ANSI ASME CA-1-2014 Conformity Assessment Requirements.pdf

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1、ASME CA-12014Conformity Assessment Requirements(Revision of ASME CA-12013)ASME CA-12014(Revision of ASME CA-12013)Conformity Assessment RequirementsTwo Park Avenue New Yo rk, NY 10016 USADate of Issuance: January 30, 2015This Standard will be revised when the Society approves the issuance of a new e

2、dition.ASME issues written replies to inquiries concerning interpretations of technical aspects of this Standard. Periodically certain actions of the ASME Committee on Conformity Assessment Requirements may be published as Cases. Cases and interpretations are published on the ASME Web site under the

3、 Committee Pages at http:/cstools.asme.org/ as they are issued. Interpretations will also be included with each edition.Errata to codes and standards may be posted on the ASME Web site under the Committee Pages to provide correc-tions to incorrectly published items, or to correct typographical or gr

4、ammatical errors in codes and standards. Such errata shall be used on the date posted.The Committee Pages can be found at http:/cstools.asme.org/. There is an option available to automatically receive an e-mail notification when errata are posted to a particular code or standard. This option can be

5、found on the appro-priate Committee Page after selecting “Errata” in the “Publication Information” section.ASME is the registered trademark of The American Society of Mechanical Engineers.This code or standard was developed under procedures accredited as meeting the criteria for American National St

6、andards. The Standards Committee that approved the code or standard was balanced to assure that individuals from competent and concerned interests have had an opportunity to participate. The proposed code or standard was made available for public review and comment that provides an opportunity for a

7、dditional public input from industry, academia, regulatory agencies, and the public-at-large.ASME does not “approve,” “rate,” or “endorse” any item, construction, proprietary device, or activity.ASME does not take any position with respect to the validity of any patent rights asserted in connection

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9、h patent rights, and the risk of infringement of such rights, is entirely their own responsibility.Participation by federal agency representative(s) or person(s) affiliated with industry is not to be interpreted as government or industry endorsement of this code or standard.ASME accepts responsibili

10、ty for only those interpretations of this document issued in accordance with the established ASME procedures and policies, which precludes the issuance of interpretations by individuals.No part of this document may be reproduced in any form,in an electronic retrieval system or otherwise,without the

11、prior written permission of the publisher.The American Society of Mechanical EngineersTwo Park Avenue, New York, NY 10016-5990Copyright 2015 byTHE AMERICAN SOCIETY OF MECHANICAL ENGINEERSAll rights reservedPrinted in U.S.A.iiiCONTENTSForeword ivCommittee Roster vStatement of Policy on the Use of the

12、 ASME Certification Mark in Advertising vi1 Introduction . 12 Certification Process . 13 Designated Oversight . 34 Data Reports 45 ASME Certification Mark and Certification Designator . 46 Accreditation of Testing Laboratories and Acceptance of Authorized Observers . 5Figure1 ASME Certification Mark

13、 and Placement of Certification Designator 4Table1 ASME Certification Programs . 6ivFOREWORDIn February 2009, the ASME Board on Conformity Assessment (BCA) formed the Committee on Conformity Assessment Requirements. The mission of this Committee was to develop a separate standard that includes the n

14、ec-essary ASME conformity assessment requirements currently contained in various ASME Codes and Standards. This Standard is a result of that mission.The first edition was published in 2013 and was written specifically to inform the non-nuclear boiler and pressure vessel industry of the direction in

15、which ASME will be implementing and updating its conformity assessment pro-grams. Future editions will be published to minimize content duplication and potential conflicts of statements for all of ASMEs conformity assessment programs.The 2014 edition has been revised to permit other ASME conformity

16、assessment programs to reference the ASME CA-1 Standard.These requirements were developed and are maintained by the ASME Committee on Conformity Assessment Requirements that reports to the ASME Board on Conformity Assessment. The Committee operates under the proce-dures accredited by the American Na

17、tional Standards Institute.Requests for interpretations of or revisions to this Standard are welcome. They should be sent to The American Society of Mechanical Engineers; Attn: Secretary, Conformity Assessment Requirements Committee; Two Park Avenue; New York, NY 10016-5990.vCOMMITTEE ON CONFORMITY

18、ASSESSMENT REQUIREMENTS(The following is the roster of the Committee as of May 2014.)STANDARDS COMMITTEE OFFICERSP. D. Edwards, ChairR. E. McLaughlin, Vice ChairK. I. Baron, SecretarySTANDARDS COMMITTEE PERSONNELK. I. Baron, The American Society of Mechanical EngineersF. Brown, The National Board of

19、 Boiler and Pressure Vessel InspectorsP. D. Edwards, Stone the procedures followed when conducting tests; and the methods used to calibrate test instruments and gages, calculate test results, and iden-tify and resolve noncomformities. Sample forms shall be included. If testing procedure specificatio

20、ns or other similar documents are referenced, the written descrip-tion shall describe the methods of their approval and control.6.5 Testing ProceduresTesting procedures shall be in accordance with the governing standard.6.6 Authorized ObserversAn ASME Designee shall review and evaluate the experienc

21、e and qualifications of individuals who wish to be designated as Authorized Observers. Following such review and evaluation, the ASME Designee shall make a report to ASME. If a favorable recommenda-tion is not made, full details shall be provided in the report. ASME CA-120146Table 1 ASME Certificati

22、on ProgramsASME Certification Designator and DescriptionGoverning ASME StandardCertification Period,yrDesignated OversightAcceptance of Quality Management System ManualAdditional RequirementsA Boiler AssemblyBoiler and Pressure Vessel Code, Section I3Authorized Inspection AgencyAuthorized InspectorB

23、PE Bioprocessing EquipmentBPE, Bioprocessing Equipment5Certified IndividualASME DesigneeTwo interim unannounced audits during certification periodControlled copy of quality manage-ment system manual filed with ASMEE Electric BoilerBoiler and Pressure Vessel Code, Section I3Authorized Inspection Agen

24、cy and Certified IndividualAuthorized InspectorH Heating Boiler (ex-cept cast iron and cast aluminum)Boiler and Pressure Vessel Code, Section IV3Authorized Inspection AgencyAuthorized InspectorH Heating Boiler (cast iron and/or cast aluminum)Boiler and Pressure Vessel Code, Section IV1Certified Indi

25、vidualASME DesigneeControlled copy of quality manage-ment system manual filed with ASMEHLW Potable Water Heater and Storage TanksBoiler and Pressure Vessel Code, Section IV3Authorized Inspection AgencyAuthorized InspectorHV Heating Boiler Safety Relief ValveBoiler and Pressure Vessel Code, Section I

26、V3Certified IndividualASME DesigneeCapacity certification testM Miniature BoilerBoiler and Pressure Vessel Code, Section I3Authorized Inspection AgencyAuthorized InspectorPP Pressure PipingBoiler and Pressure Vessel Code, Section I3Authorized Inspection AgencyAuthorized InspectorRP Reinforced Plasti

27、c VesselBoiler and Pressure Vessel Code, Section X3Authorized Inspection AgencyAuthorized InspectorRTP Corrosion-Resistant EquipmentRTP-1, Reinforced Thermoset Plastic Corrosion-Resistant Equipment3Certified IndividualASME DesigneeTwo annual audits during certifica-tion periodControlled copy of qual

28、ity manage-ment system manual filed with ASMES Power BoilerBoiler and Pressure Vessel Code, Section I3Authorized Inspection AgencyAuthorized InspectorT Transport TankBoiler and Pressure Vessel Code, Section XII3Authorized Inspection Agency, Certified Individual, or Qualified Inspection OrganizationA

29、uthorized Inspector when providing designated over- sight; otherwise, by ASME DesigneeControlled copy of quality manage-ment system manual filed with ASME when designated oversight is performed by Certified Individual or Qualified Inspection OrganizationASME CA-120147ASME Certification Designator an

30、d DescriptionGoverning ASME StandardCertification Period,yrDesignated OversightAcceptance of Quality Management System ManualAdditional RequirementsTD Transport Tank Pressure Relief DeviceBoiler and Pressure Vessel Code, Section XII3Certified IndividualASME DesigneeCapacity certification testTV Tran

31、sport Tank Pressure Relief ValveBoiler and Pressure Vessel Code, Section XII3Certified IndividualASME DesigneeCapacity certification testU Pressure Vessel, Division 1Boiler and Pressure Vessel Code, Section VIII, Division 13Authorized Inspection AgencyAuthorized InspectorU2 Pressure Vessel, Division

32、 2Boiler and Pressure Vessel Code, Section VIII, Division 23Authorized Inspection AgencyAuthorized InspectorU3 Pressure Vessel, Division 3Boiler and Pressure Vessel Code, Section VIII, Division 33Authorized Inspection AgencyAuthorized InspectorUD Pressure Vessel Pressure Relief DeviceBoiler and Pres

33、sure Vessel Code, Section VIII, Division 13Certified IndividualASME DesigneeCapacity certification testUM Miniature VesselBoiler and Pressure Vessel Code, Section VIII, Division 11Certified IndividualAuthorized InspectorUV Pressure Vessel Pressure Relief ValveBoiler and Pressure Vessel Code, Section

34、 VIII, Division 13Certified IndividualASME DesigneeCapacity certification testUV3 Pressure Vessel Pressure Relief Valve, Division 3Boiler and Pressure Vessel Code, Section VIII, Division 33Certified IndividualASME DesigneeCapacity certification testV Boiler Safety Relief ValveBoiler and Pressure Ves

35、sel Code, Section I3Certified IndividualASME DesigneeCapacity certification testTable 1 ASME Certification Programs (Contd)8INTENTIONALLY LEFT BLANKASME ServicesASME is committed to developing and delivering technical information. At ASMEs Customer Care, we make every effort to answer your questions

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