ICAO 9760-2001 Airworthiness Manual Volume I Organization and Procedures and Airworthiness Manual Volume II Design Certification and Continuing Airworthiness First Edition Amendmen.pdf

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1、Doc 9760 AN1967 Airworthiness Manual Volume I Organization and Procedures Approved by the Secretary General and published under his authority First Edition - 2001 In tern at i on a I C ivi I Av i at i on Organ iza t i o n COPYRIGHT International Civil Aviation OrganizationLicensed by Information Han

2、dling ServicesCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Published in separate English, French, Russian and Spanish editions by. the International Civil Aviation Organiz

3、ation. All correspondence, except orders and subscriptions, should be addressed to the Secretary General. Orders should be sent to one of the following addresses, together with the appropriate remittance (by bank draft, cheque or money order) in U.S. dollars or the currency of the country in which t

4、he order is placed. Credit card orders (American Express, MasterCard and Visa) are accepted at ICAO Headquarters. International Civil Aviation Organization. Attention: Document Sales Unit 999 University Street, Montreal, Quebec, Canada H3C 5H7 Telephone: +i (514) 954-8022; Telex: 05-24513; Facsimile

5、: +i (514) 954-6769; Sitatex: YULADYA; E-mail: sales-uniticao.int Cairo Airport Road, Heliopolis, Cairo 11776 Telephone: +20 (2) 267-4840; Facsimile: +20 (2) 267-4843; Sitatex: CAICAYA 92522 Neuilly-sur-Seine (Cedex) Tlphone: +33 (1) 46 41 85 85; Tlcopieur: +33 (1) 46 41 85 00; Sitatex: PAREUYA or 1

6、7 Park Street, Calcutta 700016 Telephone: +91 (i 1) 331-5896; Facsimile: +91 (il) 332-2639 Telephone: +81 (3) 3503-2686; Facsimile: +81 (3) 3503-2689 P.O. Box 46294, Nairobi Telephone: +254 (2) 622-395; Facsimile: +254 (2) 226-706; Sitatex: NBOCAYA Masaryk No. 29-3er. piso, Coi. Chapultepec Morales,

7、 Mxico, D.F., 11570 Telfono: +52 (5) 250-321 i; Facsimile: +52 (5) 203-2757; Sitatex: MEXCAYA Peru. Director Regional de la OACI, Oficina Sudamrica, Apartado 4127, Lima 100 Telfono: +5 i (1) 302260; Facsimile: +5 1 (1) 640393; Sitatex: LIMCAYA Russian Federation. Aviaizdat, 48, 1. Franko Street, Mos

8、cow 121351 Telephone: +7 (095) 417-0405; Facsimile: +7 (095) 417-0254 Senegal. Directeur rgional de IOACI, Bureau Afrique occidentale et centrale, Bote postale 2356, Dakar Tlphone: +221 8-23-54-52; Tlcopieur: +221 8-23-69-26; Sitatex: DKRCAYA Slovakia. Air Traffic Services of the Slovak Republic, Le

9、tov prevdzkov sluzby Slovenskej Republiky, State Enterprise, Letisko M.R. Stefnika, 823 07 Bratislava 21, Slovak Republic Telephone: +421 (7) 4857 1111; Facsimile: +421 (7) 4857 2105 Telephone: +27 (i i) 315-0003/4; Facsimile: +27 (1 1) 805-3649; E-mail: Planta Tercera, Despacho 3. 11, 28027 Madrid

10、 Telfono: +34 (91) 321-3148; Facsimile: +34 (91) 321-3157; Correo electrnico: sscc.ventasoaciaena.es Thailund. ICAO Regional Director, Asia and Pacific Office, P.O. Box 11, Samyaek Ladprao, Bangkok 10901 Telephone: +66 (2) 537-8189; Facsimile: +66 (2) 537-8199; Sitatex: BKKCAYA United Kingdom. Westw

11、ard Documedia, 37 Windsor Street, Cheltenham, Glos., GL52 2DG Telephone: +44 (1242) 235-151; Facsimile: +44 (1242) 584-139 Egypt. ICAO Regional Director, Middle East Office, Egyptian Civil Aviation Complex, France. Directeur rgional de IOACI, Bureau Europe et Atlantique Nord, 3 bis, villa mile-Berge

12、rat, India. Oxford Book and Stationery Co., Scindia House, New Delhi i 10001 Japan. Japan Civil Aviation Promotion Foundation, 15-12, 1-chome, Toranomon, Minato-Ku, Tokyo Kenya. ICAO Regional Director, Eastern and Southern African Office, United Nations Accommodation, Mexico. Director Regional de la

13、 OACI, Oficina Norteamrica, Centroamrica y Caribe, South Africa. Avex Air Training (Pty) Ltd., Private Bag X102, Halfway House, 1685, Johannesburg, Republic of South Africa Spain. A.E.N.A. - Aeropuertos Espaoles y Navegacin Area, Calle Juan Ignacio Luca de Tena, 14, Catalogue of ICAO Publications an

14、d Audio-visual Training Aids Issued annually, the Catalogue lists all publications and audio-visual training aids currently available. Monthly supplements announce new publications and audio-visual training aids, amendments, supplements, reprints, etc. Available free from the Document Sales Unit, IC

15、AO COPYRIGHT International Civil Aviation OrganizationLicensed by Information Handling ServicesCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Doc 9760 AN1967 Airworthiness M

16、anual Volume I Organization and Procedures Approved by the Secretary General and published under his authority First Edition - 2001 I n t e rn a t i o n a I Ci v i I Av i at i on Organ iza t i o n COPYRIGHT International Civil Aviation OrganizationLicensed by Information Handling ServicesCopyright I

17、nternational Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-I AMENDMENTS The issue of amendments is announced regularly in the ICAO Journal and in the monthly Supplement to the Catalogue of ICAO Pu

18、blications and Audio-visual Training Aids, which holders of this publication should consult. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA AMENDMENTS No. Date Entered by I CORRIGENDA E I Entered by i (ii) COPYRIGHT International Civil Aviation O

19、rganizationLicensed by Information Handling ServicesCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Foreword 1. This volume of the Airworthiness Manualoutlines the obligation

20、s of the State of Registry and the State of the Operator under the Convention on International Civil Aviation on matters related to airworthiness. It provides detailed guidance on the establishment and operation of an airworthiness organization within the State Civil Aviation Authority with emphasis

21、 on the aircraft inspection division (AID) and the aircraft engineering division (AED). It also covers the procedures for the issuance, renewal and validation of Certificates of Airworthiness, as weil as procedures which may be used to issue Type Certificates for aircraft and aircraft components. Co

22、nsiderable emphasis is placed on the detailed procedures to be utilized by the State of the Operator for the approval of the operators maintenance and reliability programmes, and on operator maintenance certification, as a requirement for the issuance of an Air Operator Certificate (AOC) and the sur

23、veillance of operations following the issuance of the AOC. 2. The major content of this volume was developed from the Manual of Procedures for an Airworthiness Organization (Doc 9389). The content of this volume was reviewed by the Continuing Airworthiness Panel during a Working Group meeting in Par

24、is from 15 to 19 March 1999. It was noted that although the material was consistent with the current issues of Annexes 6 and 8 there was a need to further amend the material, particularly the chapters relating to an airworthiness organization, to reflect current practice. 3. With respect to the issu

25、ance of an AOC, the content of Chapter 6 is complementary to the Manual of Procedures for Operations Inspection, Certification and Continued Surveillance (Doc 8335). 4. Although throughout this manual suggestions are provided concerning the need for various State airworthiness regulations, no attemp

26、t has been made to formulate specific regulations. It is recognized, however, that a number of States, particularly those which are stili in the early stages of establishing an effective civil aviation organization, do require assistance in developing a body of appropriate airworthiness regulations.

27、 In recognition of this need, the Manual of Model Regulations for National Control of Flight Operations and Continuing Airworthiness to Volume I of Aircraft (Doc 9388) has been developed to assist States in the development of regulations suitable for their needs and which, if implemented, would fulf

28、il their obligations under the Convention. 5. In this manual, the term “State” refers to the basic authority which normally establishes a Civil Aviation Authority which has a “Director” with power to exercise authority, under the laws of the State, over civil aviation matters. The term “operator” as

29、 used in Chapter 6 is considered to be a civil commercial air transportation organization. 6. It is recognized that in some cases it may not be feasible for a State, due to the limited scale of aviation operations or lack of technical and economic resources, to establish and maintain the full airwor

30、thiness organization it needs to meet its international ,obligations. This problem may be particularly acute for some States in respect of their obligation to assess and approve or disapprove the maintenance programme of an operator utilizing large and complex aircraft. A State finding itself in thi

31、s position should not in any way diminish the stringency of its regulations; however, it is essential that the State either enter into an agreement with another Contracting State to assist it with the detailed tasks, or obtain the services, on a temporary basis, of qualified inspectors from the Stat

32、e of Manufacture or another State fully experienced in the matter in question. The ICAO Regional Office accredited to the State may be of assistance to the Director in working out cooperative inspection arrangements. 7. Comments on this manual, particularly with regard to its application and usefuln

33、ess, would be appreciated from all States, safety oversight audit missions and ICAO technical cooperation field missions. These will be taken into consideration in the preparation of subsequent editions. Comments should be addressed to: The Secretary General International Civil Aviation Organization

34、 999 University Street Montreal, Quebec Canada H3C 5H7 I-(iii) COPYRIGHT International Civil Aviation OrganizationLicensed by Information Handling ServicesCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted

35、without license from IHS-,-,-Airworthiness Manual Volume I. Organization and Procedures I-(iv) ABBREVIATIONS AD AED AID AME AOC ASTM ATA CAA CG CM DCA Doc EMCG FAA HF HT IATA ICA0 LC Airworthiness directive Aircraft engineering division Aircraft inspection division Aircraft maintenance engineer Air

36、operator certificate American Society for Testing and Materials Air Transport Association (United States) Civil Aviation Authority Centre of gravity Condition monitoring (maintenance process) Director of Civil Aviation Document issued by the International Civil Avia- tion Organization Empty mass cen

37、tre of gravity Federal Aviation Administration (United States) High frequency Overhaul time limit or part life time International Air Transport Association Intemational Civil Aviation Organization Line inspection and check MAC MEL MMEL MNPS MRB MSI oc PF PIN RLD RPM sc SDR SSI TBO TCB TGT TOM TSO VF

38、R VHF Mean aerodynamic chord Minimum equipment list Master minimum equipment list Minimum navigation performance specifications Maintenance review board Maintenance significant item On-condition (maintenance process) Pre-flight Part number Rijksluchlvaardienst (Department of Civil Avia- tion of the

39、Kingdom of the Netherlands) Revolutions per minute Service check Service difficulty reporting Structural significant item Time between overhaul Type certification board Turbine gas temperature Take-off mass Time since overhaul Visual flight rules Very high frequency COPYRIGHT International Civil Avi

40、ation OrganizationLicensed by Information Handling ServicesCopyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-TABLE OF CONTENTS Page Chapter 1 . Airworthiness Responsibilities o

41、f the State . I- 1 . 1 1.1 Obligations under the Convention 1-1-1 1.2 Discharge of State responsibilities I- 1 . 1 Page Chapter 2 . State Regulatory System . 1-2-1 2.1 Introduction . 1-2-1 2.1.1 General . 1-2-1 2: 1.2 Basic aviation law 1-2- 1 2.1.3 Airworthiness regulations 1-2-1 2.2 Structure of t

42、he CAA 1-2-2 Chapter 3 . Airworthiness Organization . Engineering Division 1-3-1 3.1 Organization 1-3-1 3.2 Function 1-3-1 3.3 Staffing 1-3-2 3.4 Duties and responsibilities of an AED engineer 1-3-2 Chapter 4 . Airworthiness Organization . Inspection Division . 1-4-1 4.1 Organization . 1-4- 1 4.2 Fu

43、nction 1-41 4.3 Detailed inspection of aircraft . 1-4-2 4.4 Staffing . 1-4-3 4.5 Duties and responsibilities of an AID inspector . 1-4-3 4.6 AID technical library and records 1-4-4 Chapter 5 . Aircraft Registration. Certificates of Airworthiness and Approvals 1-51 5.1 Registration of aircraft . 1-5-

44、 1 5.2 Certificate of airworthiness . 1-5-1 5.2.1 General 1-5-1 5.2.2 Issuance of a Ce Airworthiness 1-5-3 5.2.3 Renewal of a Certificate o Airworthiness . 1-5-4 5.2.4 Validation of a Certificate of 5.2.6 Period of validity of a Certificate of Airworthiness . 1-5-6 5.3 Airworthiness approvals for ex

45、port . 1-5-7 5.3.1 General . 5.3.2 Special requir 5.3.3 Special conditions 1-5-7 5.3.4 5.3.5 Classification of products for expo Issuance of export certificate 5.4 Approvals for special flights Appendix A to Chapter 5 . Application for Issuance of a Certificate of Airworthiness . I-5A-1 Appendix B t

46、o Chapter 5 . Application for Renewal of a Certificate of Airworthiness I-5B-1 Appendix C to Chapter 5 . Guidance on the Control of Aircraft Mass 1-5c- 1 Appendix D to Chapter 5 . Sample State Guidance for Issuance of Export Airworthiness Approvals . I-5D-1 Chapter 6 . Air Operator Certificate . Air

47、worthiness Aspects . 1-6-1 6.1 6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9 General . 1-6- 1 Airworthiness assessment 1-6-2 6.4.1 Quality assurance system . 1-6-3 6.4.2 Alternative to a quality 6.4.3 Content of the maintenance assurance system . 1-6-3 Maintenance programme Maintenance records 1-6-6 6.8.1 Introdu

48、ction . 1-6-6 6.8.2 General 6.8.3 Contents of record Assessment of the operators arrangements for maintenance 1-6-7 6.9.1 General . 1-6-7 6.9.2 Operators maintenance control manual, maintenance programme and maintenance organizations procedures manual information . 1-6-8 6.8.4 Record-keeping . 6.9.3

49、 Continuing airworthiness 6.9.4 Maintenance records 6.9.5 Maintenance inspection and quality management . 6.9.6 Maintenance training 6.9.7 Certifications for mai 6.9.8 Maintenance facilities 6.9.9 Additional items to be assessed 1-6-8 6 .IO Maintenance-related operations specifications . . 1-6-9 6.10.1 General . 1-6-9 6.10.2 Amplification of Part D 1-6-9 6.10.3 Amplifica