ETSI TS 138 214-2018 5G NR Physical layer procedures for data (V15 2 0 3GPP TS 38 214 version 15 2 0 Release 15).pdf

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1、 ETSI TS 138 214 V15.2.0 (2018-07) 5G; NR; Physical layer procedures for data (3GPP TS 38.214 version 15.2.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 214 V15.2.0 (2018-07)13GPP TS 38.214 version 15.2.0 Release 15Reference DTS/TSGR-0138214vf20 Keywords 5G ETSI 650 Route des Lucioles F-069

2、21 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-search

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6、ation No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright an

7、d the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Members and of the

8、3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 214 V15.2.0 (2018-07)23GPP TS 38.214 version 15.2.0 Release 15Intellectual Property Rights Essential patents IPRs es

9、sential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or pote

10、ntially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. N

11、o guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and

12、/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI

13、of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities

14、or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall not“,

15、 “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct citati

16、on. ETSI ETSI TS 138 214 V15.2.0 (2018-07)33GPP TS 38.214 version 15.2.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 6g33.1 Definitions 6g33.2 Symbols 6g33.3 Abbreviati

17、ons . 6g34 Power control . 7g34.1 Power allocation for downlink . 7g35 Physical downlink shared channel related procedures . 8g35.1 UE procedure for receiving the physical downlink shared channel . 8g35.1.1 Transmission schemes 10g35.1.1.1 Transmission scheme 1 . 10g35.1.2 Resource allocation . 10g3

18、5.1.2.1 Resource allocation in time domain 10g35.1.2.1.1 Determination of the resource allocation table to be used for PDSCH 11g35.1.2.2 Resource allocation in frequency domain . 13g35.1.2.2.1 Downlink resource allocation type 0 . 14g35.1.2.2.2 Downlink resource allocation type 1 . 14g35.1.2.3 Physi

19、cal resource block (PRB) bundling. 15g35.1.3 Modulation order, target code rate, redundancy version and transport block size determination . 16g35.1.3.1 Modulation order and target code rate determination . 16g35.1.3.2 Transport block size determination . 19g35.1.4 PDSCH resource mapping 22g35.1.4.1

20、 PDSCH resource mapping with RB symbol level granularity 22g35.1.4.2 PDSCH resource mapping with RE level granularity . 23g35.1.5 Antenna ports quasi co-location 24g35.1.6 UE procedure for receiving downlink reference signals . 25g35.1.6.1 CSI-RS reception procedure 25g35.1.6.1.1 CSI-RS for tracking

21、 . 26g35.1.6.1.2 CSI-RS for L1-RSRP computation 27g35.1.6.1.3 CSI-RS for mobility 27g35.1.6.2 DM-RS reception procedure . 27g35.1.6.3 PT-RS reception procedure . 29g35.1.7 Code block group based PDSCH transmission . 31g35.1.7.1 UE procedure for grouping of code blocks to code block groups . 31g35.1.

22、7.2 UE procedure for receiving code block group based transmissions 31g35.2 UE procedure for reporting channel state information (CSI) . 31g35.2.1 Channel state information framework. 31g35.2.1.1 Reporting settings . 32g35.2.1.2 Resource settings. 32g35.2.1.3 (void) . 32g35.2.1.4 Reporting configura

23、tions . 32g35.2.1.4.1 Resource Setting configuration . 34g35.2.1.4.2 Report Quantity Configurations 35g35.2.1.4.3 L1-RSRP Reporting . 36g35.2.1.5 Triggering/activation of CSI Reports and CSI-RS 37g35.2.1.5.1 Aperiodic CSI Reporting/Aperiodic CSI-RS . 37g35.2.1.5.2 Semi-persistent CSI/Semi-persistent

24、 CSI-RS 37g35.2.1.6 CSI processing criteria 39g35.2.2 Channel state information . 39g3ETSI ETSI TS 138 214 V15.2.0 (2018-07)43GPP TS 38.214 version 15.2.0 Release 155.2.2.1 Channel quality indicator (CQI) 39g35.2.2.1.1 CSI reference resource definition 42g35.2.2.2 Precoding matrix indicator (PMI) .

25、43g35.2.2.2.1 Type I Single-Panel Codebook 43g35.2.2.2.2 Type I Multi-Panel Codebook . 50g35.2.2.2.3 Type II Codebook 54g35.2.2.2.4 Type II Port Selection Codebook 60g35.2.2.3 Reference signal (CSI-RS) 63g35.2.2.3.1 NZP CSI-RS 63g35.2.2.4 Channel State Information Interference Measurement (CSI-IM) .

26、 64g35.2.3 CSI reporting using PUSCH . 64g35.2.4 CSI reporting using PUCCH . 66g35.2.5 Priority rules for CSI reports. 67g35.3 UE PDSCH processing procedure time 67g35.4 UE CSI computation time 68g36 Physical uplink shared channel related procedure 69g36.1 UE procedure for transmitting the physical

27、uplink shared channel 69g36.1.1 Transmission schemes 70g36.1.1.1 Codebook based UL transmission . 70g36.1.1.2 Non-Codebook based UL transmission . 70g36.1.2 Resource allocation . 71g36.1.2.1 Resource allocation in time domain 71g36.1.2.1.1 Determination of the resource allocation table to be used fo

28、r PUSCH 72g36.1.2.2 Resource allocation in frequency domain . 74g36.1.2.2.1 Uplink resource allocation type 0 74g36.1.2.2.2 Uplink resource allocation type 1 75g36.1.2.3 Resource allocation for uplink transmission with configured grant 75g36.1.3 UE procedure for applying transform precoding on PUSCH

29、 . 76g36.1.4 Modulation order, redundancy version and transport block size determination . 77g36.1.4.1 Modulation order and target code rate determination . 77g36.1.4.2 Transport block size determination . 80g36.1.5 Code block group based PUSCH transmission . 81g36.1.5.1 UE procedure for grouping of

30、 code blocks to code block groups . 81g36.1.5.2 UE procedure for transmitting code block group based transmissions . 81g36.2 UE reference symbol (RS) procedure . 82g36.2.1 UE sounding procedure 82g36.2.1.1 UE SRS frequency hopping procedure . 84g36.2.1.2 UE sounding procedure for DL CSI acquisition

31、. 85g36.2.1.3 UE sounding procedure between component carriers . 86g36.2.2 UE DM-RS transmission procedure . 87g36.2.3 UE PT-RS transmission procedure . 88g36.2.3.1 UE PT-RS transmission procedure when transform precoding is not enabled 88g36.2.3.2 UE PT-RS transmission procedure when transform prec

32、oding is enabled 90g36.3 UE PUSCH frequency hopping procedure . 91g36.4 UE PUSCH preparation procedure time . 92g3Annex A (informative): Change history . 93g3History 94g3ETSI ETSI TS 138 214 V15.2.0 (2018-07)53GPP TS 38.214 version 15.2.0 Release 15Foreword This Technical Specification has been prod

33、uced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying ch

34、ange of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of subs

35、tance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 138 214 V15.2.0 (2018-07)63GPP TS 38.214 version 15.2.0 Release 151 Scope The present document specifies and establishes th

36、e characteristics of the physicals layer procedures of data channels for 5G-NR. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“ 2 3GPP TS 38.201: “ NR;

37、 Physical Layer General Description“ 3 3GPP TS 38.202: “NR; Services provided by the physical layer“ 4 3GPP TS 38.211: “NR; Physical channels and modulation“ 5 3GPP TS 38.212: “NR; Multiplexing and channel coding“ 6 3GPP TS 38.213: “NR; Physical layer procedures for control“ 7 3GPP TS 38.215: “NR; P

38、hysical layer measurements“ 8 3GPP TS 38.101: “NR; User Equipment (UE) radio transmission and reception“ 9 3GPP TS 38.104: “NR; Base Station (BS) radio transmission and reception“ 10 3GPP TS 38.321: “NR; Medium Access Control (MAC) protocol specification“ 11 3GPP TS 38.133: “NR; Requirements for sup

39、port of radio resource management“ 12 3GPP TS 38.331: “NR; Radio Resource Control (RRC); Protocol specification“ 13 3GPP TS 38.306: “NR; User Equipment (UE) radio access capabilities“ 14 3GPP TS 38.423: “NG-RAN; Xn signalling transport“ 3 Definitions, symbols and abbreviations 3.1 Definitions For th

40、e purposes of the present document, the terms and definitions given in TR 21.905 1 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 1. 3.2 Symbols For the purposes of the present document, the following symbol

41、s apply: 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 1. BWP Bandwidth part CBG Code bloc

42、k group CP Cyclic prefix ETSI ETSI TS 138 214 V15.2.0 (2018-07)73GPP TS 38.214 version 15.2.0 Release 15CQI Channel quality indicator CPU CSI processing unit CRC Cyclic redundancy check CRI CSI-RS Resource Indicator CSI Channel state information CSI-RS Channel state information reference signal CSI-

43、RSRP CSI reference signal received power CSI-RSRQ CSI reference signal received quality CSI-SINR CSI signal-to-noise and interference ratio CW Codeword DCI Downlink control information DL Downlink DM-RS Dedicated demodulation reference signals EPRE Energy per resource element L1-RSRP Layer 1 referen

44、ce signal received power LI Layer Indicator MCS Modulation and coding scheme PDCCH Physical downlink control channel PDSCH Physical downlink shared channel PSS Primary Synchronisation signal PUCCH Physical uplink control channel QCL Quasi co-location PMI Precoding Matrix Indicator PRB Physical resou

45、rce block PRG Physical resource block group PT-RS Phase-tracking reference signal RB Resource block RBG Resource block group RI Rank IndicatorRIV Resource indicator value SLIV Start and length indicator value SR Scheduling Request SRS Sounding reference signal SS Synchronisation signalSSS Secondary

46、Synchronisation signal SS-RSRP SS reference signal received power SS-RSRQ SS reference signal received quality SS-SINR SS signal-to-noise and interference ratio TCI Transmission Configuration Indicator TDM Time division multiplexing UE User equipment UL Uplink 4 Power control 4.1 Power allocation fo

47、r downlink The gNodeB determines the downlink transmit EPRE. For the purpose of SS-RSRP, SS-RSRQ and SS-SINR measurements, the UE may assume downlink EPRE is constant across the bandwidth. For the purpose of SS-RSRP, SS-RSRQ and SS-SINR measurements, the UE may assume downlink EPRE is constant over

48、SSS carried in different SS/PBCH blocks. For the purpose of SS-RSRP, SS-RSRQ and SS-SINR measurements, the UE may assume that the ratio of SSS EPRE to PBCH DM-RS EPRE is 0 dB. For the purpose of CSI-RSRP, CSI-RSRQ and CSI-SINR measurements, the UE may assume downlink EPRE of a port of CSI-RS resourc

49、e configuration is constant across the configured downlink bandwidth and constant across all configured OFDM symbols. The downlink SS/PBCH SSS EPRE can be derived from the SS/PBCH downlink transmit power given by the parameter SS-PBCH-BlockPower provided by higher layers. The downlink SSS transmit power is defined as the linear average ETSI ETSI TS 138 214 V15.2.0 (2018-07)83GPP TS 38.214 version 15.2.0 Release 15over the power contributions (in W) of all resource elements that carry the SSS within the operating system bandwidth. The d