BS PD IEC TS 62668-1-2016 Process management for avionics Counterfeit prevention Avoiding the use of counterfeit fraudulent and recycled electronic components《航空电子设备过程管理 防.pdf

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1、BSI Standards Publication Process management for avionics Counterfeit prevention Part 1: Avoiding the use of counterfeit, fraudulent and recycled electronic components PD IEC/TS 62668-1:2016National foreword This Published Document is the UK implementation of IEC/TS 62668-1:2016. It supersedes PD IE

2、C/TS 62668-1:2014 which is withdrawn. The UK participation in its preparation was entrusted to Technical Committee GEL/107, Process management for avionics. A list of organizations represented on this committee can be obtained on request to its secretary. This publication does not purport to include

3、 all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2016. Published by BSI Standards Limited 2016 ISBN 978 0 580 91438 6 ICS 03.100.50; 31.020; 49.060 Compliance with a British Standard cannot confer immunity from legal ob

4、ligations. This Published Document was published under the authority of the Standards Policy and Strategy Committee on 30 April 2016. Amendments/corrigenda issued since publication Date Text affected PUBLISHED DOCUMENT PD IEC/TS 62668-1:2016 IEC TS 62668-1 Edition 3.0 2016-04 TECHNICAL SPECIFICATION

5、 Process management for avionics Counterfeit prevention Part 1: Avoiding the use of counterfeit, fraudulent and recycled electronic components INTERNATIONAL ELECTROTECHNICAL COMMISSION ICS 03.100.50; 31.020; 49.060 ISBN 978-2-8322-3277-4 Registered trademark of the International Electrotechnical Com

6、mission Warning! Make sure that you obtained this publication from an authorized distributor. colour inside PD IEC/TS 62668-1:2016 2 IEC TS 62668-1:2016 IEC 2016 CONTENTS FOREWORD . 6 1 Scope 8 2 Normative references. 8 3 Terms, definitions and abbreviations 8 3.1 Terms and definitions 8 3.2 Abbrevi

7、ations 12 4 Technical requirements 14 4.1 General . 14 4.2 Minimum avionics OEM requirements 15 4.3 Intellectual property . 18 4.3.1 General . 18 4.3.2 Definition of intellectual property 18 4.4 Counterfeit consideration. 19 4.4.1 General . 19 4.4.2 Legal definition of counterfeit . 19 4.4.3 Fraudul

8、ent components 19 4.4.4 How to establish traceability . 20 4.4.5 Reasons for the loss of component traceability . 20 4.5 Why is counterfeit a problem? . 20 4.5.1 General . 20 4.5.2 General worldwide activities combating counterfeit issues . 21 4.5.3 Cultural differences 21 4.5.4 Counterfeiting activ

9、ities and avionics equipment . 22 4.5.5 Electronic components direct action groups 24 4.6 Recycled components . 25 4.6.1 General . 25 4.6.2 Why does the avionics industry not use recycled components? . 25 4.6.3 When do recycled components become suspect and potentially fraudulent? 25 4.7 Original co

10、mponent manufacturer (OCM) anti-counterfeit guidelines . 26 4.7.1 General . 26 4.7.2 Chinese Reliable Electronic Component Supplier (RECS) audit scheme 26 4.7.3 Original component manufacturer (OCM) ISO 9001 and AS/EN/JISQ 9100 Third Party Certification . 26 4.7.4 Original component manufacturer (OC

11、M) trademarks 26 4.7.5 Original component manufacturer (OCM) IP control 26 4.7.6 Original component manufacturer (OCM) physical part marking and packaging marking . 27 4.7.7 The Semiconductor Industries Association Anti Counterfeit Task Force (ACTF) 27 4.7.8 USA Trusted Foundry Program . 28 4.7.9 US

12、A Trusted IC Supplier Accreditation Program . 28 4.7.10 Physical unclonable function (PUF) 28 4.7.11 Original component manufacturer (OCM) best practice . 28 4.8 Distributor minimum accreditations 28 4.9 Distributor AS/EN/JISQ 9120 Third Party Certification 29 4.10 Franchised distributor network . 2

13、9 PD IEC/TS 62668-1:2016IEC TS 62668-1:2016 IEC 2016 3 4.10.1 General . 29 4.10.2 SAE AS6496 30 4.10.3 Control stock through tracking schemes . 30 4.10.4 Control scrap . 30 4.10.5 RECS 30 4.11 Non-franchised distributor anti-counterfeit guidelines . 30 4.11.1 General . 30 4.11.2 CCAP-101 certified p

14、rogram for independent distributor 31 4.11.3 SAE AS6081 31 4.11.4 OEM managed non-franchised distributors 31 4.11.5 Brokers 31 4.12 Avionics OEM anti-counterfeit guidelines when procuring components . 31 4.12.1 General . 31 4.12.2 Buy from approved sources 32 4.12.3 Traceable components . 32 4.12.4

15、Certificate of conformance and packing slip 32 4.12.5 Plan and buy sufficient quantities . 33 4.12.6 Use of non- franchised distributors . 33 4.12.7 Brokers 34 4.12.8 Contact the original manufacturer . 34 4.12.9 Obsolete components and franchised aftermarket sources 34 4.12.10 IEC TS 62239-1 approv

16、ed alternatives . 34 4.12.11 Product redesign 34 4.12.12 Non traceable components . 35 4.12.13 OEM anti-counterfeit plans including SAE AS5553 and SAE AS6174 . 35 4.13 OEM anti-counterfeit guidelines for their products 37 4.13.1 IP control . 37 4.13.2 Tamper-proofing the OEM design . 37 4.13.3 Tampe

17、r-proof labels . 38 4.13.4 Use of ASICS and FPGAs with IP protection features . 38 4.13.5 Control the final OEM product marking . 38 4.13.6 Control OEM scrap . 39 4.13.7 OEM trademarks and logos 39 4.13.8 Control delivery of OEM products and spares and their useful life . 39 4.13.9 Repairs to OEM pr

18、oducts . 39 4.14 Counterfeit, fraud and component recycling reporting . 40 4.14.1 General . 40 4.14.2 USA FAA suspected unapproved parts (SUP) program . 40 4.14.3 EASA . 40 4.14.4 UK counterfeit reporting . 40 4.14.5 EU counterfeit reporting . 40 4.14.6 UKEA anti-counterfeiting forum 40 Annex A (inf

19、ormative) Useful contacts 41 A.1 World Intellectual Property Organization (WIPO) 41 A.1.1 General . 41 A.1.2 What is WIPO? 41 A.1.3 WIPO Intellectual Property Services . 41 A.1.4 WIPO global network on Intellectual Property (IP) Academies . 43 A.2 Anti-Counterfeiting Trade Agreement (ACTA) . 43 PD I

20、EC/TS 62668-1:2016 4 IEC TS 62668-1:2016 IEC 2016 A.2.1 ACTA . 43 A.2.2 Global Anti-Counterfeiting Network (GACG) 44 A.3 World Semiconductor Council (WSC) . 44 A.4 SEMI 44 A.5 Electronics Authorized Directory 46 A.6 UK 46 A.6.1 The UK intellectual property office 46 A.6.2 Alliance for IP 46 A.6.3 UK

21、 Chartered Trading Standards Institute . 47 A.6.4 UK HM Revenue and Customs . 47 A.6.5 ESCO Anti-counterfeiting Forum (formerly UKEA Anti-Counterfeiting Forum) . 47 A.6.6 Electronic Component Supplier Network (ESCN). 47 A.6.7 UK Ministry of Defence . 48 A.7 Europe 48 A.7.1 Europa Summaries of EU Leg

22、islation 48 A.7.2 Europol, the European Law Enforcement Agency 48 A.7.3 European Patent Office 48 A.7.4 Europe at OHIM . 48 A.7.5 European Aviation Safety Agency (EASA) 49 A.7.6 IECQ audit schemes 49 A.7.7 BEAMA 50 A.8 USA 50 A.8.1 United States Patent and Trademark Office 50 A.8.2 The International

23、 Trade Administration, US Department of Commerce . 50 A.8.3 US Embassy in China information . 51 A.8.4 International Intellectual Property Alliance 51 A.8.5 The Federal Aviation Administration (FAA) . 52 A.8.6 Trusted Access Program Office (TAPO) 52 A.8.7 Defense Microelectronics Activity (DMEA) 53

24、A.8.8 Independent Distributors of Electronics Association (IDEA) . 53 A.8.9 ECIA formerly National Electronic Distributors Association (NEDA) . 54 A.8.10 Components Technology Institute Inc. (CTI) . 55 A.8.11 Defense Logistics Agency (DLA) 55 A.8.12 DFARS 55 A.8.13 IAQG . 55 A.9 China 56 A.9.1 State

25、 Intellectual Property office of the P.R.C. 56 A.9.2 Chinese Patent and Trademark Office 56 A.9.3 China Electronics Associations: 56 A.9.4 China Electronics Quality Management Association (CQAE) . 56 A.9.5 Chinalawinfo.Co Ltd., for Law info China 56 A.10 Japan Japanese Patent Office (JPO) 56 A.11 Ph

26、ysical unclonable function . 56 A.12 The Hardware Intrinsic Security (HIS) initiative 57 A.13 Examples of tamper-proof design companies . 58 A.14 Examples of FPGA die serialization . 58 A.15 Examples of NVRAM manufacturers 58 A.16 SAE G-19 . 58 PD IEC/TS 62668-1:2016IEC TS 62668-1:2016 IEC 2016 5 A.

27、17 iNEMI . 60 A.18 OECD . 61 A.19 ICC . 61 A.20 Applied DNA Sciences 61 Annex B (informative) Examples of aftermarket sources 62 B.1 Examples of franchised aftermarket sources 62 B.2 Examples of sources of franchised die which can be packaged 62 B.3 Examples of third party custom packaging houses wh

28、ich provide aftermarket solutions . 62 B.4 Examples of emulated aftermarket providers 63 Annex C (informative) Typical example of a RECS certificate 64 Annex D (informative) Flowchart of IEC TS 62668-1 requirements 65 Bibliography . 67 Figure 1 Suspect components perimeter . 20 Table 1 Anti-counterf

29、eit awareness training guidelines 17 Table 2 IEC TS 62668-1 requirements waived if OEM has an approved SAE AS5553A plan . 36 PD IEC/TS 62668-1:2016 6 IEC TS 62668-1:2016 IEC 2016 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ PROCESS MANAGEMENT FOR AVIONICS COUNTERFEIT PREVENTION Part 1: Avoiding the u

30、se of counterfeit, fraudulent and recycled electronic components FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote internationa

31、l co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter refer

32、red to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee interested in the subject dealt with may participate in this preparatory work. International, governmental and non- governmental organizations liaising with the IEC also participate in

33、 this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accordance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an internat

34、ional consensus of opinion on the relevant subjects since each technical committee has representation from all interested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonabl

35、e efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held responsible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Pub

36、lications transparently to the maximum extent possible in their national and regional publications. Any divergence between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity

37、. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks of conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication.

38、7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts and members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for c

39、osts (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publication or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct appl

40、ication of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publication may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. The main task of IEC technical committees is to prepare Intern

41、ational Standards. In exceptional circumstances, a technical committee may propose the publication of a technical specification when the required support cannot be obtained for the publication of an International Standard, despite repeated efforts, or the subject is still under technical development

42、 or where, for any other reason, there is the future but no immediate possibility of an agreement on an International Standard. Technical specifications are subject to review within three years of publication to decide whether they can be transformed into International Standards. IEC TS 62668-1, whi

43、ch is a technical specification, has been prepared by IEC technical committee 107: Process management for avionics. PD IEC/TS 62668-1:2016IEC TS 62668-1:2016 IEC 2016 7 This third edition cancels and replaces the second edition, published in 2014. This edition constitutes a technical revision. This

44、edition includes the following significant technical changes with respect to the previous edition: a) identified that the Chinese RECS scheme is no longer maintained (in 4.2 and where appropriate as agreed with CEPREI); b) added a reference to AS/EN/JISQ 9100 which at the next revision (revision D)

45、will contain an anti-counterfeit requirement which may be used to satisfy the requirements of 4.2; c) added reference to the now published SAE AS6496 for franchised distributors, to USA DFARS rule 252.246.7007 and to UK Defence Standard 05-135; d) added reference to more GAO, OECD and ICC reports in

46、 4.5.1; e) updated weblinks and other references. The text of this technical specification is based on the following documents: Enquiry draft Report on voting 107/267/DTS 107/277/RVC Full information on the voting for the approval of this technical specification can be found in the report on voting

47、indicated in the above table. This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. A list of all the parts in the IEC 62668 series, published under the general title Process management for avionics Counterfeit prevention, can be found on the IEC website. The committee

48、 has decided that the contents of this publication will remain unchanged until the stability date indicated on the IEC website under “http:/webstore.iec.ch“ in the data related to the specific publication. At this date, the publication will be transformed into an International standard, reconfirmed,

49、 withdrawn, replaced by a revised edition, or amended. A bilingual version of this publication may be issued at a later date. IMPORTANT The colour inside logo on the cover page of this publication indicates that it contains colours which are considered to be useful for the correct understanding of its contents. Users should therefore print this document using a colour printer. PD IEC/TS 62668-1:2016 8 IEC TS 62668-1:2016 IEC 2016 PROCESS MANAGEMENT FOR AVIONICS COUNTERFEIT PREVENTION Part