ANSI ISO ASQ E14064-1-2006 Greenhouse gases - Part 1 Specification with guidance at the organization level for quantification and reporting of greenhouse gas emissions and removals.pdf

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1、 AMERICAN NATIONAL STANDARD Greenhouse gases Part 1: Specification with guidance at the organization level for quantification and reporting of greenhouse gas emissions and removals AMERICAN SOCIETY FOR QUALITY P.O. BOX 3005 MILWAUKEE, WI 53201-3005 ANSI/ISO/ASQ E14064-1:2006(E)Copyright American Soc

2、iety for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-AMERICAN NATIONAL STANDARD Greenhouse gases Part 1: Specification with guidance at the organization level for quantification and reporting of greenhouse gas emis

3、sions and removals Approved as an American National Standard by: American Society for Quality August 16, 2006 American National Standards: An American National Standard implies a consensus of those substantially concerned with is scope and provisions. An American National Standard is intended as a g

4、uide to aid the manufacturer, the consumer, and the general public. The existence of an American National Standard does not in any respect preclude anyone, whether he or she has approved the standard or not, from manufacturing, purchasing, or using products, processes, or procedures not conforming t

5、o the standard. American National Standards are subject to periodic review and users are cautioned to obtain the latest edition. Caution Notice: This American National Standard may be revised or withdrawn at any time. The procedures of the American National Standards Institute require that action be

6、 taken to reaffirm, revise, or withdraw this standard no later than five years from the date of publication. Purchasers of American National Standards may receive current information on all standards by calling of writing the American National Standards Institute. ANSI/ISO/ASQ E14064-1:2006(E)iiiCop

7、yright American Society for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,- 2006 by ASQCopyright Protection Notice for the ANSI/ISO/ASQ E14064-1:2006(E) Standard.This standard is subject to copyright claims of ISO, AN

8、SI, and ASQ. Not for resale. No part of this publication may be reproduced in any form, including an electronic retrieval system, without the prior written permission of ASQ. All requests pertaining to the ANSI/ISO/ASQ E14064-1:2006(E) Standard should be submitted to ASQ.Note: As used in this docume

9、nt, the term “International Standard” refers to the American National Standard adoption of this and other International Standards.ASQ will consider requests for change and information on the submittal of such requests regarding this Standard. All requests should be in writing to the attention of the

10、 Standards administrator at the address below.ASQ Mission: The American Society for Quality advances individual and organizational performance excellence worldwide by providing opportunities for learning, quality improvement, and knowledge exchange.Published by:ANSI/ISO/ASQ E14064-1:2006(E)ivCopyrig

11、ht American Society for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Also available from ASQ Quality Press: ANSI/ASQ E4-2004: Quality systems for environmental data and technology programs Requirements with guidance

12、 for use ANSI/ASQ ANSI/ISO/ASQ QE19011S-2004: Guidelines for quality and/or environmental management systems auditing ANSI/ISO/ASQ Effective Implementation of ISO 14001 Marilyn Block Clean, Green and Read All Over: Ten Rules for Effective Corporate Environmental and Sustainability Reporting J. Emil

13、Morhardt ISO 14015:2001 Environmental Management: Environmental assessment of sites and organizations (EASO) ISO The Management System Auditors Handbook Joe Kausek To request a complimentary catalog of ASQ Quality Press publications, call 800-248-1946, or visit our Web site at http:/qualitypress.asq

14、.org. ANSI/ISO/ASQ E14064-1:2006(E)vCopyright American Society for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-(This page is intentionally left blank.) Copyright American Society for Quality Provided by IHS under l

15、icense with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Contents Page1 Scope 12 Terms and definitions 13 Principles 63.1 General . 63.2 Relevance . 63.3 Completeness 63.4 Consistency . 63.5 Accuracy 63.6 Transparency . 64 GHG inventory design and developmen

16、t 64.1 Organizational boundaries . 64.2 Operational boundaries 74.3 Quantification of GHG emissions and removals 85 GHG inventory components . 105.1 GHG emissions and removals 105.2 Organizational activities to reduce GHG emissions or increase GHG removals 105.3 Base-year GHG inventory . 115.4 Asses

17、sing and reducing uncertainty 126 GHG inventory quality management 126.1 GHG information management 126.2 Document retention and record keeping 127 Reporting of GHG 137.1 General . 137.2 Planning the GHG report 137.3 GHG report content . 138 Organizations role in verification activities 148.1 Genera

18、l . 148.2 Preparing for verification 148.3 Verification management 15Annex A (informative) Consolidating facility-level data to the organization level 17Annex B (informative) Examples of other indirect greenhouse gas emissions . 18Annex C (informative) Greenhouse gas global warming potentials 19Bibl

19、iography . 20ANSI/ISO/ASQ E14064-1:2006(E)viiCopyright American Society for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ForewordISO (the International Organization for Standardization) is a worldwide federation of

20、national standards bodies(ISO member bodies). The work of preparing International Standards is normally carried out through ISOtechnical committees. Each member body interested in a subject for which a technical committee has beenestablished has the right to be represented on that committee. Interna

21、tional organizations, governmental andnon-governmental, in liaison with ISO, also take part in the work. ISO collaborates closely with the InternationalElectrotechnical Commission (IEC) on all matters of electrotechnical standardization.International Standards are drafted in accordance with the rule

22、s given in the ISO/IEC Directives, Part 2.The main task of technical committees is to prepare International Standards. Draft International Standardsadopted by the technical committees are circulated to the member bodies for voting. Publication as anInternational Standard requires approval by at leas

23、t 75 % of the member bodies casting a vote.Attention is drawn to the possibility that some of the elements of this document may be the subject of patentrights. ISO shall not be held responsible for identifying any or all such patent rights.ISO 14064-1 was prepared by Technical Committee ISO/TC 207,

24、Environmental management.ISO 14064 consists of the following parts, under the general title Greenhouse gases: Part 1: Specification with guidance at the organization level for quantification and reporting of greenhousegas emissions and removals Part 2: Specification with guidance at the project leve

25、l for quantification, monitoring and reporting ofgreenhouse gas emission reductions or removal enhancements Part 3: Specification with guidance for the validation and verification of greenhouse gas assertionsANSI/ISO/ASQ E14064-1:2006(E)viiiCopyright American Society for Quality Provided by IHS unde

26、r license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Introduction0.1 Climate change has been identified as one of the greatest challenges facing nations, governments,business and citizens over future decades. Climate change has implications for both h

27、uman and naturalsystems and could lead to significant changes in resource use, production and economic activity. In response,international, regional, national and local initiatives are being developed and implemented to limit greenhousegas (GHG) concentrations in the Earths atmosphere. Such GHG inti

28、tiatives rely on the quantification,monitoring, reporting and verification of GHG emissions and/or removals.This part of ISO 14064 details principles and requirements for designing, developing, managing and reportingorganization- or company-level GHG inventories. It includes requirements for determi

29、ning GHG emissionboundaries, quantifying an organizations GHG emissions and removals, and identifying specific companyactions or activities aimed at improving GHG management. It also includes requirements and guidance oninventory quality management, reporting, internal auditing and the organizations

30、 responsibilities for verificationactivities.ISO 14064-2 focuses on GHG projects or project-based activities specifically designed to reduce GHGemissions or increase GHG removals. It includes principles and requirements for determining project baselinescenarios and for monitoring, quantifying and re

31、porting project performance relative to the baseline scenarioand provides the basis for GHG projects to be validated and verified.ISO 14064-3 details principles and requirements for verifying GHG inventories and validating or verifying GHGprojects. It describes the process for GHG-related validation

32、 or verification and specifies components such asvalidation or verification planning, assessment procedures and the evaluation of organization or project GHGassertions. ISO 14064-3 can be used by organizations or independent parties to validate or verify GHGassertions.Figure 1 displays the relations

33、hip between the three parts of ISO 14064.0.2 ISO 14064 is expected to benefit organizations, governments, project proponents and stakeholdersworldwide by providing clarity and consistency for quantifying, monitoring, reporting and validating or verifyingGHG inventories or projects. Specifically, use

34、 of ISO 14064 could enhance the environmental integrity of GHG quantification, enhance the credibility, consistency and transparency of GHG quantification, monitoring and reporting,including GHG project emission reductions and removal enhancements, facilitate the development and implementation of an

35、 organizations GHG management strategies and plans, facilitate the development and implementation of GHG projects, facilitate the ability to track performance and progress in the reduction of GHG emissions and/or increase inGHG removals, and facilitate the crediting and trade of GHG emission reducti

36、ons or removal enhancements.Users of ISO 14064 could find benefit from some of the following applications:a) corporate risk management: for example, the identification and management of risks and opportunities;b) voluntary initiatives: for example, participation in voluntary GHG registry or reportin

37、g initiatives;c) GHG markets: for example, the buying and selling of GHG allowances or credits;d) regulatory/government reporting: for example, credit for early action, negotiated agreements or nationalreporting programmes.ANSI/ISO/ASQ E14064-1:2006(E)ixCopyright American Society for Quality Provide

38、d by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-0.3 Consistent with the objective of building on existing International Standards and protocols on corporateGHG inventories, this part of ISO 14064 incorporates many key concepts and re

39、quirements stated by WorldBusiness Council for Sustainable Development/World Resources Institute in Reference 4. Users of this part ofISO 14064 are encouraged to refer to Reference 4 for additional guidance on applying relevant concepts andrequirements.Figure 1 Relationship between the parts of ISO

40、14064ANSI/ISO/ASQ E14064-1:2006(E)xCopyright American Society for Quality Provided by IHS under license with ASQ Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Some clauses require users of this part of ISO 14064 to explain the use of certain approaches or decisio

41、nstaken. Explanation will generally include documentation of the following: How approaches were used or decisions taken. Why approaches were chosen or decisions made.Some clauses require users of this part of ISO 14064 to justify the use of certain approaches or decisionstaken. Justification will ge

42、nerally include documentation of the following: How approaches were used or decisions taken. Why approaches were chosen or decisions made. Why alternative approaches were not chosen.ANSI/ISO/ASQ E14064-1:2006(E)xiCopyright American Society for Quality Provided by IHS under license with ASQ Not for R

43、esaleNo reproduction or networking permitted without license from IHS-,-,-INTERNATIONAL STANDARD ANSI/ISO/ASQ E14064-1:2006(E)Greenhouse gases Part 1:Specification with guidance at the organization level for quantification and reporting of greenhouse gas emissions and removals1ScopeThis part of ISO

44、14064 specifies principles and requirements at the organization level for quantification andreporting of greehouse gas (GHG) emissions and removals. It includes requirements for the design,development, management, reporting and verification of an organizations GHG inventory.ISO 14064 is GHG programm

45、e neutral. If a GHG programme is applicable, requirements of that GHGprogramme are additional to the requirements of ISO 14064.NOTE If a requirement of ISO 14064 prohibits an organization or a GHG project proponent from complying with arequirement of the GHG programme, the requirement of the GHG pro

46、gramme takes precedence.2 Terms and definitionsFor the purposes of this document, the following terms and definitions apply.2.1greenhouse gasGHGgaseous constituent of the atmosphere, both natural and anthropogenic, that absorbs and emits radiation atspecific wavelengths within the spectrum of infrar

47、ed radiation emitted by the Earths surface, the atmosphere,and cloudsNOTE GHGs include carbon dioxide (CO2), methane (CH4), nitrous oxide (N2O), hydrofluorocarbons (HFCs),perfluorocarbons (PFCs) and sulfur hexafluoride (SF6).2.2greenhouse gas sourcephysical unit or process that releases a GHG into t

48、he atmosphere2.3greenhouse gas sinkphysical unit or process that removes a GHG from the atmosphere2.4greenhouse gas reservoirphysical unit or component of the biosphere, geosphere or hydrosphere with the capability to store oraccumulate a GHG removed from the atmosphere by a greenhouse gas sink (2.3) or a GHG captured from agreenhouse gas source (2.2)NOTE 1 The total mass of carbon contained in a GHG reservoir at a specified point in time could be referred to as thecarbon stock of the reservoir.NOTE 2 A GHG reservoir can