BS ISO 55002-2014 Asset management Management systems Guidelines for the application of ISO 55001《资产管理 管理体系 ISO 55001应用指南》.pdf

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1、BS ISO 55002:2014Incorporating corrigendum March 2014Asset managementManagement systems Guidelines for the application of ISO 55001BSI Standards PublicationBS ISO 55002:2014 BRITISH STANDARDNational forewordThis British Standard is the UK implementation of ISO 55002:2014. It is based on PAS 55-2:200

2、8, which will be withdrawn on 15 January 2015.The UK participation in its preparation was entrusted to Technical Committee SSM/1/-/2, Asset management.A list of organizations represented on this committee can be obtained on request to its secretary.This publication does not purport to include all th

3、e necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2014. Published by BSI Standards Limited 2014ISBN 978 0 580 86468 1 ICS 03.100.01 Compliance with a British Standard cannot confer immunity from legal obligations.This British S

4、tandard was published under the authority of the Standards Policy and Strategy Committee on 31 January 2014.Amendments/corrigenda issued since publicationDate Text affectedIncorporation of ISO corrected version, see ISOforeword for details31 March 2014 ISO 2014Asset management Management systems Gui

5、delines for the application of ISO 55001Gestion dactifs Systmes de management Lignes directrices relatives lapplication de lISO 55001INTERNATIONAL STANDARDISO55002First edition2014-01-15Reference numberISO 55002:2014(E)Corrected version2014-03-15ISO 55002:2014(E)ii ISO 2014 All rights reservedCOPYRI

6、GHT PROTECTED DOCUMENT ISO 2014All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permissi

7、on. Permission can be requested from either ISO at the address below or ISOs member body in the country of the requester.ISO copyright officeCase postale 56 CH-1211 Geneva 20Tel. + 41 22 749 01 11Fax + 41 22 749 09 47E-mail copyrightiso.orgWeb www.iso.orgPublished in SwitzerlandBS ISO 55002:2014ISO

8、55002:2014(E) ISO 2014 All rights reserved iiiContents PageForeword ivIntroduction v1 Scope . 12 Normative references 13 Terms and definitions . 14 Context of the organization . 14.1 Understanding the organization and its context . 14.2 Understanding the needs and expectations of stakeholders 44.3 D

9、etermining the scope of the asset management system 54.4 Asset management system . 55 Leadership 65.1 Leadership and commitment . 65.2 Policy . 75.3 Organizational roles, responsibilities and authorities 76 Planning . 86.1 Actions to address risks and opportunities for the asset management system .

10、86.2 Asset management objectives and planning to achieve them 87 Support 137.1 Resources 137.2 Competence 137.3 Awareness 157.4 Communication . 157.5 Information requirements .167.6 Documented information 188 Operation 188.1 Operational planning and control . 188.2 Management of change . 198.3 Outso

11、urcing. 199 Performance evaluation 209.1 Monitoring, measurement, analysis and evaluation 209.2 Internal audit . 239.3 Management review 2410 Improvement .2610.1 Nonconformity and corrective action 2610.2 Preventive action 2610.3 Continual improvement . 27Annex A (informative) Information on asset m

12、anagement activities .29Annex B (informative) Relationship between key elements of an asset management system .30Bibliography .31BS ISO 55002:2014ISO 55002:2014(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodie

13、s). The work of preparing International Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and n

14、on-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization.The procedures used to develop this document and those intended for its further maintenance are descr

15、ibed in the ISO/IEC Directives, Part 1. In particular the different approval criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www.iso.org/directives).Attention is drawn to

16、 the possibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the I

17、SO list of patent declarations received (see www.iso.org/patents).Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement.For an explanation on the meaning of ISO specific terms and expressions related to conformity assessment, as

18、 well as information about ISOs adherence to the WTO principles in the Technical Barriers to Trade (TBT) see the following URL: Foreword - Supplementary informationThe committee responsible for this document is Project Committee ISO/PC 251, Asset management.This corrected version of ISO 55000:2014 i

19、ncorporates the correction of the numbering of subclause 7.3.2.iv ISO 2014 All rights reservedBS ISO 55002:2014ISO 55002:2014(E)IntroductionThis International Standard provides guidance for the application of a management system for asset management, referred to as an “asset management system”, in a

20、ccordance with the requirements of ISO 55001.This International Standard contains explanatory text necessary to clarify the requirements specified in ISO 55001 and provides examples to support implementation. It does not provide guidance for managing specific asset types.This International Standard

21、provides guidance for use by: those involved in the establishment, implementation, maintenance and improvement of an asset management system; those involved in delivering asset management activities and service providers.General information on asset management, and information on the terminology app

22、licable to this International Standard, is provided in ISO 55000.Annex A provides additional information on areas related to asset management activities.Annex B shows the relationship between key elements of an asset management system. ISO 2014 All rights reserved vBS ISO 55002:2014BS ISO 55002:2014

23、Asset management Management systems Guidelines for the application of ISO 550011 ScopeThis International Standard provides guidance for the application of an asset management system, in accordance with the requirements of ISO 55001.This International Standard can be applied to all types of assets an

24、d by all types and sizes of organizations.NOTE 1 This International Standard is intended to be used for managing physical assets in particular, but it can also be applied to other asset types.NOTE 2 This International Standard does not provide financial, accounting or technical guidance for managing

25、 specific asset types.NOTE 3 For the purposes of ISO 55000, ISO 55001 and this International Standard, the term “asset management system” is used to refer to a management system for asset management.2 Normative referencesThe following documents, in whole or in part, are normatively referenced in thi

26、s document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies.ISO 55000:2014, Asset management Overview, principles and terminologyISO 55001:2014, As

27、set management Management systems Requirements3 Terms and definitionsFor the purposes of this document, the terms and definitions given in ISO 55000 apply.4 Context of the organization4.1 Understanding the organization and its context4.1.1 Overview4.1.1.1 The asset management system forms an integra

28、ted part of the organizations management system and has a prescribed structure. It should fit in and result from: the organizational objectives; the organizational plan.The asset management system includes:a) the asset management policy (see 5.2);b) the asset management objectives (see 6.2);c) the s

29、trategic asset management plan (SAMP);INTERNATIONAL STANDARD ISO 55002:2014(E) ISO 2014 All rights reserved 1BS ISO 55002:2014ISO 55002:2014(E)d) the asset management plan(s) (see 6.2.2), which are implemented in: operational planning and control; supporting activities; control activities; other rel

30、evant processes.Figure B.1 shows the relationship between the key elements of an asset management system, together with the related clauses in ISO 55001.The scope of an organizations asset management system and the outputs from its asset management activities should be used to set out the approach t

31、o enable the delivery of its organizational objectives. The requirements for the scope and context of an organizations asset management system are given in ISO 55001:2014, Clause 4.The organizational objectives provide the overarching context and direction to the organizations activities, including

32、its asset management activities. The organizational objectives are generally produced from the organizations strategic level planning activities and are documented in an organizational plan.NOTE 1 The organizational plan can be referred to by other names, e.g. the corporate plan.The principles by wh

33、ich the organization intends applying asset management to achieve its organizational objectives should be set out in an asset management policy. The approach to implementing these principles should be documented in a strategic asset management plan (SAMP).NOTE 2 A strategic asset management plan can

34、 be referred to by other names, e.g. an asset management strategy.The SAMP should document the relationship between the organizational objectives and the asset management objectives, and should define the framework required to achieve the asset management objectives.The links between the organizatio

35、nal plan and the SAMP should be two-way, and should be developed through an iterative process. For example, the organizational objectives should not be developed in isolation from the organizations asset management activities. Asset capability and performance, as well as the outputs from asset manag

36、ement activities (e.g. the asset management plan(s), are key inputs into establishing realistic and achievable organizational objectives.4.1.1.2 In developing its SAMP, the organization should:a) consider the expectations and requirements of stakeholders;b) consider activities that could extend beyo

37、nd the organizations routine planning timeframe, and which should be subject to regular review;c) clearly document the processes to establish its asset-related decision-making criteria.The SAMP should be a high level plan that contains the asset management objectives. It should be used to develop th

38、e asset management plan(s), which should set out the asset level activities. The asset management plan(s) can be cascaded in large organizations or in organizations with complex asset portfolios.4.1.1.3 All parts of the asset management system should be scalable, e.g. for small organizations, the or

39、ganizational plan could be a single document that includes separate sections for:a) the organizational objectives;b) the SAMP;2 ISO 2014 All rights reservedBS ISO 55002:2014ISO 55002:2014(E)c) the asset management plan(s).Alternatively, the organizational plan could be kept separate from the SAMP, w

40、hich could include the asset management plan(s) as a sub-section, or all three plans could be kept separately. While it is necessary to distinguish between the SAMP and the asset management plan(s), it is not a requirement of ISO 55001 to create separate documents for each.The concept of ensuring al

41、ignment and consistency between the organizational objectives, the asset management policy, the SAMP, the asset management objectives and the asset management plan(s), should reinforce within the organization that asset level activities support the delivery of the organizational objectives. It is im

42、portant that this alignment is communicated to ensure that stakeholders at all levels understand why asset activities and asset management activities are implemented.4.1.2 Understanding the organization and its context4.1.2.1 When establishing or reviewing an asset management system, it is important

43、 to ensure that the approach is consistent and aligned with the external and internal contexts of the organization, since these can significantly influence the design and scope of the asset management system.4.1.2.2 Evaluating the organizations external context can include, but is not limited to, th

44、e following issues:a) the social and cultural, political, legal, regulatory, financial, technological, economic, competitive and natural environment, whether international, national, regional or local;b) key drivers and trends having impacts on the objectives of the organization;c) relationships wit

45、h, and perceptions and values of, external stakeholders.4.1.2.3 Evaluating the organizations internal context can include, but is not limited to, the following issues:a) governance requirements;b) organizational structure, roles, accountabilities and authorities;c) policies, objectives, and the stra

46、tegies that are in place to achieve them;d) capabilities, understood in terms of resources and knowledge (e.g. capital, time, people, systems and technologies);e) information systems, information flows and decision-making processes (both formal and informal);f) relationships with, and perceptions an

47、d values of, internal stakeholders;g) the organizations culture;h) standards, guidelines and models adopted by the organization;i) the form and extent of contractual relationships;j) risk management plans;k) asset management practices and other management systems, plans, process(es) and procedure(s)

48、;l) integrity and performance of the assets and asset systems;m) feedback from the investigation of previous asset and asset system failures, incidents, accidents and emergencies;n) assessing the ability of the asset management system to achieve the intended outcomes of the organizational objectives

49、; ISO 2014 All rights reserved 3BS ISO 55002:2014ISO 55002:2014(E)o) feedback from previous self-assessments, internal audits, third party reviews and certification reviews.4.2 Understanding the needs and expectations of stakeholders4.2.1 The organization should identify and review the stakeholders that are relevant to asset management and the needs and expectations of these stakeholders.4.2.2 Internal stakeholders can include the following:a) employees within the organization;b) groups within the organization, i.e. f