ETSI TS 138 104-2018 5G NR Base Station (BS) radio transmission and reception (V15 2 0 3GPP TS 38 104 version 15 2 0 Release 15).pdf

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1、 ETSI TS 138 104 V15.2.0 (2018-07) 5G; NR; Base Station (BS) radio transmission and reception (3GPP TS 38.104 version 15.2.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 104 V15.2.0 (2018-07)13GPP TS 38.104 version 15.2.0 Release 15Reference RTS/TSGR-0438104vf20 Keywords 5G ETSI 650 Route de

2、s Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http:/www.etsi.org/

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7、The copyright and the foregoing restriction extend to reproduction in all media. ETSI 2018. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTMand the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETMare trademarks of ETSI registered for the benefit of its Mem

8、bers and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 104 V15.2.0 (2018-07)23GPP TS 38.104 version 15.2.0 Release 15Intellectual Property Rights Essential

9、 patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: “Intellectual Property Rights (IPRs); Es

10、sential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards“, which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https:/ipr.etsi.org/). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carrie

11、d out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which

12、are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endo

13、rsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities,

14、UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document “shal

15、l“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except when used

16、in direct citation. ETSI ETSI TS 138 104 V15.2.0 (2018-07)33GPP TS 38.104 version 15.2.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 9g31 Scope 10g32 References 10g33 Definitions, symbols and abbreviations . 10g33.1 Definitions 10g33.2 Symbo

17、ls 15g33.3 Abbreviations . 16g34 General . 18g34.1 Relationship with other core specifications 18g34.2 Relationship between minimum requirements and test requirements 18g34.3 Conducted and radiated requirement reference points . 18g34.3.1 BS type 1-C . 18g34.3.2 BS type 1-H . 19g34.3.3 BS type 1-O a

18、nd BS type 2-O 20g34.4 Base station classes 20g34.5 Regional requirements 21g34.6 Applicability of requirements . 21g34.7 Requirements for contiguous and non-contiguous spectrum 22g34.8 Requirements for BS capable of multi-band operation 22g34.9 OTA co-location with other base stations 24g35 Operati

19、ng bands and channel arrangement . 25g35.1 General . 25g35.2 Operating bands 25g35.3 BS channel bandwidth 26g35.3.1 General 26g35.3.2 Transmission bandwidth configuration . 26g35.3.3 Minimum guardband and transmission bandwidth configuration . 26g35.3.4 RB alignment with different numerologies . 30g

20、35.3.5 BS channel bandwidth per operating band . 30g35.4 Channel arrangement 33g35.4.1 Channel spacing 33g35.4.1.1 Channel spacing for adjacent NR carriers . 33g35.4.1.2 Channel spacing for CA 34g35.4.2 Channel raster . 34g35.4.2.1 NR-ARFCN and channel raster. 34g35.4.2.2 Channel raster to resource

21、element mapping. 35g35.4.2.3 Channel raster entries for each operating band . 35g35.4.3 Synchronization raster 36g35.4.3.1 Synchronization raster and numbering 36g35.4.3.2 Synchronization raster to synchronization block resource element mapping 37g35.4.3.3 Synchronization raster entries for each ope

22、rating band. 37g36 Conducted transmitter characteristics 39g36.1 General . 39g36.2 Base station output power 39g36.2.1 General 39g36.2.2 Minimum requirement for BS type 1-C. 39g36.2.3 Minimum requirement for BS type 1-H 40g36.2.4 Additional requirements (regional) . 40g36.3 Output power dynamics 40g

23、36.3.1 General 40g3ETSI ETSI TS 138 104 V15.2.0 (2018-07)43GPP TS 38.104 version 15.2.0 Release 156.3.2 RE power control dynamic range . 40g36.3.2.1 General 40g36.3.2.2 Minimum requirement for BS type 1-C and BS type 1-H 40g36.3.3 Total power dynamic range 40g36.3.3.1 General 40g36.3.3.2 Minimum req

24、uirement for BS type 1-C and BS type 1-H 41g36.4 Transmit ON/OFF power . 41g36.4.1 Transmitter OFF power 41g36.4.1.1 General 41g36.4.1.2 Minimum requirement for BS type 1-C 41g36.4.1.3 Minimum requirement for BS type 1-H 41g36.4.2 Transmitter transient period 42g36.4.2.1 General 42g36.4.2.2 Minimum

25、requirement for BS type 1-C and BS type 1-H . 42g36.4.2.3 Void. 42g36.5 Transmitted signal quality 42g36.5.1 Frequency error . 42g36.5.1.1 General 42g36.5.1.2 Minimum requirement for BS type 1-C and BS type 1-H 43g36.5.2 Modulation quality 43g36.5.2.1 General 43g36.5.2.2 Minimum Requirement for BS t

26、ype 1-C and BS type 1-H . 43g36.5.2.3 EVM frame structure for measurement . 43g36.5.3 Time alignment error 43g36.5.3.1 General 43g36.5.3.2 Minimum requirement for BS type 1-C and 1-H . 44g36.6 Unwanted emissions . 44g36.6.1 General 44g36.6.2 Occupied bandwidth . 45g36.6.2.1 General 45g36.6.2.2 Minim

27、um requirement for BS type 1-C and BS type 1-H 45g36.6.3 Adjacent Channel Leakage Power Ratio 45g36.6.3.1 General 45g36.6.3.2 Limits and Basic limits 45g36.6.3.3 Minimum requirement for BS type 1-C . 48g36.6.3.4 Minimum requirement for BS type 1-H . 48g36.6.4 Operating band unwanted emissions 49g36.

28、6.4.1 General 49g36.6.4.2 Basic limits 51g36.6.4.2.1 Basic limits for Wide Area BS (Category A) 51g36.6.4.2.2 Basic limits for Wide Area BS (Category B) 51g36.6.4.2.2.1 Category B requirements (Option 1) 51g36.6.4.2.2.2 Category B requirements (Option 2) 53g36.6.4.2.3 Basic limits for Medium Range B

29、S (Category A and B) . 53g36.6.4.2.4 Basic limits for Local Area BS (Category A and B) . 54g36.6.4.2.5 Basic limits for additional requirements 54g36.6.4.2.5.1 Limits in FCC Title 47 . 54g36.6.4.3 Minimum requirements for BS type 1-C . 54g36.6.4.4 Minimum requirements for BS type 1-H . 54g36.6.5 Tra

30、nsmitter spurious emissions . 55g36.6.5.1 General 55g36.6.5.2 Basic limits 55g36.6.5.2.1 General transmitter spurious emissions requirements . 55g36.6.5.2.2 Protection of the BS receiver of own or different BS 56g36.6.5.2.3 Additional spurious emissions requirements . 56g36.6.5.2.4 Co-location with

31、other base stations 62g36.6.5.3 Minimum requirements for BS type 1-C . 66g36.6.5.4 Minimum requirements for BS type 1-H . 66g36.7 Transmitter intermodulation . 67g36.7.1 General 67g36.7.2 Minimum requirements for BS type 1-C 67g36.7.2.1 Co-location minimum requirements 67g3ETSI ETSI TS 138 104 V15.2

32、.0 (2018-07)53GPP TS 38.104 version 15.2.0 Release 156.7.2.2 Additional requirements 68g36.7.3 Minimum requirements for BS type 1-H 68g36.7.3.1 Co-location minimum requirements 68g36.7.3.2 Intra-system minimum requirements. 69g36.7.3.3 Additional requirements 69g37 Conducted receiver characteristics

33、 . 70g37.1 General . 70g37.2 Reference sensitivity level 70g37.2.1 General 70g37.2.2 Minimum requirements for BS type 1-C and BS type 1-H 70g37.3 Dynamic range . 72g37.3.1 General 72g37.3.2 Minimum requirement for BS type 1-C and BS type 1-H 72g37.4 In-band selectivity and blocking 74g37.4.1 Adjacen

34、t Channel Selectivity (ACS) 74g37.4.1.1 General 74g37.4.1.2 Minimum requirement for BS type 1-C and BS type 1-H 74g37.4.1.3 Void. 76g37.4.1.4 Void. 76g37.4.2 In-band blocking . 76g37.4.2.1 General 76g37.4.2.2 Minimum requirement for BS type 1-C and BS type 1-H 76g37.4.2.3 Void. 78g37.4.2.4 Void. 78g

35、37.5 Out-of-band blocking . 78g37.5.1 General 78g37.5.2 Minimum requirement for BS type 1-C and BS type 1-H 78g37.5.3 Co-location minimum requirements for BS type 1-C and BS type 1-H . 79g37.5.4 Void 80g37.6 Receiver spurious emissions. 80g37.6.1 General 80g37.6.2 Basic limits . 80g37.6.3 Minimum re

36、quirement for BS type 1-C. 80g37.6.4 Minimum requirement for BS type 1-H 81g37.7 Receiver intermodulation . 81g37.7.1 General 81g37.7.2 Minimum requirement for BS type 1-C and BS type 1-H 81g37.8 In-channel selectivity . 84g37.8.1 General 84g37.8.2 Minimum requirement for BS type 1-C and BS type 1-H

37、 85g38 Performance requirements 88g39 Radiated transmitter characteristics 89g39.1 General . 89g39.2 Radiated transmit power . 89g39.2.1 General 89g39.2.2 Minimum requirement for BS type 1-H and BS type 1-O . 89g39.2.3 Minimum requirement for BS type 2-O 90g39.3 OTA base station output power 90g39.3

38、.1 General 90g39.3.2 Minimum requirement for BS type 1-O 90g39.3.3 Minimum requirement for BS type 2-O 90g39.3.4 Additional requirements (regional) . 90g39.4 OTA output power dynamics . 90g39.4.1 General 90g39.4.2 OTA RE power control dynamic range 91g39.4.2.1 General 91g39.4.2.2 Minimum requirement

39、 for BS type 1-O . 91g39.4.3 OTA total power dynamic range 91g39.4.3.1 General 91g39.4.3.2 Minimum requirement for BS type 1-O . 91g3ETSI ETSI TS 138 104 V15.2.0 (2018-07)63GPP TS 38.104 version 15.2.0 Release 159.4.3.3 Minimum requirement for BS type 2-O . 91g39.5 OTA transmit ON/OFF power 91g39.5.

40、1 General 91g39.5.2 OTA transmitter OFF power . 91g39.5.2.1 General 91g39.5.2.2 Minimum requirement for type BS type 1-O . 92g39.5.2.3 Minimum requirement for type BS type 2-O . 92g39.5.3 OTA transient period 92g39.5.3.1 General 92g39.5.3.2 Minimum requirement for BS type 1-O . 92g39.5.3.3 Minimum r

41、equirement for BS type 2-O . 92g39.6 OTA transmitted signal quality 92g39.6.1 OTA frequency error 92g39.6.1.1 General 92g39.6.1.2 Minimum requirement for BS type 1-O . 93g39.6.1.3 Minimum requirement for BS type 2-O . 93g39.6.2 OTA modulation quality . 93g39.6.2.1 General 93g39.6.2.2 Minimum Require

42、ment for BS type 1-O . 93g39.6.2.3 Minimum Requirement for BS type 2-O . 93g39.6.3 OTA time alignment error 93g39.6.3.1 General 93g39.6.3.2 Minimum requirement for BS type 1-O . 94g39.6.3.3 Minimum requirement for BS type 2-O . 94g39.7 OTA unwanted emissions 94g39.7.1 General 94g39.7.2 OTA occupied

43、bandwidth . 95g39.7.2.1 General 95g39.7.2.2 Minimum requirement for BS type 1-O and BS type 2-O 95g39.7.3 OTA Adjacent Channel Leakage Power Ratio (ACLR) . 95g39.7.3.1 General 95g39.7.3.2 Minimum requirement for BS type 1-O . 95g39.7.3.3 Minimum requirement for BS type 2-O . 96g39.7.4 OTA out-of-ban

44、d emissions 98g39.7.4.1 General 98g39.7.4.2 Minimum requirement for BS type 1-O 98g39.7.4.3 Minimum requirement for BS type 2-O . 98g39.7.4.3.1 General 98g39.7.4.3.2 OTA spectrum emission mask . 98g39.7.5 OTA transmitter spurious emissions . 99g39.7.5.1 General 99g39.7.5.2 Minimum requirement for BS

45、 type 1-O . 99g39.7.5.2.1 General 99g39.7.5.2.2 General OTA transmitter spurious emissions requirements 99g39.7.5.2.3 Protection of the BS receiver of own or different BS 99g39.7.5.2.4 Additional spurious emissions requirements . 99g39.7.5.2.5 Co-location with other base stations 100g39.7.5.3 Minimu

46、m requirement for BS type 2-O . 100g39.7.5.3.1 General 100g39.7.5.3.2 General OTA transmitter spurious emissions requirements 100g39.7.5.3.3 Additional OTA transmitter spurious emissions requirements 100g39.8 OTA transmitter intermodulation . 101g39.8.1 General 101g39.8.2 Minimum requirement for BS

47、type 1-O 101g310 Radiated receiver characteristics 102g310.1 General . 102g310.2 OTA sensitivity 102g310.2.1 BS type 1-H and BS type 1-O . 102g310.2.1.1 General 102g310.2.1.2 Minimum requirement 103g310.2.2 BS type 2-O 103g3ETSI ETSI TS 138 104 V15.2.0 (2018-07)73GPP TS 38.104 version 15.2.0 Release

48、 1510.3 OTA reference sensitivity level 103g310.3.1 General 103g310.3.2 Minimum requirement for BS type 1-O 103g310.3.3 Minimum requirement for BS type 2-O 105g310.4 OTA Dynamic range 105g310.4.1 General 105g310.4.2 Minimum requirement for BS type 1-O 105g310.5 OTA in-band selectivity and blocking 1

49、14g310.5.1 OTA adjacent channel selectivity . 114g310.5.1.1 General 114g310.5.1.2 Minimum requirement for BS type 1-O . 114g310.5.1.3 Minimum requirement for BS type 2-O . 115g310.5.2 OTA in-band blocking 116g310.5.2.1 General 116g310.5.2.2 Minimum requirement for BS type 1-O . 116g310.5.2.3 OTA in-band blocking for BS type 2-O . 119g310.6 OTA out-of-band blocking . 120g310.6.1 General 120g310.6.2 Minimum requirement for BS type 1-O 120g310.6.2.1 General minimum requirement . 120g310.6.2.2 Co-location minimum requirement . 121g310.6.3 Minimum requirement for BS type 2-O 121g31