ETSI TS 138 213-2018 5G NR Physical layer procedures for control (V15 2 0 3GPP TS 38 213 version 15 2 0 Release 15).pdf

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1、 ETSI TS 138 213 V15.2.0 (2018-07) 5G; NR; Physical layer procedures for control (3GPP TS 38.213 version 15.2.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 213 V15.2.0 (2018-07)13GPP TS 38.213 version 15.2.0 Release 15Reference DTS/TSGR-0138213vf20 Keywords 5G ETSI 650 Route des Lucioles F-

2、06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/standards-sea

3、rch The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any existing or perceived difference in contents betwee

4、n such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Informati

5、on on the current status of this and other ETSI documents is available at https:/portal.etsi.org/TB/ETSIDeliverableStatus.aspx If you find errors in the present document, please send your comment to one of the following services: https:/portal.etsi.org/People/CommiteeSupportStaff.aspx Copyright Noti

6、fication No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI. The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright

7、 and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Members and of t

8、he 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 213 V15.2.0 (2018-07)23GPP TS 38.213 version 15.2.0 Release 15Intellectual Property Rights Essential patents IPRs

9、 essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Essential, or p

10、otentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI

11、. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted

12、and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ET

13、SI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identiti

14、es or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shall“, “shall no

15、t“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used in direct cit

16、ation. ETSI ETSI TS 138 213 V15.2.0 (2018-07)33GPP TS 38.213 version 15.2.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 5g31 Scope 6g32 References 6g33 Definitions, symbols and abbreviations . 7g33.1 Definitions 7g33.2 Symbols 7g33.3 Abbrevi

17、ations . 7g34 Synchronization procedures . 9g34.1 Cell search 9g34.2 Transmission timing adjustments . 10g34.3 Timing for secondary cell activation / deactivation 11g35 Radio link monitoring 12g36 Link recovery procedures . 13g37 Uplink Power control . 14g37.1 Physical uplink shared channel 14g37.1.

18、1 UE behaviour 14g37.2 Physical uplink control channel 20g37.2.1 UE behaviour 20g37.3 Sounding reference signals . 25g37.3.1 UE behaviour 26g37.4 Physical random access channel . 28g37.5 Prioritizations for transmission power reductions 28g37.6 Dual connectivity . 29g37.6.1 EN-DC 29g37.7 Power headr

19、oom report 30g37.7.1 Type 1 PH Report . 30g37.7.2 Type 2 PH report 31g37.7.3 Type 3 PH Report . 31g38 Random access procedure 32g38.1 Random access preamble . 32g38.2 Random access response 34g38.3 Msg3 PUSCH . 35g38.4 PDSCH with UE contention resolution identity . 36g39 UE procedure for reporting c

20、ontrol information 36g39.1 HARQ-ACK codebook determination . 37g39.1.1 CBG-based HARQ-ACK codebook determination 37g39.1.2 Type-1 HARQ-ACK codebook determination . 38g39.1.2.1 Type-1 HARQ-ACK codebook in physical uplink control channel 38g39.1.2.2 Type-1 HARQ-ACK codebook in physical uplink shared c

21、hannel. 42g39.1.3 Type-2 HARQ-ACK codebook determination . 42g39.1.3.1 Type-2 HARQ-ACK codebook in physical uplink control channel 42g39.1.3.2 Type-2 HARQ-ACK codebook in physical uplink shared channel. 47g39.2 UCI reporting in physical uplink control channel 48g39.2.1 PUCCH Resource Sets 48g39.2.2

22、PUCCH Formats for UCI transmission 51g39.2.3 UE procedure for reporting HARQ-ACK . 51g39.2.4 UE procedure for reporting SR . 54g39.2.5 UE procedure for reporting multiple UCI types . 54g3ETSI ETSI TS 138 213 V15.2.0 (2018-07)43GPP TS 38.213 version 15.2.0 Release 159.2.5.1 UE procedure for multiplex

23、ing HARQ-ACK or CSI and SR in a PUCCH 57g39.2.5.2 UE procedure for multiplexing HARQ-ACK/SR and CSI in a PUCCH . 58g39.2.6 UCI repetition procedure 61g39.3 UCI reporting in physical uplink shared channel . 62g310 UE procedure for receiving control information 66g310.1 UE procedure for determining ph

24、ysical downlink control channel assignment . 66g310.2 PDCCH validation for DL SPS and UL grant Type 2 73g311 UE-group common signalling 74g311.1 Slot configuration . 74g311.1.1 UE procedure for determining slot format 77g311.2 Interrupted transmission indication 83g311.3 Group TPC commands for PUCCH

25、/PUSCH . 84g311.4 SRS switching 85g312 Bandwidth part operation . 85g313 UE procedure for monitoring Type0-PDCCH common search space . 87g3Annex A: Change history 99g3History 100g3ETSI ETSI TS 138 213 V15.2.0 (2018-07)53GPP TS 38.213 version 15.2.0 Release 15Foreword This Technical Specification has

26、 been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an iden

27、tifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all chang

28、es of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. ETSI ETSI TS 138 213 V15.2.0 (2018-07)63GPP TS 38.213 version 15.2.0 Release 151 Scope The present document specifies and esta

29、blishes the characteristics of the physical layer procedures for control operations in 5G-NR. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. 1 3GPP TR 21.905: “Vocabulary for 3GPP Specifications“ 2 3GPP TS

30、 38.201: “NR; Physical Layer General Description“ 3 3GPP TS 38.202: “NR; Services provided by the physical layer“ 4 3GPP TS 38.211: “NR; Physical channels and modulation“ 5 3GPP TS 38.212: “NR; Multiplexing and channel coding“ 6 3GPP TS 38.214: “NR; Physical layer procedures for data“ 7 3GPP TS 38.2

31、15: “NR; Physical layer measurements“ 8-1 3GPP TS 38.101-1: “NR; User Equipment (UE) radio transmission and reception; Part 1: Range 1 Standalone“ 8-2 3GPP TS 38.101-2: “NR; User Equipment (UE) radio transmission and reception; Part 2: Range 2 Standalone“ 8-3 3GPP TS 38.101-3: “NR; User Equipment (U

32、E) radio transmission and reception; Part 3: Range 1 and Range 2 Interworking operation with other radios“ 9 3GPP TS 38.104: “NR; Base Station (BS) radio transmission and reception“ 10 3GPP TS 38.133: “NR; Requirements for support of radio resource management“ 11 3GPP TS 38.321: “NR; Medium Access C

33、ontrol (MAC) protocol specification“ 12 3GPP TS 38.331: “NR; Radio Resource Control (RRC); Protocol specification“ 13 3GPP TS 36.213: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer procedures“ ETSI ETSI TS 138 213 V15.2.0 (2018-07)73GPP TS 38.213 version 15.2.0 Release 153 Defi

34、nitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in 1, TR 21.905 and the following apply. A term defined in the present document takes precedence over the definition of the same term, if any, in 1, TR 21.905. 3.2 Symbols For

35、 the purposes of the present document, the following symbols apply: 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 1 and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviatio

36、n, if any, in 1, TR 21.905. BWP Bandwidth part CB Code blockCBG Code block group CCE Control channel element CRC Cyclic redundancy check CSI Channel state information DAI Downlink assignment index DC Dual connectivity DCI Downlink control information DL Downlink DL-SCH Downlink shared channel EPRE E

37、nergy per resource element EN-DC E-UTRA NR dual connectivity with MCG using E-UTRA and SCG using NR FR Frequency range GSCN Global synchronization channel number HARQ-ACK Hybrid automatic repeat request acknowledgement MCG Master cell group MCS Modulation and coding scheme PBCH Physical broadcast ch

38、annel PCell Primary cell PDCCH Physical downlink control channel PDSCH Physical downlink shared channel PRACH Physical random access channel PRB Physical resource block PRG Physical resource block group PSCell Primary secondary cell PSS Primary synchronization signal PUCCH Physical uplink control ch

39、annel PUCCH-SCell PUCCH SCell PUSCH Physical uplink shared channel QCL Quasi-collocation RB Resource block RE Resource element RRM Radio resource management RS Reference signal RSRP Reference signal received power SCG Secondary cell group SFN System frame numberSPS Semi-persistent scheduling SR Sche

40、duling request SRI SRS resource indicator SRS Sounding reference signalSSS Secondary synchronization signal ETSI ETSI TS 138 213 V15.2.0 (2018-07)83GPP TS 38.213 version 15.2.0 Release 15TA Timing advance TAG Timing advance group UCI Uplink control information UE User equipment UL Uplink UL-SCH Upli

41、nk shared channel ETSI ETSI TS 138 213 V15.2.0 (2018-07)93GPP TS 38.213 version 15.2.0 Release 154 Synchronization procedures 4.1 Cell search Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the physical layer Cell ID of that cell. A UE r

42、eceives the following synchronization signals (SS) in order to perform cell search: the primary synchronization signal (PSS) and secondary synchronization signal (SSS) as defined in 4, TS 38.211. A UE assumes that reception occasions of a physical broadcast channel (PBCH), PSS, and SSS are in consec

43、utive symbols, as defined in 4, TS 38.211, and form a SS/PBCH block. The UE assumes that SSS, PBCH DM-RS, and PBCH data have the same EPRE. The UE may assume that the ratio of PSS EPRE to SSS EPRE in a SS/PBCH block in a corresponding cell is either 0 dB or 3 dB. If the UE has not been provided dedi

44、cated higher layer parameters, the UE may assume that the ratio of PDCCH DMRS EPRE to SSS EPRE is within -8 dB and 8 dB when the UE monitors PDCCHs for a DCI format 1_0 with CRC scrambled by SI-RNTI, P-RNTI, or RA-RNTI. For a half frame with SS/PBCH blocks, the first symbol indexes for candidate SS/

45、PBCH blocks are determined according to the subcarrier spacing of SS/PBCH blocks as follows, where index 0 corresponds to the first symbol of the first slot in a half-frame. - Case A - 15 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes of 2, 8 + 14*n. For carri

46、er frequencies smaller than or equal to 3 GHz, n=0, 1. For carrier frequencies larger than 3 GHz and smaller than or equal to 6 GHz, n=0, 1, 2, 3. - Case B - 30 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes 4, 8, 16, 20 + 28*n. For carrier frequencies smaller

47、 than or equal to 3 GHz, n=0. For carrier frequencies larger than 3 GHz and smaller than or equal to 6 GHz, n=0, 1. - Case C - 30 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes 2, 8 + 14*n. For carrier frequencies smaller than or equal to 3 GHz, n=0, 1. For ca

48、rrier frequencies larger than 3 GHz and smaller than or equal to 6 GHz, n=0, 1, 2, 3. - Case D - 120 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes 4, 8, 16, 20 + 28*n. For carrier frequencies larger than 6 GHz, n=0, 1, 2, 3, 5, 6, 7, 8, 10, 11, 12, 13, 15, 16

49、, 17, 18. - Case E - 240 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes 8, 12, 16, 20, 32, 36, 40, 44 + 56*n. For carrier frequencies larger than 6 GHz, n=0, 1, 2, 3, 5, 6, 7, 8. From the above cases, the applicable ones for a cell depend on a respective frequency band, as provided in 8-1, TS 38.101-1 and 8-2, TS 38.101-2. A same case applies for all SS/PBCH blocks on the cell. The candidate SS/PBCH blocks in a half frame are indexed in an ascending order in time from 0 to 1L . A