BS EN ISO 50001-2011 Energy management systems Requirements with guidance for use《能源管理系统 使用指导要求》.pdf

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1、raising standards worldwideNO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAWBSI Standards PublicationBS EN ISO 50001:2011Energy management systems Requirements with guidancefor useBS EN ISO 50001:2011 BRITISH STANDARDNational forewordThis British Standard is the UK implementatio

2、n of EN ISO 50001:2011.The UK participation in its preparation was entrusted by TechnicalCommittee SEM/1, Energy Management, to Subcommittee SEM/1/1,Audits.A list of organizations represented on this subcommittee can beobtained on request to its secretary.This publication does not purport to include

3、 all the necessaryprovisions of a contract. Users are responsible for its correctapplication. The British Standards Institution 2012ISBN 978 0 580 76206 2ICS 03.100.99; 13.020.10; 27.010Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was publishe

4、d under the authority of theStandards Policy and Strategy Committee on 15 June 2011.Amendments/corrigenda issued since publicationDate Text affectedIt is identical to ISO 50001:2011. It supersedes BS ISO 50001:2011 which is withdrawn, and BS EN 16001:2009 which will be withdrawn on 26 April 2012.31

5、January 2012 This corrigendum renumbers BS ISO 50001:2011as BS EN ISO 50001:2011Energy Management Systems and EnergyEUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 50001 October 2011 ICS 27.010 Supersedes EN 16001:2009English version Energy management systems - Requirements with guidance fo

6、r use (ISO 50001:2011) Systmes de management de lnergie - Exigences et recommandations de mise en oeuvre (ISO 50001:2011) Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO 50001:2011) This European Standard was approved by CEN on 25 October 2011. CEN and CENELEC members are b

7、ound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the

8、 CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-

9、CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Icel

10、and, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland and United Kingdom. CEN Management Centre: CENELEC Management Centre:Avenue Marnix 17, B-1000 Brussels Avenue Marnix 17, B-1000 Brussels 2011 CEN/

11、CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and for CENELEC Members. Ref. No. EN ISO 50001:2011 Eii BS EN ISO 50001:2011 EN ISO 50001:2011 (E) ISO 2011Foreword The text of ISO 50001:2011 has been prepared by Technical Committee ISO/TC 2

12、42 “Energy Management” of the International Organization for Standardization (ISO) and has been taken over as EN ISO 50001:2011 by Technical Committee CEN/CLC/JWG 3 “Quality management and corresponding general aspects for medical devices” the secretariat of which is held by UNI. This European Stand

13、ard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by April 2012, and conflicting national standards shall be withdrawn at the latest by April 2012. Attention is drawn to the possibility that some of the elements of this

14、document may be the subject of patent rights. CEN and/or CENELEC shall not be held responsible for identifying any or all such patent rights. This document supersedes EN 16001:2009. According to the CEN/CENELEC Internal Regulations, the national standards organizations of the following countries are

15、 bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spa

16、in, Sweden, Switzerland and the United Kingdom. Endorsement notice The text of ISO 50001:2011 has been approved by CEN as a EN ISO 50001:2011 without any modification. iiiContents Page Foreword iv Introduction.v 1 Scope1 2 Normative references1 3 Terms and definitions .1 4 Energy management system r

17、equirements5 4.1 General requirements .5 4.2 Management responsibility 5 4.2.1 Top management.5 4.2.2 Management representative.6 4.3 Energy policy .6 4.4 Energy planning 6 4.4.1 General .6 4.4.2 Legal requirements and other requirements7 4.4.3 Energy review 7 4.4.4 Energy baseline .7 4.4.5 Energy p

18、erformance indicators .8 4.4.6 Energy objectives, energy targets and energy management action plans.8 4.5 Implementation and operation .8 4.5.1 General .8 4.5.2 Competence, training and awareness.8 4.5.3 Communication .9 4.5.4 Documentation 9 4.5.5 Operational control .10 4.5.6 Design.10 4.5.7 Procu

19、rement of energy services, products, equipment and energy .10 4.6 Checking.11 4.6.1 Monitoring, measurement and analysis11 4.6.2 Evaluation of compliance with legal requirements and other requirements 11 4.6.3 Internal audit of the EnMS 11 4.6.4 Nonconformities, correction, corrective action and pre

20、ventive action .12 4.6.5 Control of records .12 4.7 Management review 12 4.7.1 General .12 4.7.2 Input to management review12 4.7.3 Output from management review 13 Annex A (informative) Guidance on the use of this International Standard .14 Annex B (informative) Correspondence between ISO 50001:201

21、1, ISO 9001:2008, ISO 14001:2004 and ISO 22000:2005.20 Bibliography22 BS EN ISO 50001:2011 EN ISO 50001:2011 (E) ISO 2011 iv Foreword ISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing Internation

22、al Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO,

23、 also take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of technical comm

24、ittees is to prepare International Standards. Draft International Standards adopted by the technical committees are circulated to the member bodies for voting. Publication as an International Standard requires approval by at least 75 % of the member bodies casting a vote. Attention is drawn to the p

25、ossibility that some of the elements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. ISO 50001 was prepared by Project Committee ISO/PC 242, Energy Management. BS EN ISO 50001:2011 EN ISO 50001:2011 (E) ISO 2011 v

26、Introduction The purpose of this International Standard is to enable organizations to establish the systems and processes necessary to improve energy performance, including energy efficiency, use and consumption. Implementation of this International Standard is intended to lead to reductions in gree

27、nhouse gas emissions and other related environmental impacts and energy cost through systematic management of energy. This International Standard is applicable to all types and sizes of organizations, irrespective of geographical, cultural or social conditions. Successful implementation depends on c

28、ommitment from all levels and functions of the organization, and especially from top management. This International Standard specifies energy management system (EnMS) requirements, upon which an organization can develop and implement an energy policy, and establish objectives, targets, and action pl

29、ans which take into account legal requirements and information related to significant energy use. An EnMS enables an organization to achieve its policy commitments, take action as needed to improve its energy performance and demonstrate the conformity of the system to the requirements of this Intern

30、ational Standard. This International Standard applies to the activities under the control of the organization, and application of this International Standard can be tailored to fit the specific requirements of the organization, including the complexity of the system, degree of documentation, and res

31、ources. This International Standard is based on the Plan - Do - Check - Act (PDCA) continual improvement framework and incorporates energy management into everyday organizational practices, as illustrated in Figure 1. NOTE In the context of energy management, the PDCA approach can be outlined as fol

32、lows: Plan: conduct the energy review and establish the baseline, energy performance indicators (EnPIs), objectives, targets and action plans necessary to deliver results that will improve energy performance in accordance with the organizations energy policy; Do: implement the energy management acti

33、on plans; Check: monitor and measure processes and the key characteristics of operations that determine energy performance against the energy policy and objectives, and report the results; Act: take actions to continually improve energy performance and the EnMS. BS EN ISO 50001:2011 EN ISO 50001:201

34、1 (E) ISO 2011 vi Energy policy Energy planning Implementation and operation Nonconformities,correction, corrective and preventiveactionMonitoring, measurement and analysis Internal audit of the EnMS Management review Checking Continual improvement Figure 1 Energy management system model for this In

35、ternational Standard Worldwide application of this International Standard contributes to more efficient use of available energy sources, to enhanced competitiveness and to reducing greenhouse gas emissions and other related environmental impacts. This International Standard is applicable irrespectiv

36、e of the types of energy used. This International Standard can be used for certification, registration and self-declaration of an organizations EnMS. It does not establish absolute requirements for energy performance beyond the commitments in the energy policy of the organization and its obligation

37、to comply with applicable legal requirements and other requirements. Thus, two organizations carrying out similar operations, but having different energy performance, can both conform to its requirements. This International Standard is based on the common elements of ISO management system standards,

38、 ensuring a high level of compatibility notably with ISO 9001 and ISO 14001. NOTE Annex B shows the relationship between this International Standard and ISO 9001:2008, ISO 14001:2004 and ISO 22000:2005. An organization can choose to integrate this International Standard with other management systems

39、, including those related to quality, the environment and occupational health and safety. BS EN ISO 50001:2011 EN ISO 50001:2011 (E) ISO 2011 INTERNATIONAL STANDARD1Energy management systems Requirements with guidance for use 1 Scope This International Standard specifies requirements for establishin

40、g, implementing, maintaining and improving an energy management system, whose purpose is to enable an organization to follow a systematic approach in achieving continual improvement of energy performance, including energy efficiency, energy use and consumption. This International Standard specifies

41、requirements applicable to energy use and consumption, including measurement, documentation and reporting, design and procurement practices for equipment, systems, processes and personnel that contribute to energy performance. This International Standard applies to all variables affecting energy per

42、formance that can be monitored and influenced by the organization. This International Standard does not prescribe specific performance criteria with respect to energy. This International Standard has been designed to be used independently, but it can be aligned or integrated with other management sy

43、stems. This International Standard is applicable to any organization wishing to ensure that it conforms to its stated energy policy and wishing to demonstrate this to others, such conformity being confirmed either by means of self-evaluation and self-declaration of conformity, or by certification of

44、 the energy management system by an external organization. This International Standard also provides, in Annex A, informative guidance on its use. 2 Normative references No normative references are cited. This clause is included in order to retain clause numbering identical with other ISO management

45、 system standards. 3 Terms and definitions For the purposes of this document, the following terms and definitions apply. 3.1 boundaries physical or site limits and/or organizational limits as defined by the organization EXAMPLE A process; a group of processes; a site; an entire organization; multipl

46、e sites under the control of an organization. 3.2 continual improvement recurring process which results in enhancement of energy performance and the energy management system EN ISO 50001:2011 (E)BS EN ISO 50001:2011 ISO 2011 2 NOTE 1 The process of establishing objectives and finding opportunities f

47、or improvement is a continual process. NOTE 2 Continual improvement achieves improvements in overall energy performance, consistent with the organizations energy policy. 3.3 correction action to eliminate a detected nonconformity (3.21) NOTE Adapted from ISO 9000:2005, definition 3.6.6. 3.4 correcti

48、ve action action to eliminate the cause of a detected nonconformity (3.21) NOTE 1 There can be more than one cause for a nonconformity. NOTE 2 Corrective action is taken to prevent recurrence whereas preventive action is taken to prevent occurrence. NOTE 3 Adapted from ISO 9000:2005, definition 3.6.5. 3.5 energy electricity, fuels, steam, heat, compressed air, and other like media NOTE 1 For the purposes of this International Standard, energy refers to the various for