CLC TS 50349-2004 Qualification of electrical installation contractors《电气设备承包商的资格鉴定》.pdf

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1、DRAFT FOR DEVELOPMENT DD CLC TS 50349:2004 Qualification of electrical installation contractors ICS 03.120.20; 29.020 DD CLC TS 50349:2004 This Draft for Development was published under the authority of the Standards Policy and Strategy Committee on 20 January 2005 BSI 20 January 2005 ISBN 0 580 452

2、33 6 National foreword This Draft for Development is the official version of CLC TS 50349:2004. This publication is not to be regarded as a British Standard. It is being issued in the Draft for Development series of publications and is of a provisional nature because is intended to identify the capa

3、bilities of an electrical installation contractor. It should be applied on this provisional basis, so that information and experience of its practical application may be obtained. Comments arising from the use of this Draft for Development are requested so that UK experience can be reported to the E

4、uropean organization responsible for its conversion to a European standard. A review of this publication will be initiated 2 years after its publication by the European organization so that a decision can be taken on its status at the end of its 3-year life. Notification of the start of the review p

5、eriod will be made in an announcement in the appropriate issue of Update Standards. According to the replies received by the end of the review period, the responsible BSI Committee will decide whether to support the conversion into an European standard, to extend the life of the Technical Specificat

6、ion or to withdraw it. Comments should be sent in writing to the Secretary of BSI Technical Committee GEL/606, Qualification of electrical installation contractors, at 389 Chiswick High Road, London W4 4AL, giving the document reference and clause number and proposing, where possible, an appropriate

7、 revision of the text. A list of organizations represented on this committee can be obtained on request to its secretary. Cross-references The British Standards which implement international publications referred to in this document may be found in the BSI Catalogue under the section entitled “Inter

8、national Standards Correspondence Index”, or by using the “Search” facility of the BSI Electronic Catalogue or of British Standards Online. Summary of pages This document comprises a front cover, an inside front cover, the CLC/TS title page, pages 2 to 68, an inside back cover and a back cover. The

9、BSI copyright notice displayed in this document indicates when the document was last issued. Amendments issued since publication Amd. No. Date CommentsTECHNICAL SPECIFICATION CLC/TS 50349 SPECIFICATION TECHNIQUE TECHNISCHE SPEZIFIKATION July 2004 CENELEC European Committee for Electrotechnical Stand

10、ardization Comit Europen de Normalisation Electrotechnique Europisches Komitee fr Elektrotechnische Normung Central Secretariat: rue de Stassart 35, B - 1050 Brussels 2004 CENELEC - All rights of exploitation in any form and by any means reserved worldwide for CENELEC members. Ref. No. CLC/TS 50349:

11、2004 E ICS 03.120.20; 29.020 Supersedes ES 59004:1998English version Qualification of electrical installation contractors Qualification des entreprises dlectricit Qualifikation von Elektro-Installations- Unternehmen This Technical Specification was approved by CENELEC on 2004-04-24. CENELEC members

12、are required to announce the existence of this TS in the same way as for an EN and to make the TS available promptly at national level in an appropriate form. It is permissible to keep conflicting national standards in force. CENELEC members are the national electrotechnical committees of Austria, B

13、elgium, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. CLC/TS 50349:2004 2 Foreword This Tech

14、nical Specification was prepared by the Technical Committee CENELEC TC 218, Qualification of electrical installation contractors. The text of the draft was submitted to the formal vote and was approved by CENELEC as CLC/TS 50349 on 2004-04-24. The following date was fixed latest date by which the ex

15、istence of the CLC/TS has to be announced at national level (doa) 2004-10-24 This Technical Specification supersedes ES 59004:1998. _ 3 CLC/TS 50349:2004 Contents Page Introduction. 5 1 Scope. 6 2 Normative references . 6 3 Definitions 6 4 Criteria for qualification bodies . 7 4.1 General . 7 4.2 Ge

16、neral requirements 7 4.3 Administrative structures . 8 4.4 Organisational structure 8 4.5 Qualification personnel 9 4.6 Use of external resources 9 4.7 Documentation / Records 9 4.8 Access to documentation / Records. 9 4.9 Confidentiality . 10 4.10 Publications. 10 4.11 Appeals. 10 4.12 Misuse of do

17、cuments. 10 4.13 Recognition. 10 5 Application and assessment procedures. 11 5.1 General . 11 5.2 Application procedure 11 5.3 Assessment procedure 12 5.4 Review procedure . 13 5.5 Appeal procedure 14 6 Administrative and legal criteria for qualification. 15 6.1 General . 15 6.2 Eligibility for qual

18、ification. 15 6.3 Administrative and legal identification data 15 6.4 Administrative and legal assessment criteria . 15 6.4.1 Criteria related to the applicant 15 6.4.2 Criteria relating to the legal representative(s) of the applicant . 16 6.5 Documentation 16 6.6 Health, safety and electrical stand

19、ards 17 7 Financial matters 17 7.1 General . 17 7.2 Financial qualification and assessment criteria 17 7.3 Documentation 17 8 Technical qualification by section(s) . 18 8.1 General . 18 CLC/TS 50349:2004 4 8.2 Nomenclature of activities and classification 18 8.2.1 Nomenclature of activities . 18 8.2

20、.2 Classification by size of contracts 19 8.3 Technical qualification criteria . 19 8.3.1 References for works already completed . 19 8.3.2 Criteria for personnel qualification per section . 20 8.3.3 Minimum personnel required 21 8.3.4 Evidence of technical capability of personnel. 21 8.3.5 Internal

21、 organisation of the contractor . 22 8.3.6 Main technical equipment 22 Annex A (normative) Forms for the application file according to TS 50349 . 23 A.1 Application for qualification 25 A.2 Documentation concerning legal standing 27 A.3 Financial information . 29 A.4 Contractor general information.

22、31 A.4.1 International organisation. 31 A.4.2 Capabilities, turnover, number of employees 33 A.4.3 List of works carried out by sections. 35 A.4.4 Project references per section and standard criteria for detailed project description . 37 A.4.5 Qualification of staff . 39 A.4.6 Statement of plant, to

23、ols and equipment. 41 Annex B (normative) Forms related to the qualification process according to TS 50349 . 43 B.1 Qualification certificate 45 B.2 Notification of change of relevant circumstances . 47 B.3 Notification of intended decision 49 B.4 Notification of rejection 51 B.5 Appeal form .53 B.6

24、 Notification of appeal decision . 55 Annex C (informative) Information sources 57 C.1 Professional or trade registers in which the applicant shall be enrolled 58 C.2 Insolvency proceedings . 59 C.3 Social security organisations . 60 C.4 Tax administrations . 61 C.5 Description of sections for elect

25、rical installations . 62 C.6 EU training levels, as accepted by the Council decision 85/368 of 16 July 1985. 66 C.7 CENELEC documents required for the different sections 67 Tables Table 1 Nomenclature of activities . 18 Table 2 Functions . 20 Table 3 Minimum criteria for educational training and pro

26、fessional experience 20 5 CLC/TS 50349:2004 Introduction The system of qualification described in this Technical Specification is intended to identify the capabilities of an electrical installation contractor for work covered by CENELEC and in accordance with activities as referred to in 8-2-1. It s

27、hall allow the relevant procurement entities to understand the profile of a contractor and is a tool for assisting in making a decision when selecting a contractor for a specific tender. It is not intended to cover the final selection process for specific contracts which takes place after the qualif

28、ication procedure. CLC/TS 50349:2004 6 1 Scope This Technical Specification specifies the definitions, the criteria, and the application and assessment procedures, as well as the respective documentation related to a system of qualification of electrical installation contractors. This qualification

29、system includes electrical installation works including equipment supply. The manufacturing process of such equipment is excluded from this system. 2 Normative references See C.7. 3 Definitions For the purposes of this Technical Specification the following definitions apply: 3.1 appeal committee a c

30、ommittee which is responsible for the consideration of appeals against the decisions and the operation of the qualification body 3.2 applicant a physical person(s)/legal entity(ies), however organised, seeking to obtain/retain a qualification certificate from a qualification body 3.3 certificate val

31、idity period the period during which the qualification certificate is valid 3.4 competent body a national private or public body recognising the competence and reliability of a qualification body 3.5 electrical installation contractor a contractor having skills and experience to perform electrical i

32、nstallation works by whatever means 3.6 general contractor a contractor who, in addition to carrying out the electrical works for which he is qualified, has the ability to co-ordinate other qualified contractors to deliver part or all of a project. A general contractor shall sublet works only to qua

33、lified contractors in the specific field of activity. 3.7 legal representative a physical person who, according to national legislation, represents the applicant 3.8 qualification a procedure based on a set of rules leading to the formal assessment of an applicant by a qualification body against set

34、 criteria, including administrative, legal, financial, human resources and technical skills 7 CLC/TS 50349:2004 3.9 qualification body a private or public body recognised by a competent body as being competent and reliable to undertake the qualification 3.10 qualification certificate evidence of qua

35、lification provided by the qualification body 3.11 qualification committee a committee within the qualification body which is responsible for approving the qualification 3.12 qualification register a register in which the qualification body records qualification certificates issued 3.13 qualified co

36、ntractor an electrical installation contractor that has been qualified according to this standard 3.14 recognition the procedure according to which a competent body recognises a qualification body as competent and reliable to carry out qualification 3.15 selection process by which contracting author

37、ities select (a) qualified contractor(s) for a specific procurement 4 Criteria for qualification bodies 4.1 General This Clause 4 specifies the criteria that a qualification body shall fulfil in order to be recognised as competent and reliable in the operation of a qualification system for electrica

38、l installation contractors. It also specifies the procedures according to which the qualification body is recognised. 4.2 General requirements 4.2.1 The qualification body shall make its services accessible to all applicants. Access shall not be conditional upon the size of the contractor or members

39、hip of any association or enrolment in a group, nor shall qualification be conditional upon the number of contractors already qualified. 4.2.2 The procedures under which the qualification body operates shall be administered in a transparent and non-discriminatory manner. The qualification body shall

40、 grant equal access to all applicants. There shall not be any undue financial or other conditions. CLC/TS 50349:2004 8 4.3 Administrative structures 4.3.1 The administrative structure of the qualification body shall be such as to give confidence in its qualification activities. 4.3.2 In particular,

41、the qualification body shall: a) be a legal entity, or form part of a legal entity; b) have the financial stability and resources required for the operation of a qualification system and adequate arrangements to cover liabilities arising from it; c) safeguard impartiality and demonstrate true transp

42、arency and confidence in its qualification activities; d) be impartial and free from any commercial, financial and other pressures which might influence the results of the qualification process; e) have a qualification committee with the task of awarding, rejecting, maintaining, modifying, suspendin

43、g or cancelling a qualification certificate. Its members shall be competent. They are chosen to safeguard impartiality and enable equal participation of the parties concerned, regarding the contents and functioning of the qualification procedure, without any single interest predominating. Clients an

44、d electrical installation contractors shall be equally represented; f) have a senior executive responsible for day-to-day operations in such a way as to be free from pressures which could unfairly influence the outcome of the qualification process; g) establish a clear separation of tasks if the qua

45、lification personnel are also charged with activities other than qualification (including organisational identification and reporting methods within the qualification body); h) have an independent appeal committee to whom the appellant can address complaints. Its members are chosen to safeguard impa

46、rtiality and enable equal participation of the parties concerned according to the rules set out under e) for the qualification committee. 4.3.3 No person having a self interest in the outcome of a specific qualification procedure/appeal may participate in the decision making process. 4.4 Organisatio

47、nal structure 4.4.1 The qualification body shall have and make available on request: a) a description of the legal status of the qualification body; b) its annual financial accounts; c) documented procedures describing the operation of the system, including the relationship between the function of a

48、ssessment, and issuing of the certificate as well as the rules of the qualification, modifications, renewal, suspension, cancellation and appeal procedures; d) names, qualifications, experience and terms of reference of the senior executive, with a description of all his other tasks and of the other

49、 qualification personnel; e) an organisation chart showing lines of authority, responsibility and allocation of functions within the qualification body. 4.4.2 The qualification body shall have and make available to applicants and those possessing a current qualification certificate: a) general information about the qualification process and professional ethics imposed on the qualification body; b) information on the procedure to be followed, including time period