ETSI TR 136 912-2016 LTE Feasibility study for Further Advancements for E-UTRA (LTE-Advanced) (V13 0 0 3GPP TR 36 912 version 13 0 0 Release 13 Includes Diskette)《长期演进技术(LTE) E-UTR.pdf

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1、 ETSI TR 136 912 V13.0.0 (2016-01) LTE; Feasibility study for Further Advancements for E-UTRA (LTE-Advanced) (3GPP TR 36.912 version 13.0.0 Release 13) floppy3TECHNICAL REPORT ETSI ETSI TR 136 912 V13.0.0 (2016-01)13GPP TR 36.912 version 13.0.0 Release 13Reference RTR/TSGR-0136912vd00 Keywords LTE E

2、TSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: htt

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6、aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of

7、ETSI. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2016. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade M

8、arks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TR 136 912 V13.0.0 (2016-01)23GPP TR 36.912 version 13.0.0 Release 13Intellectual Property Rights IPRs essential

9、 or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially E

10、ssential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarant

11、ee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI 3rd Generation Partnership Project (3GPP).

12、 The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found

13、under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the exp

14、ression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. ETSI ETSI TR 136 912 V13.0.0 (2016-01)33GPP TR 36.912 version 13.0.0 Release 13Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 6g31 Sco

15、pe 7g32 References 7g33 Definitions, symbols and abbreviations . 8g33.1 Definitions 8g33.2 Symbols 8g33.3 Abbreviations . 8g34 Introduction 8g35 Support of wider bandwidth . 8g35.1 General . 8g35.1A Physical layer . 9g35.1A.1 DL control signalling 9g35.1A.2 UL control signalling 9g35.2 User Plane 10

16、g35.2.1 Structure 10g35.2.2 MAC . 11g35.2.3 RLC 11g35.2.4 PDCP 11g35.3 Control plane 11g35.3.1 Structure 11g35.3.2 RRC procedures 12g35.3.2.1 System Information . 12g35.3.2.2 Connection Control . 12g35.3.2.3 Measurements . 12g35.3.3 Idle mode procedures 12g36 Uplink transmission scheme . 12g36.1 Upl

17、ink spatial multiplexing 12g36.1A Uplink transmit diversity 14g36.1A.1 Transmit Diversity for Uplink Control Channel . 14g36.2 Uplink multiple access . 14g36.3 Uplink reference signals . 15g36.4 Uplink power control 15g37 Downlink transmission scheme 15g37.0 Physical channel mapping 15g37.1 Downlink

18、 spatial multiplexing . 15g37.1.1 Feedback in support of downlink spatial multiplexing . 16g37.2 Downlink reference signals 16g37.3 Downlink transmit diversity . 17g38 Coordinated multiple point transmission and reception . 17g38.1 Downlink coordinated multi-point transmission 17g38.2 Uplink coordin

19、ated multi-point reception 17g39 Relaying . 17g39.1 General . 17g39.2 Architecture 18g39.3 Relay-eNodeB link for inband relay . 18g39.3.1 Resource partitioning for relay-eNodeB link 18g39.3.2 Backward compatible backhaul partitioning . 19g39.3.3 Backhaul resource assignment 19g3ETSI ETSI TR 136 912

20、V13.0.0 (2016-01)43GPP TR 36.912 version 13.0.0 Release 139.4 Relay-eNodeB link for outband relay . 20g310 Improvement for latency 20g310.1 Improvement for C-Plane latency. 20g310.2 Improvement for U-Plane latency 20g311 Radio transmission and reception . 21g311.1 RF scenarios . 21g311.1.1 Deploymen

21、t scenarios . 21g311.2 Common requirements for UE and BS . 21g311.2.1 Carrier Aggregation 21g311.2.1.1 Bandwidth configuration of component carriers . 21g311.2.1.2 Carrier spacing between component carriers 21g311.2.2 Operating bands 21g311.3 UE RF requirements . 22g311.3.1 General 22g311.3.2 Transm

22、itter characteristics 23g311.3.2.1 Transmitter architecture 23g311.3.2.2 Transmit power . 24g311.3.2.3 Output power dynamics . 24g311.3.2.4 Transmit signal quality . 25g311.3.2.5 Output RF spectrum emissions 25g311.3.2.5.1 Adjacent Channel Leakage ratio 25g311.3.2.5.2 Spurious emission (UE to UE co-

23、existence) 25g311.3.2.6 Transmit intermodulation 25g311.3.3 Receiver characteristics 25g311.3.3.1 Receiver architecture 26g311.3.3.2 Receiver Sensitivity . 26g311.3.3.3 Selectivity . 26g311.3.3.4 Blocking performance . 26g311.3.3.5 Spurious response . 27g35.3.3.6 Intermodulation performance 27g311.3

24、.3.7 Spurious emission 27g311.4 BS RF requirements . 27g311.4.1 General 27g311.4.2 Transmitter characteristics 28g311.4.2.1 Base Station output power 28g311.4.2.2 Transmitted signal quality . 28g311.4.2.3 Unwanted emissions 28g311.4.2.4 Transmitter spurious emissions . 28g311.4.3 Receiver characteri

25、stics 28g311.4.3.1 Reference sensitivity level 28g311.4.3.2 Adjacent Channel Selectivity (ACS), narrow-band blocking, Blocking, Receiver intermodulation . 29g311.4.3.3 Performance requirements 29g312 Mobility enhancements 29g313 TS 36.133 17 requirements enhancements 29g314 MBMS Enhancements 30g315

26、SON Enhancements 30g316 Self-Evaluation Report on “LTE Release 10 and beyond (LTE-Advanced)“ 30g316.1 Peak spectral efficiency 31g316.2 C-plane latency . 32g316.2.1 Idle to Connected 32g316.2.2 Dormant to Active 33g316.3 U-Plane latency 34g316.4 Spectral efficiency and user throughput . 34g316.4.1 C

27、ell spectral efficiency and cell-edge spectral efficiency . 34g316.4.1.1 Indoor 34g316.4.1.2 Microcellular . 35g316.4.1.3 Base coverage urban . 36g3ETSI ETSI TR 136 912 V13.0.0 (2016-01)53GPP TR 36.912 version 13.0.0 Release 1316.4.1.4 High speed. 37g316.4.2 Number of supported VoIP users 38g316.4.3

28、 Mobility traffic channel link data rates . 39g316.5 Handover Performance . 40g316.5.1 Intra-frequency handover interruption time 41g316.5.2 Inter-frequency handover interruption time within a spectrum band 41g316.5.3 Inter-frequency handover interruption time between spectrum bands 42g316.6 Spectru

29、m and bandwidth 42g316.6.1 Deployment in IMT bands 42g316.6.2 Bandwidth and channel bandwidth scalability 42g316.7 Services 42g316.8 Conclusions of the Self-Evaluation 43g316A Performance Evaluation of LTE-Advanced for 3GPP target fulfillment . 43g317 Conclusions 45g3Annex A: Simulation model 46g3A.

30、1 General assumption 46g3A.2 CoMP assumption for evaluation . 48g3A.3 Detailed simulation results . 48g3Annex B: Latency performance of Rel-8 . 49g3B.1 C-plane latency . 49g3B.1.1 Transition IDLE to CONNECTED 49g3B.1.1.1 FDD frame structure . 49g3B.1.1.2 TDD frame structure . 50g3B.1.2 Transition Do

31、rmant to Active . 51g3B.1.2.1 FDD frame structure . 52g3B.1.2.1.1 Uplink initiated transition, synchronized 52g3B.1.2.1.2 Uplink initiated transition, unsynchronized 52g3B.1.2.1.3 Downlink initiated transition, synchronized . 52g3B.1.2.1.4 Downlink initiated transition, unsynchronized . 52g3B.1.2.2

32、TDD frame structure . 53g3B.1.2.2.1 Uplink initiated transition, synchronized 53g3B.1.2.2.2 Uplink initiated transition, unsynchronized 53g3B.1.2.2.3 Downlink initiated transition, synchronized . 54g3B.1.2.2.4 Downlink initiated transition, unsynchronized . 54g3B.2 U-plane latency 55g3B.2.1 FDD fram

33、e structure . 55g3B.2.2 TDD frame structure 56g3Annex C: ITU-R Submission Templates 59g3C.1 Description template characteristics (4.2.3.2) . 59g3C.2 Description template link budget (4.2.3.3) 59g3C.3 Compliance templates for services (4.2.4.1), for spectrum (4.2.4.2), technical performance (4.2.4.3)

34、 59g3Annex D: Change history 60g3History 61g3ETSI ETSI TR 136 912 V13.0.0 (2016-01)63GPP TR 36.912 version 13.0.0 Release 13Foreword This Technical Report has been produced by the 3rdGeneration Partnership Project (3GPP). The contents of the present document are subject to continuing work within the

35、 TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for inf

36、ormation; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been

37、 incorporated in the document. ETSI ETSI TR 136 912 V13.0.0 (2016-01)73GPP TR 36.912 version 13.0.0 Release 131 Scope This document is related to the technical report for the study item “Further advancements for E-UTRA“ 1. This activity involves the Radio Access work area of the 3GPP studies and has

38、 impacts both on the Mobile Equipment and Access Network of the 3GPP systems. This document is intended to gather all technical outcome of the study item, and draw a conclusion on way forward. In addition this document includes the results of the work supporting the3GPP submission of “LTE Release 10

39、 Physical layer procedures“ 13 Contribution to 3GPP TSG RAN meeting #45 RP-090744: “TR36.912 Annex A3: Self evaluation results“. 14 Contribution to 3GPP TSG RAN meeting #45 RP-090745: “TR36.912 Annex C1: Updated characteristics template“. ETSI ETSI TR 136 912 V13.0.0 (2016-01)83GPP TR 36.912 version

40、 13.0.0 Release 1315 Contribution to 3GPP TSG RAN meeting #45 RP-090746: “TR36.912 Annex C2: Link budget template“. 16 Contribution to 3GPP TSG RAN meeting #45 RP-090747: “TR36.912 Annex C3: Compliance template“. 17 3GPP TS 36.133: “Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements f

41、or support of radio resource management“. 18 3GPP TR 36.814: “ Feasibility study for Further Advancements for E-UTRA (LTE-Advanced)“ Note: The RAN meeting contributions referenced above are provided with the present Technical Report. 3 Definitions, symbols and abbreviations 3.1 Definitions For the p

42、urposes of the present document, the terms and definitions given in TR 21.905 2 apply. 3.2 Symbols Void 3.3 Abbreviations For the purposes of the present document, the abbreviations defined in 3GPP TS 21.905 2 and the following apply: CoMP Coordinated MultiPoint MBMS Multimedia Broadcast/Multicast S

43、ervice MU-MIMO Multi User Multiple Input Multiple Output RIT Radio Interface Technology SON Self Organising Networks SRIT Set of Radio Interface Technologies SU-MIMO Single User Multiple Input Multiple Output 4 Introduction At the 3GPP TSG RAN #39 meeting, the Study Item description on “Further Adva

44、ncements for E-UTRA (LTE-Advanced)“ was approved 1. The study item covers technology components to be considered for the evolution of E-UTRA, e.g. to fulfil the requirements on IMT-Advanced. This technical report covers all RAN aspects of these technology components. 5 Support of wider bandwidth 5.1

45、 General LTE-Advanced extends LTE Rel.-8 with support for Carrier Aggregation, where two or more component carriers (CCs) are aggregated in order to support wider transmission bandwidths up to 100MHz and for spectrum aggregation. It shall be possible to configure all component carriers which are LTE

46、 Rel-8 compatible, at least when the aggregated numbers of component carriers in the UL and the DL are the same. Not all component carriers may necessarily be LTE Rel-8 compatible. A terminal may simultaneously receive or transmit one or multiple component carriers depending on its capabilities: - A

47、n LTE-Advanced terminal with reception and/or transmission capabilities for carrier aggregation can simultaneously receive and/or transmit on multiple component carriers. ETSI ETSI TR 136 912 V13.0.0 (2016-01)93GPP TR 36.912 version 13.0.0 Release 13- An LTE Rel-8 terminal can receive and transmit o

48、n a single component carrier only, provided that the structure of the component carrier follows the Rel-8 specifications. Carrier aggregation is supported for both contiguous and non-contiguous component carriers with each component carrier limited to a maximum of 110 Resource Blocks in the frequenc

49、y domain using the LTE Rel-8 numerology It is possible to configure a UE to aggregate a different number of component carriers originating from the same eNB and of possibly different bandwidths in the UL and the DL. In typical TDD deployments, the number of component carriers and the bandwidth of each component carrier in UL and DL will be the same. Component carriers originating from the same eNB need not to provide the same coverage. The spacing between centre frequencies of contiguously aggregated component carriers shall be a multiple of 300 kHz.