ITU-T X 1037-2013 IPv6 technical security guidelines (Study Group 17)《(预发布)国际网络通讯协定第六版技术安全方针》.pdf

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1、 International Telecommunication Union ITU-T X.1037TELECOMMUNICATION STANDARDIZATION SECTOR OF ITU (10/2013) SERIES X: DATA NETWORKS, OPEN SYSTEM COMMUNICATIONS AND SECURITY Information and network security Network security IPv6 technical security guidelines Recommendation ITU-T X.1037 ITU-T X-SERIE

2、S RECOMMENDATIONS DATA NETWORKS, OPEN SYSTEM COMMUNICATIONS AND SECURITY PUBLIC DATA NETWORKS X.1X.199 OPEN SYSTEMS INTERCONNECTION X.200X.299 INTERWORKING BETWEEN NETWORKS X.300X.399 MESSAGE HANDLING SYSTEMS X.400X.499 DIRECTORY X.500X.599 OSI NETWORKING AND SYSTEM ASPECTS X.600X.699 OSI MANAGEMENT

3、 X.700X.799 SECURITY X.800X.849 OSI APPLICATIONS X.850X.899 OPEN DISTRIBUTED PROCESSING X.900X.999 INFORMATION AND NETWORK SECURITY General security aspects X.1000X.1029 Network security X.1030X.1049Security management X.1050X.1069 Telebiometrics X.1080X.1099 SECURE APPLICATIONS AND SERVICES Multica

4、st security X.1100X.1109 Home network security X.1110X.1119 Mobile security X.1120X.1139 Web security X.1140X.1149 Security protocols X.1150X.1159 Peer-to-peer security X.1160X.1169 Networked ID security X.1170X.1179 IPTV security X.1180X.1199 CYBERSPACE SECURITY Cybersecurity X.1200X.1229 Counterin

5、g spam X.1230X.1249 Identity management X.1250X.1279 SECURE APPLICATIONS AND SERVICES Emergency communications X.1300X.1309 Ubiquitous sensor network security X.1310X.1339 CYBERSECURITY INFORMATION EXCHANGE Overview of cybersecurity X.1500X.1519 Vulnerability/state exchange X.1520X.1539 Event/incide

6、nt/heuristics exchange X.1540X.1549 Exchange of policies X.1550X.1559 Heuristics and information request X.1560X.1569 Identification and discovery X.1570X.1579 Assured exchange X.1580X.1589 For further details, please refer to the list of ITU-T Recommendations. Rec. ITU-T X.1037 (10/2013) i Recommen

7、dation ITU-T X.1037 IPv6 technical security guidelines Summary The Internet Protocol version 6 (IPv6) is intended to provide many built-in benefits such as large address space, and self-configuration capabilities. Because it is a new protocol that is likely to be massively adopted in the coming year

8、s and operates differently than the Internet Protocol version 4 (IPv4), both foreseeable and unforeseeable security issues will arise. Many new functions or requirements of IPv6, i.e., automatic configuration of interfaces, multicast addressing for specific services, the ability to assign multiple I

9、Pv6 addresses to a given interface, and for the use of the ICMPv6 protocol as the cornerstone of the IPv6 protocol machinery (dynamic neighbour discovery, ICMPv6 Router Advertisement (RA) messages that convey configuration information so that IPv6 terminal devices can automatically access to the IPv

10、6 network, etc.) can be identified. Although somewhat equivalent capabilities exist in IPv4 and have been exposed to security threats for quite some time, IPv6 implementation and operation differs from IPv4, at the risk of raising specific security issues. From that perspective, Recommendation ITU-T

11、 X.1037 provides a set of technical security guidelines for telecommunication organizations to deploy and operate IPv6 networks and services. The content of this Recommendation focuses on how to securely deploy network facilities for telecommunication organizations and how to ensure security operati

12、ons for the IPv6 environment. History Edition Recommendation Approval Study Group Unique ID*1.0 ITU-T X.1037 2013-10-07 17 11.1002/1000/11946-en Keywords Countermeasure, DHCPv6, DNS, domain name system, dynamic host configuration protocol, end nodes, firewall, IDS, Internet Protocol version 6, intru

13、sion detection system, IPv6, NAT, network address translation, network devices, risk assessment, router, security threats, switch. _ *To access the Recommendation, type the URL http:/handle.itu.int/ in the address field of your web browser, followed by the Recommendations unique ID. For example, htt

14、p:/handle.itu.int/11.1002/1000/11830-en. ii Rec. ITU-T X.1037 (10/2013) FOREWORD The International Telecommunication Union (ITU) is the United Nations specialized agency in the field of telecommunications, information and communication technologies (ICTs). The ITU Telecommunication Standardization S

15、ector (ITU-T) is a permanent organ of ITU. ITU-T is responsible for studying technical, operating and tariff questions and issuing Recommendations on them with a view to standardizing telecommunications on a worldwide basis. The World Telecommunication Standardization Assembly (WTSA), which meets ev

16、ery four years, establishes the topics for study by the ITU-T study groups which, in turn, produce Recommendations on these topics. The approval of ITU-T Recommendations is covered by the procedure laid down in WTSA Resolution 1. In some areas of information technology which fall within ITU-Ts purvi

17、ew, the necessary standards are prepared on a collaborative basis with ISO and IEC. NOTE In this Recommendation, the expression “Administration“ is used for conciseness to indicate both a telecommunication administration and a recognized operating agency. Compliance with this Recommendation is volun

18、tary. However, the Recommendation may contain certain mandatory provisions (to ensure, e.g., interoperability or applicability) and compliance with the Recommendation is achieved when all of these mandatory provisions are met. The words “shall“ or some other obligatory language such as “must“ and th

19、e negative equivalents are used to express requirements. The use of such words does not suggest that compliance with the Recommendation is required of any party. INTELLECTUAL PROPERTY RIGHTS ITU draws attention to the possibility that the practice or implementation of this Recommendation may involve

20、 the use of a claimed Intellectual Property Right. ITU takes no position concerning the evidence, validity or applicability of claimed Intellectual Property Rights, whether asserted by ITU members or others outside of the Recommendation development process. As of the date of approval of this Recomme

21、ndation, ITU had not received notice of intellectual property, protected by patents, which may be required to implement this Recommendation. However, implementers are cautioned that this may not represent the latest information and are therefore strongly urged to consult the TSB patent database at h

22、ttp:/www.itu.int/ITU-T/ipr/. ITU 2014 All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without the prior written permission of ITU. Rec. ITU-T X.1037 (10/2013) iii Table of Contents Page 1 Scope 1 2 References. 1 3 Definitions 2 3.1 Terms defined elsewhere

23、 2 3.2 Terms defined in this Recommendation . 2 4 Abbreviations and acronyms 2 5 Conventions 3 6 Topology of IPv6 network for enterprise networks 3 7 Network devices . 5 7.1 Router . 5 7.2 Switch . 7 7.3 NAT device 8 8 End nodes (clients, load balancer) and servers . 8 8.1 End nodes . 8 8.2 DHCP ser

24、ver . 11 8.3 DNS server . 11 9 Security devices 12 9.1 Intrusion detection system 12 9.2 Firewall . 12 Appendix I Examples of threats 13 Bibliography. 17 Rec. ITU-T X.1037 (10/2013) 1 Recommendation ITU-T X.1037 IPv6 technical security guidelines 1 Scope Recommendation ITU-T X.1037 specifies securit

25、y threats raised by the introduction of the IPv6. It also provides a risk assessment related to these threats and documents the technical solutions for a secure IPv6 deployment. This Recommendation focuses on three components: network devices (e.g., router, switch), server/client devices (e.g., end

26、nodes, DHCP server) and security devices (e.g., intrusion detection system (IDS), and firewall (FW) that will be also deployed in an IPv6 network. Recommendation ITU-T X.1037 provides a technical security guideline to developers of network products, security operators and managers of enterprise netw

27、orks that are planning to deploy IPv6, so that they are able to mitigate security threats on their IPv6 network. This Recommendation provides a security guideline focusing on IPv6 in enterprise networks. The guidelines for other environments such as home network and carrier network are outside the s

28、cope of this Recommendation. 2 References The following ITU-T Recommendations and other references contain provisions which, through reference in this text, constitute provisions of this Recommendation. At the time of publication, the editions indicated were valid. All Recommendations and other refe

29、rences are subject to revision; users of this Recommendation are therefore encouraged to investigate the possibility of applying the most recent edition of the Recommendations and other references listed below. A list of the currently valid ITU-T Recommendations is regularly published. The reference

30、 to a document within this Recommendation does not give it, as a stand-alone document, the status of a Recommendation. IEEE 802.1x IEEE Standard 802.1x-2010, IEEE Standard for Local and metropolitan area networks Port Based Network Access Control. IETF RFC 1981 IETF RFC 1981 (1996), Path MTU Discove

31、ry for IP version 6. IETF RFC 2460 IETF RFC 2460 (1998), Internet Protocol, Version 6 (IPv6) Specification. IETF RFC 2993 IETF RFC 2993 (2000), Architectural Implications of NAT. IETF RFC 3315 IETF RFC 3315 (2003), Dynamic Host Configuration Protocol for IPv6 (DHCPv6). IETF RFC 3704 IETF RFC 3704 (2

32、004), Ingress Filtering for Multihomed Networks. IETF RFC 3810 IETF RFC 3810 (2004), Multicast Listener Discovery Version 2 (MLDv2) for IPv6. IETF RFC 3971 IETF RFC 3971 (2005), SEcure Neighbor Discovery (SEND). IETF RFC 4552 IETF RFC 4552 (2006), Authentication/Confidentiality for OSPFv3. IETF RFC

33、4864 IETF RFC 4864 (2007), Local Network Protection for IPv6. IETF RFC 4890 IETF RFC 4890 (2007), Recommendations for Filtering ICMPv6 Messages in Firewalls. IETF RFC 5095 IETF RFC 5095 (2007), Deprecation of Type 0 Routing Headers in IPv6. IETF RFC 5340 IETF RFC 5340 (2008), OSPF for IPv6. IETF RFC

34、 5722 IETF RFC 5722 (2009), Handling of Overlapping IPv6 Fragments. IETF RFC 5902 IETF RFC 5902 (2010), IAB Thoughts on IPv6 Network Address Translation. 2 Rec. ITU-T X.1037 (10/2013) IETF RFC 6092 IETF RFC 6092 (2011), Recommended Simple Security Capabilities in Customer Premises Equipment (CPE) fo

35、r Providing Residential IPv6 Internet Service. IETF RFC 6104 IETF RFC 6104 (2011), Rogue IPv6 Router Advertisement Problem Statement. IETF RFC 6105 IETF RFC 6105 (2011), IPv6 Router Advertisement Guard. IETF RFC 6146 IETF RFC 6146 (2011), Stateful NAT64: Network Address and Protocol Translation from

36、 IPv6 Clients to IPv4 Servers. IETF RFC 6169 IETF RFC 6169 (2011), Security Concerns with IP Tunneling. IETF RFC 6296 IETF RFC 6296 (2011), IPv6-to-IPv6 Network Prefix Translation. 3 Definitions 3.1 Terms defined elsewhere None. 3.2 Terms defined in this Recommendation This Recommendation defines th

37、e following terms: 3.2.1 abuse, abused, abusing: To use wrongly or improperly and to misuse. In the context of this Recommendation, “abusing“ the IPv6 protocol or some feature of the protocol means to use it in ways that were unintended by the developers. 3.2.2 forged packet: A packet generated by a

38、n attacker, typically with illegitimate fields or entries that misuse the protocol format, in an attempt to violate network security by creating a denial-of-service (DoS) condition or attack situation. 4 Abbreviations and acronyms This Recommendation uses the following abbreviations and acronyms: AA

39、AA IPv6 address record AS Autonomous System CPE Customer Premises Equipment DAD Duplicate Address Detection DDoS Distributed Denial-of-Service DHCP Dynamic Host Configuration Protocol DHCPv6 Dynamic Host Configuration Protocol version 6 DMZ Demilitarized Zone DNS Domain Name System DoS Denial-of-Ser

40、vice FIB Forwarding Information Base FW Firewall ICMP Internet Control Message Protocol ICMPv6 Internet Control Message Protocol version 6 ID Identifier Rec. ITU-T X.1037 (10/2013) 3 IDS Intrusion Detection System IGMP Internet Group Management Protocol IPv4 Internet Protocol version 4 IPv6 Internet

41、 Protocol version 6 ISP Internet Service Provider L2 Layer 2 LSA Link State Advertisement LSDB Link State Database MAC Media Access Control MLD Multicast Listener Discovery MTU Maximum Transfer Unit NA Neighbour Advertisement NAT Network Address Translation NAT64 Network Address Translation 6 to 4 N

42、AT66 Network Address Translation 6 to 6 NDPMon Neighbour Discovery Protocol Monitor NDP Neighbour Discovery Protocol NPTv6 Network Prefix Translation version 6 NS Neighbour Solicitation OSPF Open Shortest Path First OSPFv3 Open Shortest Path First version 3 PMTUD Path MTU Discovery RA Router Adverti

43、sement SEND Secure Neighbor Discovery TCP Transmission Control Protocol TTL Time To Live uRPF unicast Reverse Path Forwarding 5 Conventions None. 6 Topology of IPv6 network for enterprise networks This clause describes a topology of the IPv6 enterprise network (including transition environments to I

44、Pv6 where there exist three different types of hosts: IPv4 only, IPv6 only and IPv4/IPv6-enabled) that will be used as an enterprise network for illustrating the attack scenarios and security countermeasures. The topology of an IPv6 enterprise network is illustrated in Figure 6-1 as an example. Simi

45、lar to an IPv4 network, it consists of five segments: an external segment, a demilitarized zone (DMZ), a backbone segment, a server segment and a client segment. The external segment is a connection point between Internet service providers (ISPs) and a customer 4 Rec. ITU-T X.1037 (10/2013) premises

46、 equipment (CPE) installed in the enterprise network. The DMZ segment provides external services (e.g., web server, load balancer) to users, and it is also generally used to deploy security devices such as IDS and firewall. The backbone segment is a large-capacity, high-speed network, and other netw

47、ork segments are connected to each other through it. In the server segment there exist many different kinds of network service platforms (e.g., DNS server, DHCPv6 server), which are necessary for internal users. Finally, client computers are located in the client segment. This IPv6 security guidelin

48、e focuses on describing IPv6 security threats and countermeasures from the viewpoint of network components: network devices (in all segments), client and server end nodes (in client and server segments), and security devices (in DMZ segment). For this purpose, the remainder of this Recommendation is

49、 organized as follows: IPv6 threats recognized in network device are described in clause 7. IPv6 threats recognized in clients, servers, and other end devices are described in clause 8. IPv6 threats recognized in security devices such as firewalls and IDS devices are described in clause 9. For the countermeasures against each threat, they can be recommended to be implemented in several network components. For example, countermeasures