UL SUBJECT 293-2018 UL Outline for Investigation Performance of Access Control System Units Intended for Use in the UK (Issue 4).pdf

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1、UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM ULJUNE 19, 20181UL 293Outline of Investigation for Performance of Access Control System UnitsIntended for Use in the UKIssue Number: 4June 19, 2018Summary of TopicsThis is the fourth issue of the O

2、utline of Investigation for Performance ofAccess Control System Units Intended for Use in the UK, UL 293, is beingissued to address editorial corrections and to add clarification torequirements. This outline describes the performance test requirementsby which access control system units are evaluate

3、d for use within UKbuildings. The primary purpose of the outline is to enable manufacturersof access control units to satisfy the needs of the Secured by Designinitiative (), which focuses on crime preventionof homes and commercial premises and promotes the use of securitystandards for a wide range

4、of applications and products. The initiativecombines minimum requirements of physical security and well-testedprinciples of natural surveillance and defensible space.ULs Outlines of Investigation are copyrighted by UL LLC. Neither a printed norelectronic copy of an Outline of Investigation should be

5、 altered in any way. All ofULs Outlines of Investigation and all copyrights, ownerships, and rights regardingthose Outlines of Investigation shall remain the sole and exclusive property of ULLLC.COPYRIGHT 2018 UL LLCUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHO

6、UT PERMISSION FROM ULJUNE 19, 2018UL 2932No Text on This PageUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM ULCONTENTSINTRODUCTION1 Scope .52 General 63 Components 74 Units of Measurement 75 Undated References 76 Terminology 77 Definitions .78

7、Summarized Access Control Parameter Definitions 109 Installation and Operating Instructions 12CONSTRUCTION it was not developed as a ULStandard by a UL Standards Technical Panel following ULs accredited consensus process. The technicalrequirements in this Outline of Investigation have been determine

8、d and will be maintained by UL LLC.This Outline of Investigation is provided “as-is” without representation or warranty of any kind. Inpublishing and making this document available, Underwriters Laboratories Inc. is not undertaking torender professional or other services for or on behalf of any pers

9、on or entity, nor undertaking to performany duty owed by any person or entity to someone else. Anyone using this document should rely on hisor her own independent judgment or, as appropriate, seek the advice of a competent professional indetermining the exercise of reasonable care in any given circu

10、mstances. Information and other standardson the topic covered by this publication may be available from other sources, which the user may wish toconsult for additional views or information.Underwriters Laboratories Inc. does not undertake to police or enforce compliance with the contents ofthis docu

11、ment. Underwriters Laboratories Inc. does not certify, test, or inspect products, designs, orinstallations for safety, health or other purposes. Any certification or other statement of compliance withany requirements in this document shall not be attributable to Underwriters Laboratories Inc. and is

12、 solelythe responsibility of the certifier or maker of the statement.1 Scope1.1 This Outline of Investigation describes the general performance requirements for functionalities ofelectronic access control systems for use in security applications and products covered by this Outline areintended to be

13、 installed in accordance with the Secured by Design HOMES specification. The testing ofthe components/systems is divided into four areas of performance:a) Physical attack;b) Electrical performance;c) Fitness for purpose; andd) Communication security.1.2 The safety, design, planning, installation, sy

14、stem and equipment maintenance as they relate to riskassessment are not part of this Outline of Investigation. Access control systems and equipment coveredby this Outline are intended to be installed in accordance with local and municipal codes and are notintended to impede means of egress.1.3 An el

15、ectronic access control system consists of one or more components that when interconnectedmeet the functionality criteria stated in this Outline.1.4 This Outline defines different security level designations and the functionalities of the access controlsystem associated with each of these levels.JUN

16、E 19, 2018 UL 293 5UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL1.5 The access control system shall also fulfil the relevant requirements of the applicable IEC standards.Functions additional to the mandatory functions specified in this Outl

17、ine may be included in the electronicaccess control system providing they do not prevent the requirements of this Outline from being met.1.6 This Outline also applies to access control systems sharing means of recognition, detection,triggering, interconnection, control, communication, alert signalli

18、ng and power supplies with otherapplications. The operation and performance of an access control system should not be adverselyinfluenced by other interconnected applications.1.7 An electronic access control system may consist of any number of access points. This Outlineaddresses the security grade

19、classification for each access point and not the overall system.1.8 Compliance of the individual component parts of the electronic access control system can beassessed to this Outline provided all relevant requirements are applied.1.9 This Outline defines the minimum requirements as they apply to th

20、e components and/or systems, aswell as tiered characteristics to meet four levels of security performance with Level 1 (lowest level) toLevel 4 (highest level).1.10 The requirements contained in this Outline do not apply to Video Surveillance systems and computerequipment that, when used as part of

21、the access control system, is necessary to support the operation ofthe access control system. When Video Surveillance System components are fitted for the basicfunctionality of the access control system, these components are typically investigated to the requirementsof BS EN / IEC 62676-1-1.1.11 Thi

22、s Outline does not apply to supplementary computer equipment that is not necessary foroperation of the access control system if single opens, earth ground faults or wire-to-wire shorts on thecircuit connection from the computer to the access control system does not inhibit intended operation.2 Gener

23、al2.1 It is recommended that the components and/or system comply with the requirements given in theInternational Standard for Alarm and Electronic Security Systems Part 11-1: Electronic Access ControlSystems System and Components Requirements, IEC 60839-11-1, except where the requirementsgiven in th

24、is Outline are different, in which case this Outline is deemed to be dominant.2.2 Biometric equipment parameters such as False Accept Rates, False Reject Rates, Failure to Enroll,Failure to Acquire, etc. are not specifically evaluated as part of this Outline.2.3 Access control systems that include H

25、old-Up signaling features are recommended to comply with IEC62642-1, Alarm systems Intrusion and hold-up systems Part 1: System requirements.2.4 Door locking hardware is recommended to comply with the International Standard for Buildinghardware Locks and latches Mechanically operated locks, latches

26、and locking plates Requirementsand test methods, BS EN 12209, or the International Standard for Building hardware Locks and latches Electromechanically operated locks and striking plates Requirements and test methods, BS EN 14846,as applicable.JUNE 19, 2018UL 2936UL COPYRIGHTED MATERIAL NOT AUTHORIZ

27、ED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL2.5 Products intended for installation within air-handling spaces shall also comply with the relevant partsof the UK Building Regulations, Approved Document B (fire safety) Volume 1: Dwelling Houses, and UKBuilding Regulations, App

28、roved Document P, electrical safety Dwellings.2.6 Door entry systems that provide controlled visitor entry into a building at the discretion of the buildingoccupant can be employed in conjunction with the access control system. When a door entry system isused any fault or electrical/mechanical manip

29、ulation of the door entry equipment shall not affect theaccess control system or cause unauthorized entry.2.7 Physical attack tests included in this document are conducted on equipment that is located on theoutside of the restricted or protected area.3 Components3.1 A component of a product covered

30、by this Outline shall comply with the requirements for thatcomponent. See Appendix B for a list of standards covering components generally used in the systemscovered by this Outline.4 Units of Measurement4.1 Unless otherwise indicated, all voltage and current values mentioned in this Outline areroot

31、-mean-square (rms). Values stated without parentheses are the requirement. Values in parenthesesare explanatory or approximate information.5 Undated References5.1 Any undated reference to a code or standard appearing in the requirements of this Outline shall beinterpreted as referring to the latest

32、edition of that code or standard.6 Terminology6.1 The term product as used in this Outline refers to all types of access control equipment,components or systems of equipment.7 Definitions7.1 For the purpose of this Outline and unless noted otherwise, the definitions given in Alarm andelectronic secu

33、rity systems Part 11-1: Electronic access control systems System and componentsrequirements, IEC 60839-11-1, are also applicable to this Outline.7.2 ACCESS CONTROL A means and/or measure to regulate or control physical access that mayconsist of:a) Entry and/or exit to/from a controlled area, protect

34、ed area or a restricted area orb) Physical access to or the use of a device(s) by electrical, electronic or mechanical means.JUNE 19, 2018 UL 293 7UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL7.3 ACCESS CONTROL MONITORING CONSOLE Functional

35、 component that consists of devicesused as control, logging and indicating interface for the operator/ administrator of the electronic accesscontrol system.7.4 ACCESS CONTROL SYSTEM A collection of means, measures and specific practices that whencombined, form or compose a systematic approach, which

36、 enables an authority to control access to areasand resources in a given physical facility. An access control system, within the field of physical security,is generally seen as the second layer in the security of a physical structure.7.5 ACCESS CONTROL UNIT A part of the access control system that i

37、nterfaces with readers, lockingdevices and sensing devices, making a decision to grant or deny access.7.6 ACCESS CONTROL UNIT ACCESSORY Any device or component of an access control systemother than the access control unit that is employed to assure intended operation of the system. Examplesof access

38、 control unit accessories include: readers, keypads, request-to-exit devices, input/outputinterfaces, and the like.7.7 AIR-HANDLING SPACE Space not specifically fabricated for environmental air-handling purposesbut used for air handling purposes as a plenum. (The space above a hung ceiling used for

39、environmentalair-handling is an example).7.8 ALARM A condition requiring human assessment or intervention.7.9 ALARM SIGNAL A transmission of an alarm condition or alarm report.7.10 BIOMETRIC(S) Any measurable, unique physiological characteristic or personal trait that is usedas a credential to recog

40、nize and verify the identity of an individual (e.g. fingerprint, hand or face geometry,retinal/eye, face, voice, signature or keyboarding dynamics)7.11 CIRCUITS, ELECTRICAL a) High-Voltage A circuit involving a potential of not more than 600 volts and having circuitcharacteristics in excess of those

41、 of a low-voltage power limited circuit.b) Low-Voltage A circuit involving a potential of not more than 30 volts alternating current(AC), 42.4 volts direct current (DC) or AC peak.7.12 COMMUNICATION SECURITY Equipment that incorporates refinement in electric apparatus andcircuit arrangement to guard

42、 against an attempt to compromise the connecting line or communicationchannel between two access control products or equipment.7.13 COMMUNICATION SECURITY LEVELS LEVEL1Anaccess control product with no communication security.LEVEL2Anaccess control product provided with standard communication security

43、. SeeSection 42.LEVEL3Anaccess control product provided with 128 bit encryption and AES or equivalentstandards. See Section 43.LEVEL4Anaccess control product provided with 256 bit encryption and AES or equivalentstandards. See Section 44.JUNE 19, 2018UL 2938UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR

44、 FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL7.14 CONTROLLED AREA A room, office, building, facility, premises, or grounds to which access ismonitored, limited, or controlled.7.15 CREDENTIAL Any token, card, memorized or stored information, biometric image, or electronicmeans used

45、to identify an individual to an access control system in order to verify user access rights.7.16 CRITICAL COMPONENT A critical component is one whose malfunctioning will impair the normaloperation of the product, or grants unauthorized access.7.17 DOOR ENTRY SYSTEMS A system that provides controlled

46、 visitor entry into a building by audioand visual communication between a building occupant and a visitor, and remote release of the primaryentrance door locking mechanism from the occupants dwelling.7.18 ENDURANCE LEVELS LEVEL1Anaccess control product shall operate as intended at rated voltage and

47、current for1,000 cycles of intended operation.LEVEL2Anaccess control product shall operate as intended at rated voltage and current for25,000 cycles of intended operation.LEVEL3Anaccess control product shall operate as intended at rated voltage and current for50,000 cycles of intended operation.LEVE

48、L4Anaccess control product shall operate as intended at rated voltage and current for100,000 cycles of intended operation.7.19 EQUIPMENT Any part of an electronic access control system, such as access control units,readers, reader interface modules, access point actuators, access point sensors, keyp

49、ads, and the like.7.20 ESSENTIAL COMPUTER EQUIPMENT Equipment connected to the access control system eitheron or off premises that is relied upon by the system for access control operations.7.21 FAIL-SAFE A condition under which the product ceases to operate in such a way as toautomatically allow access or egress.7.22 FAIL-SECURE A condition under which the product ceases to operate in such a way as to notallow unauthorized access or unauthorized egress.7.23 NORMAL STANDBY CONDITIO