ICAO 9303 PART 1 V1-2006 Machine Readable Travel Documents - Part 1 Machine Readable Passports Volume 1 - Passports with Machine Readable Data Stored in Optical Character Recogniti1 2.pdf

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1、Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Published in separate English, Arabic, French, Russian and Spanish editions by the International Civil Aviation Organization.

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16、ading Estate, Shadowmoss Road, Manchester M22 5LH Telephone: +44 161 499 0023; Facsimile: +44 161 499 0298; E-mail: enquiriesafeonline.corn; World Wide Web: http:/ Catalogue of ICAO Publications and Audio-visual Training Aids Issued annually, the Catalogue lists all publications and audio-visual tra

17、ining aids currently available. Supplements to the Catalogue announce new publications and audio-visual training aids, amendments, supplements, reprints, etc. Available free from the Document Sales Unit, ICAO. Copyright International Civil Aviation Organization Provided by IHS under license with ICA

18、ONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-Doc 9303 Machine Readable Travel Documents Part 1 Machine Readable Passports Volume I Passports with Machine Readable Data Stored in Optical Character Recognition Format Approved by the Secretary General and publishe

19、d under his authority Sixth Edition - 2006 International Civil Aviation Organization Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-AMENDMENTS The issue of amendments is ann

20、ounced regularly in the ICAO Journal and in the supplements to the Catalogue of ICAO Publications and Audio-visual Training Aids, which holders of this publication should consult. The space below is provided to keep a record of such amendments. RECORD OF AMENDMENTS AND CORRIGENDA The designations em

21、ployed and the presentation of the material in this publication do not imply the expression of any opinion whatsoever on the part of ICAO concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries. (ii) Cop

22、yright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-FOREWORD The sixth edition of Doc 9303, Part 1, updates and replaces the specifications for machine readable passports as publish

23、ed in the fifth edition (2003) and represents a substantial modernization of the material contained in previous editions. In particular, this sixth edition incorporates the new globally interoperable standard for biornetric identification of the holder and for the storage of the associated data on a

24、 contactless integrated circuit. In consequence, some other biometric identification methods and data storage media, described in the fifth edition, are no longer to be regarded as options within the globally interoperable standard. States may, however, use them for their own or agreed bilateral pur

25、poses. Such is the magnitude of the specification for the new globally interoperable biometric identification system and the data storage using a contactless integrated circuit, that Doc 9303, Part 1, is now divided into two volumes. The first volume, known as Doc 9303, Part 1, Volume 1, is an updat

26、ed version of the fifth edition containing all the specifications required for a State to issue a machine readable passport book. The second volume, known as Doc 9303, Part 1, Volume 2, contains the specifications for enhancing the machine readable passport with the globally interoperable system of

27、biometric identification and its associated data storage utilizing a contactless integrated circuit. A State wishing to issue a passport designed to facilitate cross-border travel with enhanced security by incorporating the globally interoperable machine assisted biometric identification/data storag

28、e system will therefore need comply with both Volumes of Part I. Certain specifications within Volume 1 , particularly in relation to the portrait and other identification features, have been amended to ensure that when a State decides to upgrade to a globally interoperable biometric passport, a min

29、imum amount of change to passport production will be involved. The specifications and guidance material on matters such as naming conventions, transliteration of national characters in the machine readable zone and the calculation of check digits, expanded in the previous edition, have been retained

30、 in this first volume of Part 1. The option for the inclusion and placement of a bar code on the data page remains, but it is to be emphasized that the inclusion of a bar code and its data is solely for use by the issuing State or by other States by bilateral agreement; it is not globally interopera

31、ble. As before, provision is made for issuing the passport as a wallet-size card in accordance with the specifications for the Size-1 machine readable official travel document as set forth in Doc 9303, Part 3. The emphasis on the security of the document against fraud by alteration or counterfeit is

32、 given greater prominence in this sixth edition, as is the need for security of the premises in which a passport is made, personalized and issued, and for the vetting of staff employed in these activities. A concept highlighted in the fifth edition was that of “global interoperability“. In this cont

33、ext, the term is understood as the capability of inspection systems (either manual or automated) in different States throughout the world to exchange data, to process data received from systems in other States, and to utilize that data in inspection operations in their respective States. Global inte

34、roperability is a major objective of the standardized specifications for placement of both eye readable and machine readable data in all MRTDs. In the security-conscious world of today, the need for machine-assisted global interoperability has become pressing. This has necessitated the standardizati

35、on on one primary biometric identification method and of one method of data storage. The New Technologies Working Group of the Technical Advisory Group on Machine Readable Travel Documents commenced an evaluation in 1998 of the various options and, in early 2001, selected and recommended the face as

36、 the primary biornetric with contactless integrated circuit as the data storage technology. The recommendation was made specifically in response to the needs of passport issuing and immigration authorities to ensure accurate identification of a passport applicant or holder while minimizing facilitat

37、ion problems for the traveller. This recommendation was endorsed by the Air Transport Committee of the ICAO Council in 2003. Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-(

38、ivJ Machine Readable Travel Documents Applicability, Although the specifications in Doc 9303, Part 1, are intended for particular application to the passport, issuing States and organizations are encouraged to apply them as well to other ID-3 size identity documents, for example the laissez-passer,

39、the seafarers identity document and refugee travel documents. Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-TABLE OF CONTENTS Page Foreword . (iii) I . Introduction 1-1 Gen

40、eral considerations . 1-1 ICAOs leadership role 1-1 Relative costs and benefits of machine readable travel documents 1-2 Operations 1-2 Endorsement by IS0 1-3 II . Technical specifications for machine readable passports . References and definitions 11-1 Scope . 11-1 Note on Supplement 11-1 . Normati

41、ve references 11-1 Definitions . 11-2 Technical specifications for machine readable passports 11-3 Ill . Technical specifications for the security of the design. manufacture and issuance of machine readable travel documents . 111-1 Scope . 111-1 Security of the MRP and its personalization . 111-1 Ma

42、chine assisted document verification . 111-1 Security of MRP production and issuance facilities . 111-2 Provision of information on newly issued MRPs 111-2 Provision of information on lost and stolen passports 111-2 lnformative Appendix 1 to Section Ill . Security Standards for machine readable trav

43、el documents 111-3 1 . Scope 111-3 2 . Introduction 111-3 3 . Basic principles 111-4 4 . Main threats to the security of travel documents 111-5 5 . Security features and techniques . 111-5 . 6 . Glossary of terms 111-1 3 lnformative Appendix 2 to Section Ill . Machine-assisted document security veri

44、fication . 111-20 . 1 Scope 111-20 . 2 Types of machine assisted document verification features 111-20 Copyright International Civil Aviation Organization Provided by IHS under license with ICAONot for ResaleNo reproduction or networking permitted without license from IHS-,-,-(vi) Machine Readable T

45、ravel Docc Informative Appendix 3 to Section Ill . The prevention of fraud associated with the issuance process I . Scope . . 2 Fraud and its prevention . . 3 Recommended measures against fraud . . 4 Procedures to combat fraudulent applications . 5 Control of issuing facilities IV . Technical specif

46、ications for machine readable passports . . Scope Physical characteristics . . Constructions and dimensions of the MRP and MRP data page General layout of the MRP data page Content and use of zones . Displayed identification feature(s) of the holder Detailed layout of the MRP data page Visual inspec

47、tion zone - Data element directory . Mandatory machine readable one (MRZ) (Zone VII) Data structure of machine readable data for the MRP data page Machine reading requirements and the effective reading zone . Convention for writing the name of the holder . Representation of the issuing State or orga

48、nization and nationality of the holder Representation of dates . Abbreviations of months in English, French and Spanish Check digits in the machine readable zone Character sets and fonts Characteristics of the machine readable zone Quality specifications of the machine readable zone . . Passport card Passports with additional data storage and biometric capability Appendix 1 to Section IV . Sequence of data elements for the MRP data page Appendix 2 to Section IV . Schematic diagram of the MRP data page . Appendix 3 to Section IV . Schematic diagram of the MRZ Appendix 4 to S