EN 60300-1-2014 en Dependability management - Part 1 Guidance for management and application.pdf

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1、BSI Standards PublicationDependabilitymanagementPart 1: Guidance for management and applicationBS EN 60300-1:2014National forewordThis British Standard is the UK implementation of EN 60300-1:2014. It isidentical to IEC 60300-1:2014. It supersedes BS EN 60300-1:2003 and BS EN60300-2:2004, which are w

2、ithdrawn.The UK participation in its preparation was entrusted to TechnicalCommittee DS/1, Dependability.A list of organizations represented on this committee can be obtained onrequest to its secretary.This publication does not purport to include all the necessary provisions ofa contract. Users are

3、responsible for its correct application. The British Standards Institution 2014.Published by BSI Standards Limited 2014ISBN 978 0 580 78089 9ICS 03.100.40; 03.120.01; 21.020Compliance with a British Standard cannot confer immunity fromlegal obligations.This British Standard was published under the a

4、uthority of theStandards Policy and Strategy Committee on 31 October 2014. Amendments/corrigenda issued since publicationDate Text affectedBRITISH STANDARDBS EN 60300-1:2014EUROPEAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN 60300-1 September 2014 ICS 03.100.40; 03.120.01; 21.020 Supersedes EN 6030

5、0-1:2003, EN 60300-2:2004 English Version Dependability management - Part 1: Guidance for management and application (IEC 60300-1:2014) Gestion de la sret de fonctionnement - Partie 1: Lignes directrices pour la gestion et lapplication (CEI 60300-1:2014) Zuverlssigkeitsmanagement - Teil 1: Leitfaden

6、 fr Management und Anwendung (IEC 60300-1:2014) This European Standard was approved by CENELEC on 2014-06-27. CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this European Standard the status of a national standard without any a

7、lteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other langu

8、age made by translation under the responsibility of a CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CENELEC members are the national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, the

9、Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Norway, Poland, Portugal, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United

10、 Kingdom. European Committee for Electrotechnical Standardization Comit Europen de Normalisation Electrotechnique Europisches Komitee fr Elektrotechnische Normung CEN-CENELEC Management Centre: Avenue Marnix 17, B-1000 Brussels 2014 CENELEC All rights of exploitation in any form and by any means res

11、erved worldwide for CENELEC Members. Ref. No. EN 60300-1:2014 E BS EN 60300-1:2014EN 60300-1:2014 - 2 - Foreword The text of document 56/1550/FDIS, future edition 3 of IEC 60300-1, prepared by IEC TC 56, “Dependability”; was submitted to the IEC-CENELEC parallel vote and approved by CENELEC as EN 60

12、300-1:2014. The following dates are fixed: latest date by which the document has to be implemented at national level by publication of an identical national standard or by endorsement (dop) 2014-09-27 latest date by which the national standards conflicting with the document have to be withdrawn (dow

13、) 2017-06-27 This document supersedes EN 60300-1:2003 and EN 60300-2:2004. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CENELEC and/or CEN shall not be held responsible for identifying any or all such patent rights. Endorsement

14、 notice The text of the International Standard IEC 60300-1:2014 was approved by CENELEC as a European Standard without any modification. BS EN 60300-1:2014 2 IEC 60300-1:2014 IEC 2014 CONTENTS INTRODUCTION . 6 1 Scope 7 2 Normative references 7 3 Terms, definitions and abbreviations . 7 3.1 Terms an

15、d definitions . 7 3.2 Abbreviations . 10 4 Dependability management . 10 4.1 Understanding dependability 10 4.2 Benefits of dependability management . 12 4.3 Challenges of managing dependability . 12 5 System for managing dependability . 12 5.1 Overview 12 5.2 Organizational arrangements . 13 5.3 Ma

16、nagement actions 14 5.4 Performance evaluation . 14 6 Application of dependability management 15 6.1 Tailoring a dependability programme . 15 6.2 Analysis of objectives and requirements 16 6.3 Risk management 17 6.4 Implementation of dependability activities through the life cycle . 17 6.5 Selection

17、 of dependability tools and technical activities . 17 6.6 Resources . 18 6.7 Measurement and assessment . 18 6.8 Assurance of dependability 19 6.9 Reviewing dependability outcomes and activities . 20 Annex A (informative) Organizational arrangements of a dependability management system 22 A.1 Organi

18、zational structures . 22 A.2 Organization of dependability activities 22 Annex B (informative) Activities of a dependability management system 24 B.1 Dependability activities within the life cycle 24 B.2 Dependability life cycle activities 27 Annex C (informative) Defining requirements of an item .

19、32 C.1 Requirements from an application perspective . 32 C.2 Examples of performance requirements that include dependability . 33 C.2.1 Requirements determined by both provider and user 33 C.2.2 Requirements determined by provider only . 34 Annex D (informative) Structure of dependability standards

20、. 37 D.1 Structure 37 D.2 Core standards 37 D.3 Process standards . 37 D.4 Support standards 38 D.5 Associated standards . 38 BS EN 60300-1:2014IEC 60300-1:2014 IEC 2014 3 Annex E (informative) Checklist for review of dependability . 39 E.1 Introductory remark 39 E.2 Concept . 39 E.2.1 Requirements

21、definition 39 E.2.2 Requirements analysis 39 E.2.3 High-level architectural design 39 E.3 Development 40 E.3.1 Item design . 40 E.3.2 Full-scale system development . 40 E.4 Realization . 41 E.4.1 Item realization . 41 E.4.2 Item implementation . 41 E.5 Utilization . 41 E.6 Enhancement . 41 E.7 Retir

22、ement . 42 Bibliography 43 Figure 1 Relationship of dependability to the needs and requirements of an item (product, system, process or service) 11 Figure 2 Dependability management systems 13 Figure B.1 Dependability activities and the life cycle 26 Figure C.1 Example showing the relationship betwe

23、en the functional, non-functional and dependability requirements for a motor-driven pipeline pump . 34 Figure C.2 Example showing the relationship between the functional, non-functional and dependability requirements for a family car 36 Figure D.1 Framework for dependability standards 37 Table B.1 A

24、ctivities during the concept stage . 27 Table B.2 Activities during development stage . 29 Table B.3 Activities during the realization stage . 30 Table B.4 Activities during the utilization stage 31 Table B.5 Activities during the enhancement stage 31 Table B.6 Activities during the retirement stage

25、 . 31 BS EN 60300-1:2014 6 IEC 60300-1:2014 IEC 2014 INTRODUCTION This part of IEC 60300 describes the processes involved in managing dependability within an organization and establishes a framework for managing dependability activities for the purpose of achieving dependability performance. Dependa

26、bility is the ability of an item to perform as and when required. Dependability is a term used to describe the time-dependent characteristics associated with the performance of an item. Dependability includes characteristics such as availability, reliability, maintainability and supportability under

27、 given conditions of use and maintenance support requirements. Dependability describes the extent to which something can be trusted to behave as expected. Dependability creates trust and confidence and affects the ability of an organization to meet its objectives. It is achieved by effective plannin

28、g and implementation of dependability activities throughout the life cycle of items. Dependability has a strong impact on the users perception of the value of an item developed or provided by an organization. Poor dependability will affect an organizations capability to deliver its objectives and re

29、duce its reputation. Dependability management provides a systematic approach for addressing dependability and related issues from an organizational and business perspective. Dependability is often driven by technology and requires the integration of innovation with legacy products. Achieving dependa

30、bility throughout the life cycle process can be influenced by market dynamics, global economics and resource distributions, changing customer needs, and a competitive environment. Strategies need to adapt to anticipated changes to sustain viability in business operations. Dependability management fo

31、cuses on the needs of stakeholders in optimizing dependability to enhance organizational objectives and return-on-investments. This standard is written specifically for application to technological products, systems, processes and services, which are referred to in this standard by the general term

32、“item”. However, much of the guidance provided is generic and can be adapted for application in various non-technological applications. In addition, the potential side effects on safety, environment and other factors should be identified, analysed and managed when optimizing dependability. The inten

33、ded audience for this standard ranges from users, owners and customers to organizations involved in and responsible for ensuring dependability requirements are being met. Organizations include all types and sizes of corporations, public and private institutions such as in government agencies, busine

34、ss enterprises, and non-profit associations. BS EN 60300-1:2014IEC 60300-1:2014 IEC 2014 7 DEPENDABILITY MANAGEMENT Part 1: Guidance for management and application 1 Scope This part of IEC 60300 establishes a framework for dependability management. It provides guidance on dependability management of

35、 products, systems, processes or services involving hardware, software and human aspects or any integrated combinations of these elements. It presents guidance on planning and implementation of dependability activities and technical processes throughout the life cycle taking into account other requi

36、rements such as those relating to safety and the environment. This standard gives guidelines for management and their technical personnel to assist them to optimize dependability. This standard is not intended for the purpose of certification. 2 Normative references The following documents, in whole

37、 or in part, are normatively referenced in this document and are indispensable for its application. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. None. 3 Terms, definitions and abbreviat

38、ions For the purposes of this document, the following terms and definitions apply. 3.1 Terms and definitions 3.1.1 availability ability to be in a state to perform as required Note 1 to entry: Availability depends upon the combined characteristics of the reliability, recoverability and maintainabili

39、ty of the item, and in some cases, on the maintenance support performance. Note 2 to entry: Availability may be quantified using appropriate performance measures. SOURCE: IEC 60050-191:2014 11, 191-41-23 3.1.2 dependability ability to perform as and when required Note 1 to entry: Dependability inclu

40、des availability, reliability, recoverability, maintainability, and maintenance support performance, and, in some cases, other characteristics such as durability, safety and security. _ 1Numbers in brackets refer to the bibliography. BS EN 60300-1:2014 8 IEC 60300-1:2014 IEC 2014 Note 2 to entry: De

41、pendability is used as a collective term for the time-related quality characteristics of an item. SOURCE: IEC 60050-191:2014, 191-41-22 3.1.3 dependability case evidence-based, reasoned, traceable argument created to support the contention that a defined system will satisfy the dependability require

42、ments 3.1.4 dependability management coordinated activities to direct and control an organization with regard to dependability Note 1 to entry: Dependability management is part of an organizations overall management. 3.1.5 dependability management system set of interrelated or interacting elements o

43、f an organization to establish dependability-related policies and objectives and the processes to achieve those dependability objectives Note 1 to entry: Systems for managing dependability are part of the overall management system and not usually a separate management system. Note 2 to entry: The sy

44、stem elements include the organizations structure, roles and responsibilities, planning, procedures and processes. 3.1.6 dependability plan set of scheduled activities to achieve dependability objectives and targets for an item 3.1.7 dependability programme coordinated set of plans that describe the

45、 activities that lead to cost-effective achievement of dependability objectives and targets and the way they are resourced 3.1.8 item subject being considered Note 1 to entry: The item may be an individual part, component, device, functional unit, equipment, subsystem, or system. Note 2 to entry: Th

46、e item may consist of hardware, software, people or any combination thereof. Note 3 to entry: The item is often comprised of elements that may each be individually considered. SOURCE: IEC 60050-191:2014, 191-41-01 3.1.9 life cycle series of identifiable stages through which an item goes, from its co

47、nception to disposal EXAMPLE A typical system lifecycle consists of: concept and definition; design and development; construction, installation and commissioning; operation and maintenance; mid-life upgrading, or life extension; and decommissioning and disposal. Note1 to entry: The stages identified

48、 will vary with application. SOURCE: IEC 60050-191:2014, 191-41-09 BS EN 60300-1:2014IEC 60300-1:2014 IEC 2014 9 3.1.10 maintainability ability to be retained in, or restored to a state to perform as required, under given conditions of use and maintenance Note 1 to entry: Given conditions would incl

49、ude aspects that affect maintainability, such as: location for maintenance, accessibility, maintenance procedures and maintenance resources. Note 2 to entry: Maintainability may be quantified using appropriate measures. SOURCE: IEC 60050-191:2014, 191-41-27 3.1.11 maintenance support provision of resources to maintain an item Note 1 to entry: Resources include human resources, support equipment, materials and spare parts, maintenance facilities, documentation and information