ANSI INCITS ISO IEC 24709-2-2007 Information technology - Conformance testing for the biometric application programming interface (BioAPI) - Part 2 Test assertions for biometric se.pdf

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1、 INCITS/ISO/IEC 24709-2:2007 2009 ISO/IEC 24709-2:2007 Information technology Conformance testing for the biometric application programming interface (BioAPI) Part 2: Test assertions for biometric service providers INCITS/ISO/IEC 24709-2:2007 2009 PDF disclaimer This PDF file may contain embedded ty

2、pefaces. In accordance with Adobes licensing policy, this file may be printed or viewed but shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein the responsibility of not inf

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4、timized for printing. Every care has been taken to ensure that the file is suitable for use by ISO member bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. Adopted by INCITS (InterNational Committee for Information

5、 Technology Standards) as an American National Standard. Date of ANSI Approval: 8/27/2009 Published by American National Standards Institute, 25 West 43rd Street, New York, New York 10036 Copyright 2009 by Information Technology Industry Council (ITI). All rights reserved. These materials are subjec

6、t to copyright claims of International Standardization Organization (ISO), International Electrotechnical Commission (IEC), American National Standards Institute (ANSI), and Information Technology Industry Council (ITI). Not for resale. No part of this publication may be reproduced in any form, incl

7、uding an electronic retrieval system, without the prior written permission of ITI. All requests pertaining to this standard should be submitted to ITI, 1250 Eye Street NW, Washington, DC 20005. Printed in the United States of America ii ITIC 2009 All rights reserved ISO/IEC 24709-2:2007(E) ISO/IEC 2

8、007 All rights reserved iiiContents Page Foreword. v Introduction . vi 1 Scope 1 2 Conformance1 3 Normative references 1 4 Terms and definitions .1 5 Symbols and abbreviated terms 2 6 General principles2 7 Testing the conformance of BioAPI BSPs 2 7.1 General2 7.2 Testing BSPs of subclass “Verificati

9、on BSP“ 11 7.3 Testing BSPs of subclass “Identification BSP“ .15 7.4 Testing BSPs of subclass “Capture BSP“ 19 7.5 Testing BSPs of subclass “Verification Engine“23 7.6 Testing BSPs of subclass “Identification Engine“.28 8 Test assertions.33 8.1 General33 8.2 Common activities.33 8.3 Assertion 1a - B

10、ioSPI_BSPLoad_InvalidUUID 42 8.4 Assertion 1b - BioSPI_BSPLoad_ValidParam 44 8.5 Assertion 2a - BioSPI_BSPUnload_ValidParam .47 8.6 Assertion 2b - BioSPI_BSPUnload_InvalidUUID 49 8.7 Assertion 2c - BioSPI_BSPUnload_UnmatchedLoad 51 8.8 Assertion 2d - BioSPI_BSPUnload_Confirm.53 8.9 Assertion 3a - Bi

11、oSPI_BSPAttach_ValidParam 56 8.10 Assertion 3b - BioSPI_BSPAttach_InvalidUUID .59 8.11 Assertion 3c - BioSPI_BSPAttach_InvalidVersion .62 8.12 Assertion 3d - BioSPI_BSPAttach_InvalidBSPHandle 65 8.13 Assertion 4a - BioSPI_BSPDetach_ValidParam .68 8.14 Assertion 4b - BioSPI_BSPDetach_InvalidBSPHandle

12、71 8.15 Assertion 4c - BioSPI_BSPDetach_Confirm .73 8.16 Assertion 5a - BioSPI_FreeBIRHandle_ValidParam.76 8.17 Assertion 5b - BioSPI_FreeBIRHandle_InvalidBSPHandle .80 8.18 Assertion 5c - BioSPI_FreeBIRHandle_InvalidBIRHandle.83 8.19 Assertion 6a - BioSPI_GetBIRFromHandle_ValidParam .86 8.20 Assert

13、ion 6b - BioSPI_GetBIRFromHandle_InvalidBSPHandle90 8.21 Assertion 6c - BioSPI_GetBIRFromHandle_InvalidBIRHandle .93 8.22 Assertion 7a - BioSPI_GetHeaderFromHandle_ValidParam .96 8.23 Assertion 7b - BioSPI_GetHeaderFromHandle_InvalidBSPHandle100 8.24 Assertion 7c - BioSPI_GetHeaderFromHandle_Invalid

14、BIRHandle .103 8.25 Assertion 7d - BioSPI_GetHeaderFromHandle_BIRHandleNotFreed.107 8.26 Assertion 8a - BioSPI_EnableEvents_ValidParam.111 8.27 Assertion 8b - BioSPI_EnableEvents_InvalidBSPHandle .117 8.28 Assertion 9a - BioSPI_Capture_AuditData120 8.29 Assertion 9b - BioSPI_Capture_ReturnQuality.12

15、5 8.30 Assertion 9c - BioSPI_Capture_IntermediateProcessedBIR.131 8.31 Assertion 9d - BioSPI_Capture_InvalidBSPHandle135 8.32 Assertion 10a - BioSPI_CreateTemplate_PayloadSupported .138 ISO/IEC 24709-2:2007(E) iv ISO/IEC 2007 All rights reserved8.33 Assertion 10b - BioSPI_CreateTemplate_BIRHeaderQua

16、lity 142 8.34 Assertion 10c - BioSPI_CreateTemplate_OutputBIRDataType 147 8.35 Assertion 10d - BioSPI_CreateTemplate_OutputBIRPurpose 151 8.36 Assertion 10e - BioSPI_CreateTemplate_InputBIRDataType 155 8.37 Assertion 10f - BioSPI_CreateTemplate_Inconsistent_Purpose. 159 8.38 Assertion 11a - BioSPI_P

17、rocess_ValidParam 163 8.39 Assertion 11b - BioSPI_Process_BIRHeaderQuality. 167 8.40 Assertion 11c - BioSPI_Process_OutputBIRPurpose . 172 8.41 Assertion 11d - BioSPI_Process_BuildsProcessedBIR 176 8.42 Assertion 11e - BioSPI_Process_InputBIRDataType 180 8.43 Assertion 12a - BioSPI_VerifyMatch_Valid

18、Param 184 8.44 Assertion 12b - BioSPI_VerifyMatch_Payload . 189 8.45 Assertion 12c - BioSPI_VerifyMatch_Inconsistent_Purpose . 194 8.46 Assertion 13a - BioSPI_Enroll_ValidParam 198 8.47 Assertion 13b - BioSPI_Enroll_Payload . 202 8.48 Assertion 13c - BioSPI_Enroll_AuditData 206 8.49 Assertion 13d -

19、BioSPI_Enroll_BIRHeaderQuality. 211 8.50 Assertion 14a - BioSPI_Verify_ValidParam 216 8.51 Assertion 14b - BioSPI_Verify_Payload 220 8.52 Assertion 14c - BioSPI_Verify_AuditData. 225 8.53 Assertion 15a - BioSPI_DbOpen_ValidParam 231 8.54 Assertion 15b - BioSPI_DbOpen_InvalidBSPHandle. 234 8.55 Asser

20、tion 16a - BioSPI_DbClose_ValidParam . 237 8.56 Assertion 16b - BioSPI_DbClose_InvalidBSPHandle 240 8.57 Assertion 17a - BioSPI_DbCreate_DbProtected 243 8.58 Assertion 17b - BioSPI_DbCreate_ValidParam 247 8.59 Assertion 17c - BioSPI_DbCreate_InvalidBSPHandle. 251 8.60 Assertion 18a - BioSPI_DbDelete

21、_InvalidBSPHandle . 254 8.61 Assertion 18b - BioSPI_DbDelete_OpenDbProtected . 257 8.62 Assertion 18c - BioSPI_DbDelete_ValidParam 260 8.63 Assertion 19a - BioSPI_DbSetMarker_ValidParam 263 8.64 Assertion 19b - BioSPI_DbSetMarker_InvalidBSPHandle 266 8.65 Assertion 19c - BioSPI_DbSetMarker_RecordNot

22、Found 270 8.66 Assertion 20a - BioSPI_DbFreeMarker_ValidParam 273 8.67 Assertion 20b - BioSPI_DbFreeMarker_InvalidBSPHandle 277 8.68 Assertion 20c - BioSPI_DbFreeMarker_InvalidMarker 281 8.69 Assertion 21a - BioSPI_DbStoreBIR_ValidParam 284 8.70 Assertion 21b - BioSPI_DbStoreBIR_InvalidBSPHandle 289

23、 8.71 Assertion 22a - BioSPI_DbGetBIR_ValidParam. 293 8.72 Assertion 22b - BioSPI_DbGetBIR_InvalidBSPHandle . 297 8.73 Assertion 22c - BioSPI_DbGetBIR_RecordNotFound . 301 8.74 Assertion 23a - BioSPI_DbGetNextBIR_ValidParam . 305 8.75 Assertion 23b - BioSPI_DbGetNextBIR_InvalidBSPHandle 309 8.76 Ass

24、ertion 24a - BioSPI_DbDeleteBIR_ValidParam 313 8.77 Assertion 24b - BioSPI_DbDeleteBIR_InvalidBSPHandle. 317 ISO/IEC 24709-2:2007(E) ISO/IEC 2007 All rights reserved vForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the sp

25、ecialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical

26、 committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. Intern

27、ational Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for votin

28、g. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or

29、 all such patent rights. ISO/IEC 24709-2 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology, Subcommittee SC 37, Biometrics. ISO/IEC 24709 consists of the following parts, under the general title Information technology Conformance testing for the biometric application pr

30、ogramming interface (BioAPI): Part 1: Methods and procedures Part 2: Test assertions for biometric service providers The following parts are under preparation: Part 3: Test assertions for BioAPI frameworks Part 4: Test assertions for biometric applications ISO/IEC 24709-2:2007(E) vi ISO/IEC 2007 All

31、 rights reservedIntroduction This part of ISO/IEC 24709 defines a number of test assertions written in the assertion language specified in ISO/IEC 24709-1. These assertions enable a user of this part of ISO/IEC 24709 (such as a testing laboratory) to test the conformance to ISO/IEC 19784-1 (BioAPI 2

32、.0) of any biometric service provider (BSP) that claims to be a conforming implementation of that International Standard. The organization of the test assertions in this part of ISO/IEC 24709 reflects the structure of Annex A of ISO/IEC 19784-1:2006, which specifies conformance to BioAPI for various

33、 types of implementations (BSPs, frameworks, and applications) and for BSPs belonging to several conformance subclasses. This part of ISO/IEC 24709 contains test assertions for testing conformance of BSPs of all conformance subclasses. The assertions are further organized according to conformance su

34、bclasses (if any) and claimed support of optional features. Each test assertion exercises one or more (possibly elementary) features of an implementation under test. Assertions are placed into packages (one or more assertions per package) as required by the assertion language. Clause 6 specifies gen

35、eral principles. Clause 7 lists test assertions to be used in the conformance testing model for BioAPI BSPs, with specific provisions as follows: Clause 7.1 contains descriptions of the BioAPI Conformity Statement and the test assertions. Clause 7.2 contains specific provisions for BSPs of subclass

36、“Verification BSP“. Clause 7.3 contains specific provisions for BSPs of subclass “Identification BSP“. Clause 7.4 contains specific provisions for BSPs of subclass “Capture BSP“. Clause 7.5 contains specific provisions for BSPs of subclass “Verification Engine“. Clause 7.6 contains specific provisio

37、ns for BSPs of subclass “Identification Engine“. Clause 8 specifies the assertions to be used in the conformance testing model for BioAPI BSPs, for all conformance subclasses of BSPs (see ISO/IEC 19784-1:2006, A.4). INTERNATIONAL STANDARD ISO/IEC 24709-2:2007(E) ISO/IEC 2007 All rights reserved 1Inf

38、ormation technology Conformance testing for the biometric application programming interface (BioAPI) Part 2: Test assertions for biometric service providers 1 Scope This part of ISO/IEC 24709 defines a number of test assertions written in the assertion language specified in ISO/IEC 24709-1. This par

39、t of ISO/IEC 24709 specifies what subset of all the test assertions defined herein are to be executed for each of the five conformance subclasses of BSPs defined in ISO/IEC 19784-1 (BioAPI 2.0). It also specifies additional assertions that are to be executed depending on the optional features of Bio

40、API 2.0 that the implementation under test claims to support. Test assertions specified in this part of ISO/IEC 24709 are not claimed to be exhaustive (see also ISO/IEC 24709-1:2007, Clause 6). Biometric service provider implementations that are tested according to the methodology specified in ISO/I

41、EC 24709-1 and with the test assertions specified in this part of ISO/IEC 24709 can (only) claim conformance to those aspects of ISO/IEC 19784-1 that are covered by these test assertions. 2 Conformance Implementations (BioAPI conformance test suites) claiming conformance to this part of ISO/IEC 2470

42、9 shall be able to process all the test assertions specified in Clause 8 according to the methodology specified in ISO/IEC 24709-1 and the general principles and provisions specified in Clauses 6 and 7. 3 Normative references The following referenced documents are indispensable for the application o

43、f this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 19784-1:2006, Information technology Biometric application programming interface Part 1: BioAPI specification ISO/I

44、EC 24709-1:2007, Information technology Conformance testing for the biometric application programming interface (BioAPI) Part 1: Methods and procedures 4 Terms and definitions For the purposes of this document, the terms and definitions given in ISO/IEC 24709-1 apply. ISO/IEC 24709-2:2007(E) 2 ISO/I

45、EC 2007 All rights reserved5 Symbols and abbreviated terms For the purposes of this document, the symbols and abbreviated terms defined in ISO/IEC 24709-1 apply. 6 General principles 6.1 The test assertions listed in Clause 7 and specified in Clause 8 are based on the conformance testing methodology

46、 specified in ISO/IEC 24709-1, and can only be used in the context of that methodology. The assertions are written in the assertion language specified in ISO/IEC 24709-1, which is part of that methodology. 6.2 An important concept of the conformance testing methodology specified in ISO/IEC 24709-1 i

47、s the existence of three conformance testing models (see ISO/IEC 24709-1:2007, Clause 6): a) the conformance testing model for BioAPI applications; b) the conformance testing model for BioAPI frameworks; and c) the conformance testing model for BioAPI BSPs. 6.3 Each testing model is concerned with t

48、esting one of the three standard components of the BioAPI architecture (see ISO/IEC 24709-1:2007, Clause 6). Clause 8 of this Part of ISO/IEC 24709 specifies a number of test assertions for the conformance testing model for BioAPI BSPs. This part of ISO/IEC 24709 is not concerned with the conformanc

49、e testing models for BioAPI applications and frameworks and corresponding test assertions. 7 Testing the conformance of BioAPI BSPs 7.1 General 7.1.1 For conformance testing of a BioAPI BSP, a BioAPI Conformity Statement, as defined in ISO/IEC 24709-1:2007, Clause 6.1, shall be produced by the vendor of the BSP and shall consist of the following information: Table 1 BioAPI Conformity Statement Vendor contact information: Name Addre