS) Evolved Packet System (EPSStage 3 .301 version 12.11.0 Release 1016-01) (UMTS); S); 12) ETSI ETSI TS 124 301 V12.11.0 (2016-01)13GPP TS 24.30

2、1 version 12.11.0 Release 12Reference RTS/TSGC-0124301vcb0 Keywords LTE,UMTS ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (0

3、6) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without

4、the prior written authorization of ETSI. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the p

5、resent document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one

6、of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content

7、of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks

8、 of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 124 301 V12.11.0 (2016-01)23GPP

9、 TS 24.301 version 12.11.0 Release 12Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ET

10、SI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no

11、 investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical

12、Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deli

13、verables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be inte

14、rpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TS 124 301 V12.11.0 (2016-01)33GPP TS 24.301 version 12.11.0 Release 12Contents Int

15、ellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 17g31 Scope 18g32 References 18g33 Definitions and abbreviations . 20g33.1 Definitions 20g33.2 Abbreviations . 25g34 General . 26g34.1 Overview 26g34.2 Linkage between the protocols for EPS mobility management and EPS s

16、ession management . 26g34.2A Handling of NAS signalling low priority indication 27g34.3 UE mode of operation 27g34.3.1 General 27g34.3.2 Change of UE mode of operation . 28g34.3.2.1 General 28g34.3.2.2 Change of UEs usage setting 30g34.3.2.3 Change of voice domain preference for E-UTRAN 31g34.3.2.4

17、Change or determination of IMS registration status 32g34.3.2.5 Change of configuration regarding the use of SMS. . 33g34.4 NAS security 34g34.4.1 General 34g34.4.2 Handling of EPS security contexts . 34g34.4.2.1 General 34g34.4.2.2 Establishment of a mapped EPS security context during intersystem ha

18、ndover . 35g34.4.2.3 Establishment of secure exchange of NAS messages . 36g34.4.2.4 Change of security keys 37g34.4.2.5 Derivation of keys at CS to PS SRVCC handover from A/Gb mode to S1 mode or from Iu mode to S1 mode 37g34.4.3 Handling of NAS COUNT and NAS sequence number . 38g34.4.3.1 General 38g

19、34.4.3.2 Replay protection 39g34.4.3.3 Integrity protection and verification 39g34.4.3.4 Ciphering and deciphering 39g34.4.3.5 NAS COUNT wrap around . 39g34.4.4 Integrity protection of NAS signalling messages 40g34.4.4.1 General 40g34.4.4.2 Integrity checking of NAS signalling messages in the UE . 4

20、0g34.4.4.3 Integrity checking of NAS signalling messages in the MME . 41g34.4.5 Ciphering of NAS signalling messages 42g34.5 Disabling and re-enabling of UEs E-UTRA capability . 43g34.6 Applicability of procedures 44g34.6.1 Relay nodes . 44g35 Elementary procedures for EPS mobility management 44g35.

21、1 Overview 44g35.1.1 General 44g35.1.2 Types of EMM procedures . 45g35.1.3 EMM sublayer states 46g35.1.3.1 General 46g35.1.3.2 EMM sublayer states in the UE. 46g35.1.3.2.1 General 46g3ETSI ETSI TS 124 301 V12.11.0 (2016-01)43GPP TS 24.301 version 12.11.0 Release 125.1.3.2.2 Main states . 46g35.1.3.2

22、.2.1 EMM-NULL 46g35.1.3.2.2.2 EMM-DEREGISTERED . 46g35.1.3.2.2.3 EMM-REGISTERED-INITIATED . 46g35.1.3.2.2.4 EMM-REGISTERED 46g35.1.3.2.2.5 EMM-DEREGISTERED-INITIATED 46g35.1.3.2.2.6 EMM-TRACKING-AREA-UPDATING-INITIATED . 46g35.1.3.2.2.7 EMM-SERVICE-REQUEST-INITIATED 47g35.1.3.2.3 Substates of state

23、EMM-DEREGISTERED 47g35.1.3.2.3.1 General . 47g35.1.3.2.3.2 EMM-DEREGISTERED.NORMAL-SERVICE . 47g35.1.3.2.3.3 EMM-DEREGISTERED.LIMITED-SERVICE 47g35.1.3.2.3.4 EMM-DEREGISTERED.ATTEMPTING-TO-ATTACH. 48g35.1.3.2.3.5 EMM-DEREGISTERED.PLMN-SEARCH 48g35.1.3.2.3.6 EMM-DEREGISTERED.NO-IMSI 48g35.1.3.2.3.7 E

24、MM-DEREGISTERED.ATTACH-NEEDED . 48g35.1.3.2.3.8 EMM-DEREGISTERED.NO-CELL-AVAILABLE . 48g35.1.3.2.4 Substates of state EMM-REGISTERED . 48g35.1.3.2.4.1 General . 48g35.1.3.2.4.2 EMM-REGISTERED.NORMAL-SERVICE 48g35.1.3.2.4.3 EMM-REGISTERED.ATTEMPTING-TO-UPDATE 48g35.1.3.2.4.4 EMM-REGISTERED.LIMITED-SE

25、RVICE . 48g35.1.3.2.4.5 EMM-REGISTERED.PLMN-SEARCH . 48g35.1.3.2.4.6 EMM-REGISTERED.UPDATE-NEEDED 48g35.1.3.2.4.7 EMM-REGISTERED.NO-CELL-AVAILABLE 48g35.1.3.2.4.8 EMM-REGISTERED.ATTEMPTING-TO-UPDATE-MM 49g35.1.3.2.4.9 EMM-REGISTERED.IMSI-DETACH-INITIATED 49g35.1.3.3 EPS update status 49g35.1.3.4 EMM

26、 sublayer states in the MME 49g35.1.3.4.1 EMM-DEREGISTERED. 49g35.1.3.4.2 EMM-COMMON-PROCEDURE-INITIATED 49g35.1.3.4.3 EMM-REGISTERED 49g35.1.3.4.4 EMM-DEREGISTERED-INITIATED . 49g35.1.4 Coordination between EMM and GMM . 50g35.1.5 Coordination between EMM and MM 50g35.2 Behaviour of the UE in state

27、 EMM-DEREGISTERED and state EMM-REGISTERED 51g35.2.1 General 51g35.2.2 UE behaviour in state EMM-DEREGISTERED 51g35.2.2.1 General 51g35.2.2.2 Primary substate selection . 51g35.2.2.2.1 Selection of the substate after power on 51g35.2.2.3 Detailed description of UE behaviour in state EMM-DEREGISTERED

28、 . 52g35.2.2.3.1 NORMAL-SERVICE 52g35.2.2.3.2 LIMITED-SERVICE. 52g35.2.2.3.3 ATTEMPTING-TO-ATTACH . 52g35.2.2.3.4 PLMN-SEARCH . 52g35.2.2.3.5 NO-IMSI . 52g35.2.2.3.6 ATTACH-NEEDED 52g35.2.2.3.7 NO-CELL-AVAILABLE 52g35.2.2.4 Substate when back to state EMM-DEREGISTERED from another EMM state . 53g35.

29、2.3 UE behaviour in state EMM-REGISTERED 53g35.2.3.1 General 53g35.2.3.2 Detailed description of UE behaviour in state EMM-REGISTERED . 53g35.2.3.2.1 NORMAL-SERVICE 53g35.2.3.2.2 ATTEMPTING-TO-UPDATE 53g35.2.3.2.3 LIMITED-SERVICE . 54g35.2.3.2.4 PLMN-SEARCH. 54g35.2.3.2.5 UPDATE-NEEDED 54g35.2.3.2.6

30、 NO-CELL-AVAILABLE 54g35.2.3.2.7 ATTEMPTING-TO-UPDATE-MM 54g35.2.3.2.8 IMSI-DETACH-INITIATED 55g35.3 General on elementary EMM procedures . 55g3ETSI ETSI TS 124 301 V12.11.0 (2016-01)53GPP TS 24.301 version 12.11.0 Release 125.3.1 EMM modes and NAS signalling connection . 55g35.3.1.1 Establishment o

31、f the NAS signalling connection 55g35.3.1.2 Release of the NAS signalling connection 56g35.3.2 Lists of forbidden tracking areas . 57g35.3.3 List of forbidden PLMNs for attach in S101 mode . 57g35.3.3a Forbidden PLMNs for EPS services . 57g35.3.4 Equivalent PLMNs list 57g35.3.5 Handling of the perio

32、dic tracking area update timer and mobile reachable timer (S1 mode only) . 58g35.3.6 Handling of timer T3402 59g35.3.7 Handling of the Local Emergency Numbers List . 59g35.3.7a Specific requirements for UE configured to use timer T3245 60g35.3.8 Abnormal cases in the UE 60g35.3.9 Handling of NAS lev

33、el mobility management congestion control . 60g35.3.10 Access class control 61g35.3.11 Power saving mode . 61g35.4 EMM common procedures . 62g35.4.1 GUTI reallocation procedure 62g35.4.1.1 General 62g35.4.1.2 GUTI reallocation initiation by the network . 62g35.4.1.3 GUTI reallocation completion by t

34、he UE . 63g35.4.1.4 GUTI reallocation completion by the network 63g35.4.1.5 Abnormal cases in the UE . 63g35.4.1.6 Abnormal cases on the network side . 63g35.4.2 Authentication procedure 64g35.4.2.1 General 64g35.4.2.2 Authentication initiation by the network . 65g35.4.2.3 Authentication response by

35、 the UE . 65g35.4.2.4 Authentication completion by the network . 66g35.4.2.5 Authentication not accepted by the network . 66g35.4.2.6 Authentication not accepted by the UE . 67g35.4.2.7 Abnormal cases . 67g35.4.3 Security mode control procedure 72g35.4.3.1 General 72g35.4.3.2 NAS security mode contr

36、ol initiation by the network . 72g35.4.3.3 NAS security mode command accepted by the UE . 74g35.4.3.4 NAS security mode control completion by the network . 75g35.4.3.5 NAS security mode command not accepted by the UE. 75g35.4.3.6 Abnormal cases in the UE . 75g35.4.3.7 Abnormal cases on the network s

37、ide . 75g35.4.4 Identification procedure 76g35.4.4.1 General 76g35.4.4.2 Identification initiation by the network . 76g35.4.4.3 Identification response by the UE . 77g35.4.4.4 Identification completion by the network . 77g35.4.4.5 Abnormal cases in the UE . 77g35.4.4.6 Abnormal cases on the network

38、side . 77g35.4.5 EMM information procedure 78g35.4.5.1 General 78g35.4.5.2 EMM information procedure initiation by the network 78g35.4.5.3 EMM information procedure in the UE 78g35.4.5.4 Abnormal cases on the network side . 78g35.5 EMM specific procedures 79g35.5.1 Attach procedure . 79g35.5.1.1 Gen

39、eral 79g35.5.1.2 Attach procedure for EPS services 80g35.5.1.2.1 General 80g35.5.1.2.2 Attach procedure initiation 80g35.5.1.2.3 EMM common procedure initiation 82g35.5.1.2.4 Attach accepted by the network . 82g35.5.1.2.5 Attach not accepted by the network . 84g35.5.1.2.5A Attach for emergency beare

40、r services not accepted by the network 87g3ETSI ETSI TS 124 301 V12.11.0 (2016-01)63GPP TS 24.301 version 12.11.0 Release 125.5.1.2.5B Attach for initiating a PDN connection for emergency bearer services not accepted by the network 88g35.5.1.2.6 Abnormal cases in the UE . 88g35.5.1.2.7 Abnormal case

41、s on the network side . 91g35.5.1.3 Combined attach procedure for EPS services and non-EPS services (S1 mode only) 92g35.5.1.3.1 General 92g35.5.1.3.2 Combined attach procedure initiation 92g35.5.1.3.3 EMM common procedure initiation 92g35.5.1.3.4 Combined attach accepted by the network 93g35.5.1.3.

42、4.1 General . 93g35.5.1.3.4.2 Combined attach successful . 93g35.5.1.3.4.3 Combined attach successful for EPS services only 94g35.5.1.3.5 Combined attach not accepted by the network 95g35.5.1.3.6 Abnormal cases in the UE . 98g35.5.1.3.7 Abnormal cases on the network side . 99g35.5.2 Detach procedure

43、 99g35.5.2.1 General 99g35.5.2.2 UE initiated detach procedure . 100g35.5.2.2.1 UE initiated detach procedure initiation 100g35.5.2.2.2 UE initiated detach procedure completion for EPS services only . 101g35.5.2.2.3 UE initiated combined detach procedure completion 101g35.5.2.2.4 Abnormal cases in t

44、he UE . 101g35.5.2.2.5 Abnormal cases on the network side . 103g35.5.2.3 Network initiated detach procedure 103g35.5.2.3.1 Network initiated detach procedure initiation . 103g35.5.2.3.2 Network initiated detach procedure completion by the UE . 104g35.5.2.3.3 Network initiated detach procedure comple

45、tion by the network . 107g35.5.2.3.4 Abnormal cases in the UE . 107g35.5.2.3.5 Abnormal cases on the network side . 108g35.5.3 Tracking area updating procedure (S1 mode only) . 109g35.5.3.1 General 109g35.5.3.2 Normal and periodic tracking area updating procedure 110g35.5.3.2.1 General 110g35.5.3.2.

46、2 Normal and periodic tracking area updating procedure initiation . 110g35.5.3.2.3 EMM common procedure initiation 113g35.5.3.2.4 Normal and periodic tracking area updating procedure accepted by the network . 114g35.5.3.2.5 Normal and periodic tracking area updating procedure not accepted by the net

47、work . 119g35.5.3.2.5A Tracking area updating procedure for initiating a PDN connection for emergency bearer services not accepted by the network 123g35.5.3.2.6 Abnormal cases in the UE . 123g35.5.3.2.7 Abnormal cases on the network side . 127g35.5.3.3 Combined tracking area updating procedure . 128

48、g35.5.3.3.1 General 128g35.5.3.3.2 Combined tracking area updating procedure initiation 128g35.5.3.3.3 EMM common procedure initiation 130g35.5.3.3.4 Combined tracking area updating procedure accepted by the network . 130g35.5.3.3.4.1 General . 130g35.5.3.3.4.2 Combined tracking area updating succes

49、sful . 130g35.5.3.3.4.3 Combined tracking area updating successful for EPS services only 131g35.5.3.3.5 Combined tracking area updating procedure not accepted by the network . 132g35.5.3.3.6 Abnormal cases in the UE . 137g35.5.3.3.7 Abnormal cases on the network side . 138g35.6 EMM connection management procedures (S1 mode only) 138g35.6.1 Service request procedure . 138g35.6.1.1 General 138g35.6.1.2 Service request procedure initiation 141g35.6.1.3 EMM common procedure initiation 141g35.6.1.4 Service request procedure accepted by the network 141g35.6.1.5 Service request pr