ETSI TS 119 412-5-2015 Electronic Signatures and Infrastructures (ESI) Certificate Profiles Part 5 QCStatements (V2 0 13)《电子签名和基础设施 (ESI) 证书简介 第5部分 质量控制声明 (V2 0 13)》.pdf

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1、 ETSI TS 119 412-5 V2.0.13 (2015-06) Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 5: QCStatements TECHNICAL SPECIFICATION ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)2Reference RTS/ESI-0019412-5-TS Keywords e-commerce, electronic signature, security, trust services ETSI 65

2、0 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www

3、.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived differ

4、ence in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or chan

5、ge of status. Information on the current status of this and other ETSI documents is available at http:/portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx C

6、opyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI.

7、The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute 2015. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE are Trade Marks o

8、f ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)3Contents Intellectual Property Rights 4g3Foreword . 4g3Modal verbs terminology 4g3Intro

9、duction 4g31 Scope 5g32 References 5g32.1 Normative references . 5g32.2 Informative references 5g33 Definitions and abbreviations . 6g33.1 Definitions 6g33.2 Abbreviations . 6g34 Qualified certificate statements 7g34.1 General requirements . 7g34.2 QCStatements claiming compliance with the EU legisl

10、ation . 7g34.2.1 QCStatement claiming that the certificate is a EU qualified certificate . 7g34.2.2 QCStatement claiming that the private key related to the certified public key resides in a QSCD 7g34.2.3 QCStatement claiming that the certificate is a EU qualified certificate of a particular type 8g

11、34.3 Generic QCStatements 8g34.3.1 Introduction. 8g34.3.2 QCStatement regarding limits on the value of transactions . 8g34.3.3 QCStatement indicating the duration of the retention period of material information . 9g34.3.4 QCStatement regarding location of PKI Disclosure Statements (PDS) . 9g35 Requi

12、rements on QCStatements in EU qualified certificates 10g3Annex A (informative): Relationship with the Regulation (EU) No 910/2014 11g3A.1 EU qualified certificates for electronic signatures . 11g3A.2 EU qualified certificates for electronic seals 12g3A.3 EU qualified certificates for website authent

13、ication 13g3Annex B (normative): ASN.1 declarations. 14g3History 16g3ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)4Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is pu

14、blicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ET

15、SI Web server (http:/ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or

16、may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by ETSI Technical Committee Electronic Signatures and Infrastructures (ESI). The present document is part 5 of the multipart deliverable covering the Certificates Profiles. Full details of the

17、 entire series can be found in part 1 i.1. The present document was previously published as ETSI TS 101 862 i.4. Modal verbs terminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described

18、in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citation. Introduction ITU and ISO issued standards for certification of public keys in Recommendation ITU X.509 | ISO/IEC 9

19、594-8 i.7 which are used for the security of communications and data for a wide range of electronic applications. The IETF qualified certificate profile, IETF RFC 3739 2 defines an extension to X.509 certificates, the qcStatements extension, which can include statements relevant for qualified certif

20、icates. IETF RFC 3739 2 defines qualified certificates in a general context as “a certificate whose primary purpose is to identify a person with a high level of assurance, where the certificate meets some qualification requirements defined by an applicable legal framework“. The use of IETF RFC 3739

21、2 qcStatements in the present document goes beyond the scope of the RFC which is directed at natural persons only. The qcStatements certificate extension can contain any statement by the certificate issuer that can be useful to the relying party in determining the applicability of the certificate fo

22、r an intended usage. Such statement can be a declaration that the certificate fulfils specific legal requirements for qualified certificates according to a defined legal framework. The present document is aiming to meet the general requirements of the international community to provide trust and con

23、fidence in electronic transactions including, amongst others, applicable requirements from Regulation (EU) No 910/2014 i.8 annexes I, III and IV. ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)51 Scope The present document defines specific QCStatement for the qcStatements extension as defined in IETF RFC 3

24、739 2, clause 3.2.6, including requirements for their use in EU qualified certificates. Some of these QCStatements can be used for other forms of certificate. The QCStatements defined in the present document can be used in combination with any certificate profile, either defined in ETSI TS 119 412-2

25、 i.2, ETSI TS 119 412-3 i.5 and ETSI TS 119 412-4 i.6, or defined elsewhere. The QCStatements defined in clause 4.3 may be applied to regulatory environments outside the EU. Other requirements specified in clause 4 are specific to Regulation (EU) No 910/2014 i.8 but may be adapted for other regulato

26、ry environments. 2 References 2.1 Normative references References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference

27、d document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http:/docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee

28、 their long term validity. The following referenced documents are necessary for the application of the present document. 1 ISO 639-1:2002: “Codes for the representation of names of languages - Part 1: Alpha-2 code“. 2 IETF RFC 3739: “Internet X.509 Public Key Infrastructure: Qualified Certificates P

29、rofile“. 3 Recommendation ITU-T X.680-X.699: “Information technology - Abstract Syntax Notation One (ASN.1)“. 4 ISO 4217: “Codes for the representation of currencies and funds“. 5 IETF RFC 2818: “HTTP Over TLS“. 2.2 Informative references References are either specific (identified by date of publica

30、tion and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the referenced document (including any amendments) applies. NOTE: While any hyperlinks included in this clause were valid at the

31、time of publication, ETSI cannot guarantee their long term validity. The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. i.1 ETSI TS 119 412-1: “Electronic Signatures and Infrastructures (

32、ESI); Certificate Profiles; Part 1: Overview and common data structures“. i.2 ETSI TS 119 412-2: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 2: Certificate Profile for certificates issued to natural persons“. i.3 Directive 1999/93/EC of the European Parliament and of

33、 the Council of 13 December 1999 on a Community framework for electronic signatures. i.4 ETSI TS 101 862: “Qualified Certificate profile“. ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)6i.5 ETSI TS 119 412-3: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 3: Certificate Profi

34、le for certificates issued to legal persons“. i.6 ETSI TS 119 412-4: “Electronic Signatures and Infrastructures (ESI); Certificate Profiles; Part 4: Certificate Profile for website certificates issued to organisations“. i.7 Recommendation ITU-T X.509/ISO/IEC 9594-8: “Information technology - Open sy

35、stems interconnection - The Directory: Public-key and attribute certificate frameworks“. i.8 Regulation (EU) No 910/2014 of the European Parliament and of the Council on electronic identification and trust services for electronic transactions in the internal market and repealing Directive 1999/93/EC

36、. i.9 IETF RFC 5280: “Internet X.509 Public Key Infrastructure Certificate and Certificate Revocation List (CRL) Profile“. i.10 ETSI TS 119 411-2: “Electronic Signatures and Infrastructures (ESI); Policy and security requirements for Trust Service Providers issuing certificates; Part 2: Requirements

37、 for trust service providers issuing EU qualified certificates“. 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in ETSI TS 119 412-1 i.1 and the following apply: EU qualified certificate: qualified certificate that is stated

38、to be in accordance with Annex I, III or IV of the Regulation (EU) No 910/2014 i.8 or annex I of the Directive 1999/93/EC i.3 whichever is in force at the time of issuance QCStatement: statement for inclusion in a qcStatements certificates extension as specified in IETF RFC 3739 2 qualified electron

39、ic signature/seal creation device: As specified in Regulation (EU) No 910/2014 i.8. secure signature creation device: As specified in Directive 1999/93 i.3. 3.2 Abbreviations For the purposes of the present document, the following abbreviations apply: ASN.1 Abstract Syntax Notation One CA Certificat

40、ion Authority CRL Certificate Revocation ListEC European Commission EU European Union IETF Internet Engineering Task Force ISO International Standards Organisation PDS Policy Disclosure Statements PKI Public Key Infrastructure QC Qualified Certificate QSCD Qualified electronic Signature/Seal Creatio

41、n Device RFC Request For CommentsURL Uniform resource locator ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)74 Qualified certificate statements 4.1 General requirements The qcStatements extension shall be as specified in clause 3.2.6 of IETF RFC 3739 2. The qcStatements extension shall not be marked as cr

42、itical. The following clauses define a number of individual QCStatements to be included in the qcStatements extension. The syntax of the defined statements shall comply with ASN.1 3. The complete ASN.1 module for all defined statements shall be as provided in Annex B; it takes precedence over the AS

43、N.1 definitions provided in the body of the present document, in case of discrepancy. NOTE: This extension is not processed as part of IETF RFC 5280 i.9 path validation and there are no security implications with accepting a certificate in a system that cannot parse this extension. 4.2 QCStatements

44、claiming compliance with the EU legislation 4.2.1 QCStatement claiming that the certificate is a EU qualified certificate This QCstatement claims that the certificate is an EU qualified certificate that is issued according to Directive 1999/93/EC .i.3 or the Annex I, III or IV of the Regulation (EU)

45、 No 910/2014 i.8 whichever is in force at the time of issuance. Syntax: esi4-qcStatement-1 QC-STATEMENT := IDENTIFIED BY id-etsi-qcs-QcCompliance id-etsi-qcs-QcCompliance OBJECT IDENTIFIER := id-etsi-qcs 1 The precise meaning of this statement is enhanced by the QC type statement defined in clause 4

46、.2.3 according to the table 1. Table 1: esi4-qcStatement-1 meaning QC type statement (clause 4.2.3) Meaning of this statement (esi4-qcStatement-1) Absent The certificate is issued according to Directive 1999/93/EC i.3 or Annex I of the Regulation (EU) No 910/2014 i.8 (for electronic signatures). Pre

47、sent The certificate is issued according to Annex I, III or IV of Regulation (EU) No 910/2014 i.8 as of the types declared by the QC type statement in accordance with clause 4.2.3. A certificate that includes this statement shall comply with all requirements defined in clause 5. 4.2.2 QCStatement cl

48、aiming that the private key related to the certified public key resides in a QSCD This QCstatement declares that the private key related to the certified public key resides in a Qualified Signature/Seal Creation Device (QSCD) according to the Regulation (EU) No 910/2014 i.8 or a secure signature cre

49、ation device as defined in the Directive 1999/93/EC i.3. Syntax: esi4-qcStatement-4 QC-STATEMENT := IDENTIFIED BY id-etsi-qcs-QcSSCD id-etsi-qcs-QcSSCD OBJECT IDENTIFIER := id-etsi-qcs 4 ETSI ETSI TS 119 412-5 V2.0.13 (2015-06)84.2.3 QCStatement claiming that the certificate is a EU qualified certificate of a particular type This QCStatement declares that a EU qualified certificate is issued as one or more specific types according to Annexes I, III or IV of the Regulat