ANSI INCITS ISO IEC 24709-1-2007 Information technology - Conformance testing for the biometric application programming interface (BioAPI) - Part 1 Methods and procedures.pdf

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1、 INCITS/ISO/IEC 24709-1:2007 2009 ISO/IEC 24709-1:2007 Information technology Conformance testing for the biometric application programming interface (BioAPI) Part 1: Methods and procedures INCITS/ISO/IEC 24709-1:2007 2009 PDF disclaimer This PDF file may contain embedded typefaces. In accordance wi

2、th Adobes licensing policy, this file may be printed or viewed but shall not be edited unless the typefaces which are embedded are licensed to and installed on the computer performing the editing. In downloading this file, parties accept therein the responsibility of not infringing Adobes licensing

3、policy. The ISO Central Secretariat accepts no liability in this area. Adobe is a trademark of Adobe Systems Incorporated. Details of the software products used to create this PDF file can be found in the General Info relative to the file; the PDF-creation parameters were optimized for printing. Eve

4、ry care has been taken to ensure that the file is suitable for use by ISO member bodies. In the unlikely event that a problem relating to it is found, please inform the Central Secretariat at the address given below. Adopted by INCITS (InterNational Committee for Information Technology Standards) as

5、 an American National Standard. Date of ANSI Approval: 8/27/2009 Published by American National Standards Institute, 25 West 43rd Street, New York, New York 10036 Copyright 2009 by Information Technology Industry Council (ITI). All rights reserved. These materials are subject to copyright claims of

6、International Standardization Organization (ISO), International Electrotechnical Commission (IEC), American National Standards Institute (ANSI), and Information Technology Industry Council (ITI). Not for resale. No part of this publication may be reproduced in any form, including an electronic retri

7、eval system, without the prior written permission of ITI. All requests pertaining to this standard should be submitted to ITI, 1250 Eye Street NW, Washington, DC 20005. Printed in the United States of America ii ITIC 2009 All rights reserved ISO/IEC 24709-1:2007(E) ISO/IEC 2007 All rights reserved i

8、iiContents Page Foreword. vii Introduction . viii 1 Scope . 1 2 Conformance. 1 3 Normative references . 2 4 Terms and definitions. 2 5 Abbreviations 4 6 Conformance testing methodology 5 6.1 General. 5 6.2 Conformance testing models 9 6.3 Abstract test engine . 14 7 General properties of the asserti

9、on language . 15 7.1 General. 15 7.2 Variables 18 7.3 Built-in variables. 18 7.4 Representation of integers 19 7.5 Representation of booleans 19 7.6 Representation of universally unique identifiers 19 7.7 Representation of octet strings. 20 7.8 XML documents 20 8 Elements of the assertion language .

10、 20 8.1 Element 20 8.2 Element (child of ) . 22 8.3 Element (child of ). 23 8.4 Element (child of ) 24 8.5 Element (child of ) 25 8.6 Element (child of ). 26 8.7 Element (child of ). 27 8.8 Element (child of ) 28 8.9 Element (child of ) 29 8.10 Element (child of ) 35 8.11 Element (child of ). 36 8.1

11、2 Element . 36 8.13 Element 37 8.14 Element 38 8.15 Element (child of ) . 39 8.16 Element 42 8.17 Element 43 8.18 Element . 45 8.19 Element . 46 8.20 Element 47 8.21 Element . 47 8.22 Element . 48 8.23 Element 49 8.24 Element . 50 8.25 Element . 50 ISO/IEC 24709-1:2007(E) iv ISO/IEC 2007 All rights

12、reserved8.26 Element 50 8.27 Element . 50 8.28 Element . 51 8.29 Element 51 8.30 Element . 52 8.31 Element 52 8.32 Element 52 9 Standard interface functions . 53 9.1 General . 53 9.2 Parameter groups . 58 9.3 BioAPI_Init . 87 9.4 BioAPI_Terminate . 88 9.5 BioAPI_GetFrameworkInfo. 89 9.6 BioAPI_EnumB

13、SPs . 90 9.7 BioAPI_BSPLoad 93 9.8 BioAPI_BSPUnload. 94 9.9 BioAPI_BSPAttach 95 9.10 BioAPI_BSPDetach . 98 9.11 BioAPI_QueryUnits . 99 9.12 BioAPI_EnumBFPs . 101 9.13 BioAPI_QueryBFPs. 104 9.14 BioAPI_ControlUnit. 106 9.15 BioAPI_FreeBIRHandle. 108 9.16 BioAPI_GetBIRFromHandle . 109 9.17 BioAPI_GetH

14、eaderFromHandle . 111 9.18 BioAPI_EnableEvents. 113 9.19 BioAPI_SetGUICallbacks 114 9.20 BioAPI_Capture. 116 9.21 BioAPI_CreateTemplate . 118 9.22 BioAPI_Process 122 9.23 BioAPI_ProcessWithAuxBIR 124 9.24 BioAPI_VerifyMatch 126 9.25 BioAPI_IdentifyMatch . 130 9.26 BioAPI_Enroll 133 9.27 BioAPI_Verif

15、y. 137 9.28 BioAPI_Identify 141 9.29 BioAPI_Import . 145 9.30 BioAPI_PresetIdentifyPopulation 147 9.31 BioAPI_DbOpen 149 9.32 BioAPI_DbClose 151 9.33 BioAPI_DbCreate 152 9.34 BioAPI_DbDelete. 155 9.35 BioAPI_DbSetMarker 156 9.36 BioAPI_DbFreeMarker 157 9.37 BioAPI_DbStoreBIR 159 9.38 BioAPI_DbGetBIR

16、 . 161 9.39 BioAPI_DbGetNextBIR 163 9.40 BioAPI_DbDeleteBIR. 165 9.41 BioAPI_SetPowerMode. 166 9.42 BioAPI_SetIndicatorStatus. 168 9.43 BioAPI_GetIndicatorStatus 169 9.44 BioAPI_CalibrateSensor. 171 9.45 BioAPI_Cancel. 172 9.46 BioAPI_Free. 173 9.47 BioAPI_Util_InstallBSP. 174 9.48 BioAPI_Util_Insta

17、llBFP . 176 9.49 BioSPI_BSPLoad. 178 9.50 BioSPI_BSPUnload . 180 9.51 BioSPI_BSPAttach 181 ISO/IEC 24709-1:2007(E) ISO/IEC 2007 All rights reserved v9.52 BioSPI_BSPDetach. 183 9.53 BioSPI_QueryUnits. 184 9.54 BioSPI_QueryBFPs. 186 9.55 BioSPI_ControlUnit. 187 9.56 BioSPI_FreeBIRHandle. 189 9.57 BioS

18、PI_GetBIRFromHandle . 190 9.58 BioSPI_GetHeaderFromHandle . 191 9.59 BioSPI_EnableEvents. 192 9.60 BioSPI_SetGUICallbacks . 193 9.61 BioSPI_Capture. 194 9.62 BioSPI_CreateTemplate . 195 9.63 BioSPI_Process 197 9.64 BioSPI_ProcessWithAuxBIR . 198 9.65 BioSPI_VerifyMatch 200 9.66 BioSPI_IdentifyMatch

19、. 202 9.67 BioSPI_Enroll 204 9.68 BioSPI_Verify 206 9.69 BioSPI_Identify 209 9.70 BioSPI_Import . 211 9.71 BioSPI_PresetIdentifyPopulation 212 9.72 BioSPI_DbOpen 213 9.73 BioSPI_DbClose 215 9.74 BioSPI_DbCreate 216 9.75 BioSPI_DbDelete. 217 9.76 BioSPI_DbSetMarker 218 9.77 BioSPI_DbFreeMarker 219 9.

20、78 BioSPI_DbStoreBIR 220 9.79 BioSPI_DbGetBIR . 221 9.80 BioSPI_DbGetNextBIR 222 9.81 BioSPI_DbDeleteBIR. 224 9.82 BioSPI_SetPowerMode. 225 9.83 BioSPI_SetIndicatorStatus 226 9.84 BioSPI_GetIndicatorStatus 227 9.85 BioSPI_CalibrateSensor. 228 9.86 BioSPI_Cancel. 228 9.87 BioSPI_Free. 229 9.88 BioAPI

21、_EventHandler. 230 9.89 BioAPI_GUI_STATE_CALLBACK 231 9.90 BioAPI_GUI_STREAMING_CALLBACK 234 9.91 BioSPI_EventHandler . 235 9.92 BioSPI_GUI_STATE_CALLBACK 237 9.93 BioSPI_GUI_STREAMING_CALLBACK 238 9.94 BioSPI_BFP_ENUMERATION_HANDLER. 240 9.95 BioSPI_MEMORY_FREE_HANDLER. 242 10 Built-in variables. 2

22、43 10.1 Variables whose value never changes . 243 10.2 Variables whose value may change 251 11 Test log 251 12 Test report . 254 13 BioAPI conformance test suite 255 13.1 General concepts 255 13.2 BioAPI conformance test suite structure. 255 Annex A (normative) XML schema of the assertion language 2

23、57 Annex B (normative) ASN.1 schema of the assertion language . 261 Annex C (normative) XML schema for the test log. 265 Annex D (informative) Test method implementation guideline . 267 ISO/IEC 24709-1:2007(E) vi ISO/IEC 2007 All rights reservedAnnex E (informative) BioAPI conformity assessment prog

24、ram. 275 Annex F (informative) XML diagrams of the assertion language 281 Bibliography . 303 ISO/IEC 24709-1:2007(E) ISO/IEC 2007 All rights reserved viiForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized syst

25、em for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees co

26、llaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. International Standa

27、rds are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication

28、 as an International Standard requires approval by at least 75 % of the national bodies casting a vote. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such pate

29、nt rights. ISO/IEC 24709-1 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology, Subcommittee SC 37, Biometrics. ISO/IEC 24709 consists of the following parts, under the general title Information technology Conformance testing for the biometric application programming inte

30、rface (BioAPI): Part 1: Methods and procedures Part 2: Test assertions for biometric service providers The following parts are under preparation: Part 3: Test assertions for BioAPI frameworks Part 4: Test assertions for biometric applications ISO/IEC 24709-1:2007(E) viii ISO/IEC 2007 All rights rese

31、rvedIntroduction This part of ISO/IEC 24709 defines a conformance testing methodology for ISO/IEC 19784-1. It specifies three conformance testing models that enable conformance testing of each of the following BioAPI components: an application, a framework and a BSP. It also specifies an assertion l

32、anguage that is used for the definition of test assertions. Actual test assertions for each of the BioAPI components are defined in subsequent parts of ISO/IEC 24709. This part of ISO/IEC 24709 also contains informative guidelines regarding general concepts related to establishing and administering

33、a BioAPI conformance assessment and certification program. These informative guidelines identify the types of activities, responsibilities, services and documentation recommended for conducting conformity assessment and certification of BioAPI-conformant implementations. Further, this part of ISO/IE

34、C 24709 provides informative guidelines for establishing a complete conformity assessment methodology for BioAPI specification. Clause 6 describes the general test method and conformance testing models for BioAPI. Clause 7 defines the assertion language, based on XML, used for definition of conforma

35、nce test assertion. Clause 8 defines the elements of the assertion language. Clause 9 specifies the use of the standard BioAPI interface functions of BioAPI in conformance testing. Clause 10 defines the built-in variables of the assertion language. Clause 11 defines the test log using XML syntax. Cl

36、ause 12 defines the test report using XML syntax. Clause 13 describes the general concept and structure of a BioAPI conformance test suite. Annex A is normative, and defines the XML schema of the assertion language. Annex B is normative, and defines the ASN.1 schema of the assertion language. Annex

37、C is normative, and defines the XML schema for the test log. Annex D is informative, and describes a primer of a BioAPI test method implementation, including elements of the conformance test process and description of the test categories. Annex E is informative, and describes a general framework for

38、 the overall BioAPI Conformity Assessment Process. Annex F is informative, and provides the relationship diagrams for the assertion language. ISO/IEC 24709-1:2007(E) ISO/IEC 2007 All rights reserved ixThe Bibliography references a number of standards organizatons, including ISO, IEC, NIST and IEEE,

39、and other organizations that have published a number of documents and white papers related to conformity assessments in general and conformance testing in particular.1)1) Rather than make normative references to these documents, this part of the ISO/IEC 24709 incorporates appropriate excerpts of the

40、ir text, in some cases paraphrasing the text or adapting the provisions to the specific circumstances. Therefore, these documents are listed in the Bibliography or are referenced explicitly in the body text, as appropriate. INTERNATIONAL STANDARD ISO/IEC 24709-1:2007(E) ISO/IEC 2007 All rights reser

41、ved 1Information technology Conformance testing for the biometric application programming interface (BioAPI) Part 1: Methods and procedures 1 Scope 1.1 This part of ISO/IEC 24709 specifies the concepts, framework, test methods and criteria required to test conformity of biometric products claiming c

42、onformance to BioAPI (see ISO/IEC 19784-1). Guidelines for specifying BioAPI conformance test suites, writing test assertions and defining procedures to be followed during the conformance testing are provided. 1.2 This part of ISO/IEC 24709 is concerned with conformance testing of biometric products

43、 claiming conformance to BioAPI (see ISO/IEC 19784-1). It is not concerned with testing other characteristics of biometric products or other types of testing of biometric products (i.e. acceptance, performance, robustness, security, etc.). Testing by means of test methods which are specific to parti

44、cular biometric products are not the subject of ISO/IEC 24709. 1.3 This part of ISO/IEC 24709 is applicable to the development and use of conformance test method specifications, BioAPI conformance test suites and conformance testing programs for BioAPI-conformant products. It is intended primarily f

45、or use by testing organizations, but may be applied by developers and users of test assertions and test method implementations. 2 Conformance 2.1 A BioAPI conformance test suite conforming to this part of ISO/IEC 24709 shall support one or more conformance testing models (see 6.2) and shall be able

46、to execute any valid test assertion for the testing model(s) that it supports, and that are written in the assertion language specified in Clauses 7 through 10. NOTE There is no restriction on the form or structure of a BioAPI conformance test suite, in terms of the number of software components, th

47、e tasks performed by each software component, or the content and form of the information exchanged between software components. 2.2 A BioAPI conformance test suite shall be able to verify the syntactic correctness of any package (see 7.1.6) containing assertions or activities (or both) for any confo

48、rmance testing model, including the testing models that the implementation does not support (if any). 2.3 For each supported conformance testing model, a BioAPI conformance test suite shall be able to perform the actions (specific to a computing platform) necessary to interact with an implementation

49、 under test, making function calls to the standard BioAPI interface functions exposed by the implementation under test and receiving function calls from it. NOTE 1 In the conformance testing model for BioAPI applications, it is not required that the BioAPI conformance test suite be able to start or stop the execution of the implementation under test, but needs a mechanism to detect the starting or ending of the application under t