ETSI TS 119 132-1-2015 Electronic Signatures and Infrastructures (ESI) XAdES digital signatures Part 1 Building blocks and XAdES baseline signatures (V1 0 1 Includes Diskette)《电子签名_1.pdf

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1、 ETSI TS 119 132-1 V1.0.1 (2015-07) Electronic Signatures and Infrastructures (ESI); XAdES digital signatures; Part 1: Building blocks and XAdES baseline signatures floppy3TECHNICAL SPECIFICATION ETSI ETSI TS 119 132-1 V1.0.1 (2015-07)2Reference RTS/ESI-0019132-1-TS Keywords electronic signature, se

2、curity, XAdES, XML ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be

3、downloaded from: http:/www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any ex

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5、ubject to revision or change of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/C

6、ommiteeSupportStaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the writt

7、en authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM

8、 and LTE are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 119 132-1 V1.0.1 (2015-07)3Contents Intellectual Property Rights 5g3Foreword . 5g3Modal v

9、erbs terminology 5g3Introduction 5g31 Scope 6g32 References 6g32.1 Normative references . 6g32.2 Informative references 7g33 Definitions, abbreviations and terminology . 8g33.1 Definitions 8g33.2 Abbreviations . 9g33.3 Terminology . 9g34 General Syntax . 10g34.1 General requirements . 10g34.2 XML Na

10、mespaces 10g34.3 The QualifyingProperties container . 11g34.3.1 Semantics and syntax 11g34.3.2 The SignedProperties container . 11g34.3.3 The UnsignedProperties container 12g34.3.4 The SignedSignatureProperties container 12g34.3.5 The SignedDataObjectProperties container . 13g34.3.6 The UnsignedSign

11、atureProperties container . 14g34.3.7 The UnsignedDataObjectProperties container. 15g34.4 Incorporating qualifying properties into XAdES signatures 15g34.4.1 General requirements 15g34.4.2 Signing properties . 16g34.4.3 The QualifyingPropertiesReference element 16g34.5 Managing canonicalization of X

12、ML nodesets 16g35 Qualifying properties semantics and syntax . 17g35.1 Auxiliary syntax . 17g35.1.1 The AnyType data type . 17g35.1.2 The ObjectIdentifierType data type 17g35.1.3 The EncapsulatedPKIDataType data type . 19g35.1.4 Types for electronic time-stamps management. 19g35.1.4.1 Semantics 19g3

13、5.1.4.2 Containers for electronic time-stamps . 20g35.1.4.3 The GenericTimeStampType data type 20g35.1.4.4 The XAdESTimeStampType data type . 21g35.1.4.4.1 Semantics and syntax 21g35.1.4.4.2 Include mechanism 22g35.1.4.5 The OtherTimeStampType data type . 23g35.2 Basic qualifying properties for XAdE

14、S signatures . 24g35.2.1 The SigningTime qualifying property . 24g35.2.2 The SigningCertificateV2 qualifying property 24g35.2.3 The CommitmentTypeIndication qualifying property 25g35.2.4 The DataObjectFormat qualifying property . 26g35.2.5 The SignatureProductionPlaceV2 qualifying property . 27g35.2

15、.6 The SignerRoleV2 qualifying property . 28g35.2.7 Countersignatures . 29g35.2.7.1 Countersignature identifier in Type attribute of ds:Reference . 29g35.2.7.2 Enveloped countersignatures: the CounterSignature qualifying property . 29g35.2.8 Time-stamps on signed data objects . 31g3ETSI ETSI TS 119

16、132-1 V1.0.1 (2015-07)45.2.8.1 The AllDataObjectsTimeStamp qualifying property . 31g35.2.8.2 The IndividualDataObjectsTimeStamp qualifying property 31g35.2.9 The SignaturePolicyIdentifier qualifying property 32g35.2.9.1 Semantics and syntax 32g35.2.9.2 Signature policy qualifiers 33g35.2.10 The Sign

17、aturePolicyStore qualifying property 34g35.3 The SignatureTimeStamp qualifying property 35g35.4 Qualifying Properties for validation data values 36g35.4.1 The CertificateValues qualifying property . 36g35.4.2 The RevocationValues qualifying property . 37g35.4.3 The AttrAuthoritiesCertValues qualifyi

18、ng property 38g35.4.4 The AttributeRevocationValues qualifying property 39g35.5 Qualifying properties for long term availability and integrity of validation material . 39g35.5.1 The TimeStampValidationData qualifying property 39g35.5.1.1 Semantics and syntax 39g35.5.1.2 Use of URI attribute 40g35.5.

19、2 The ArchiveTimeStamp qualifying property defined in namespace with URI “http:/uri.etsi.org/01903/v1.4.1#“ 41g35.5.2.1 Semantics and syntax 41g35.5.2.2 Not distributed case . 42g35.5.2.3 Distributed case . 43g35.5.3 The RenewedDigests qualifying property 43g36 XAdES baseline signatures 44g36.1 Sign

20、ature levels 44g36.2 General requirements . 45g36.2.1 Algorithm requirements 45g36.2.2 Notation for requirements . 45g36.3 Requirements on XAdES signatures elements, qualifying properties and services . 48g36.4 Legacy XAdES baseline signatures 54g3Annex A (normative): Additional Qualifying Propertie

21、s Specification 55g3A.1 Qualifying properties for validation data . 55g3A.1.1 The CompleteCertificateRefsV2 qualifying property . 55g3A.1.2 The CompleteRevocationRefs qualifying property 55g3A.1.3 The AttributeCertificateRefsV2 qualifying property . 58g3A.1.4 The AttributeRevocationRefs qualifying p

22、roperty 59g3A.1.5 Time-stamps on references to validation data 60g3A.1.5.1 The SigAndRefsTimeStampV2 qualifying property . 60g3A.1.5.1.1 Semantics and syntax 60g3A.1.5.1.2 Not distributed case . 60g3A.1.5.1.3 Distributed case . 61g3A.1.5.2 The RefsOnlyTimeStampV2 qualifying property 61g3A.1.5.2.1 Se

23、mantics and syntax 61g3A.1.5.2.2 Not distributed case . 62g3A.1.5.2.3 Distributed case . 62g3Annex B (normative): XML Schema files 63g3B.1 XML Schema file location for namespace http:/uri.etsi.org/01903/v1.3.2# . 63g3B.2 XML Schema file location for namespace http:/uri.etsi.org/01903/v1.4.1# . 63g3A

24、nnex C (normative): Deprecated qualifying properties . 64g3Annex D (informative): Change History 65g3History 66g3ETSI ETSI TS 119 132-1 V1.0.1 (2015-07)5Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertai

25、ning to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretar

26、iat. Latest updates are available on the ETSI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the

27、 ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 1 of a multi-part deliverable specifying XA

28、dES digital signatures as identified below: Part 1: “Building blocks and XAdES baseline signatures“; Part 2: “Extended XAdES signatures“. Three XML files, whose locations are detailed in clauses B.1 and B.2, and which contain XML Schema definitions, accompany the present document. Modal verbs termin

29、ology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in

30、ETSI deliverables except when used in direct citation. Introduction Electronic commerce has emerged as a frequent way of doing business between companies across local, wide area and global networks. Trust in this way of doing business is essential for the success and continued development of electro

31、nic commerce. It is therefore important that companies using this electronic means of doing business have suitable security controls and mechanisms in place to protect their transactions and to ensure trust and confidence with their business partners. In this respect digital signatures are an import

32、ant security component that can be used to protect information and provide trust in electronic business. The present document is intended to cover digital signatures supported by PKI and public key certificates, and aims to meet the general requirements of the international community to provide trus

33、t and confidence in electronic transactions, including, amongst other, applicable requirements from Regulation (EU) No 910/2014 i.1. The present document can be used for any transaction between an individual and a company, between two companies, between an individual and a governmental body, etc. Th

34、e present document is independent of any environment. It can be applied to any environment e.g. smart cards, SIM cards, special programs for electronic signatures, etc. The present document is part of a rationalized framework of standards (see ETSI TR 119 000 i.10). ETSI TR 119 100 i.11 provides gui

35、dance on how to use the present document within the aforementioned framework. ETSI ETSI TS 119 132-1 V1.0.1 (2015-07)61 Scope The present document specifies XAdES digital signatures. XAdES signatures build on XML digital signatures 1, by incorporation of signed and unsigned qualifying properties, wh

36、ich fulfil certain common requirements (such as the long term validity of digital signatures, for instance) in a number of use cases. The present document specifies XML Schema definitions for the aforementioned qualifying properties as well as mechanisms for incorporating them into XAdES signatures.

37、 The present document specifies formats for XAdES baseline signatures, which provide the basic features necessary for a wide range of business and governmental use cases for electronic procedures and communications to be applicable to a wide range of communities when there is a clear need for intero

38、perability of digital signatures used in electronic documents. The present document defines four levels of XAdES baseline signatures addressing incremental requirements to maintain the validity of the signatures over the long term, in a way that a certain level always addresses all the requirements

39、addressed at levels that are below it. Each level requires the presence of certain XAdES qualifying properties, suitably profiled for reducing the optionality as much as possible. Procedures for creation and validation of XAdES digital signatures are out of scope and specified in ETSI TS 119 102-1 i

40、.6. The present document aims at supporting electronic signatures in different regulatory frameworks. NOTE: Specifically but not exclusively, XAdES digital signatures specified in the present document aim at supporting electronic signatures, advanced electronic signatures, qualified electronic signa

41、tures, electronic seals, advanced electronic seals, and qualified electronic seals as per Regulation (EU) No 910/2014 i.1. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific re

42、ferences, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE:

43、 While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are necessary for the application of the present document. 1 W3C Recommendation (11 April 2013): “XML Signature Syntax and Processin

44、g. Version 1.1“. 2 W3C Recommendation Part 1 (28 October 2004): “XML Schema Part 1: Structures Second Edition“. 3 W3C Recommendation Part 2 (28 October 2004): “XML Schema Part 2: Datatypes Second Edition“. 4 Recommendation ITU-T X.509: “Information technology - Open Systems Interconnection - The Dir

45、ectory: Public-key and attribute certificate frameworks“. 5 W3C Recommendation (26 November 2008): “Extensible Markup Language (XML) 1.0“. 6 IETF RFC 6960: “X.509 Internet Public Key Infrastructure Online Certificate Status Protocol - OCSP“. 7 IETF RFC 3161: “Internet X.509 Public Key Infrastructure

46、 Time Stamp Protocol (TSP)“. ETSI ETSI TS 119 132-1 V1.0.1 (2015-07)78 IETF RFC 3061: “A URN Namespace of Object Identifiers“. 9 W3C Recommendation (15 March 2001): “Canonical XML Version 1.0“. 10 W3C Recommendation (18 July 2002): “Exclusive XML Canonicalization Version 1.0“. 11 W3C Recommendation

47、(2 May 2008): “Canonical XML Version 1.1“. 12 IETF RFC 3986: “Uniform Resource Identifier (URI): Generic Syntax“. 13 W3C Recommendation (8 November 2002): “XML-Signature XPath Filter 2.0“. 14 ISO/IEC 29500-2:2012: “Information technology - Document description and processing languages - Office Open

48、XML File Formats - Part 2: Open Packaging Conventions“. 15 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. 16 IETF RFC 5816: “ESSCertIDv2 Update for RFC 3161“. 17 IETF RFC 5035: “Enhanced Security Services (ESS) Update: Adding Cert

49、ID Algorithm Agility“. 2.2 Informative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necess