EN ISO 50001-2018 Energy management systems - Requirements with guidance for use.pdf

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1、BSI Standards PublicationWB11885_BSI_StandardCovs_2013_AW.indd 1 15/05/2013 15:06Energy management systems - Requirements with guidance for use (ISO 50001:2018)BS EN ISO 50001:2018EUROPEAN STANDARDNORME EUROPENNE EUROPISCHE NORM EN ISO 50001 August 2018 ICS 03.100.70; 27.015 Supersedes EN ISO 50001:

2、2011 English versionEnergy management systems - Requirements with guidance for use (ISO 50001:2018) Systmes de management de lnergie - Exigences etrecommandations pour la mise en oeuvre (ISO50001:2018) Energiemanagementsysteme - Anforderungen mitAnleitung zur Anwendung (ISO 50001:2018) This European

3、 Standard was approved by CEN on 6 August 2018.CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions forgiving this European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographicalreference

4、s concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three official versions (English, French, German). A version in any other language made bytranslation under the responsibility o

5、f a CEN and CENELEC member into its own language and notified to the CEN-CENELECManagement Centre has the same status as the official versions.CEN and CENELEC members are the national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Repu

6、blic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany,Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom.CE

7、N-CENELEC Management Centre:Rue de la Science 23, B-1040 Brussels 2018 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN national Members and forCENELEC Members.Ref. No. EN ISO 50001:2018 ENational forewordThis British Standard is the UK implementation of

8、 EN ISO 50001:2018. It is identical to ISO 50001:2018. It supersedes BS EN ISO 50001:2011, which is withdrawn.The UK participation in its preparation was entrusted to Technical Committee SEM/1, Energy Management.A list of organizations represented on this committee can be obtained on request to its

9、secretary.This publication does not purport to include all the necessary provisions of a contract. Users are responsible for its correct application. The British Standards Institution 2018 Published by BSI Standards Limited 2018ISBN 978 0 580 93443 8ICS 13.020.10; 03.100.70; 03.100.99; 27.015Complia

10、nce with a British Standard cannot confer immunity from legal obligations.This British Standard was published under the authority of the Standards Policy and Strategy Committee on 31 August 2018.Amendments/corrigenda issued since publicationDate Text affectedBRITISH STANDARDBS EN ISO 50001:2018EUROP

11、EAN STANDARD NORME EUROPENNE EUROPISCHE NORM EN ISO 50001 August 2018 ICS 03.100.70; 27.015 Supersedes EN ISO 50001:2011 English version Energy management systems - Requirements with guidance for use (ISO 50001:2018) Systmes de management de lnergie - Exigences et recommandations pour la mise en oeu

12、vre (ISO 50001:2018) Energiemanagementsysteme - Anforderungen mit Anleitung zur Anwendung (ISO 50001:2018) This European Standard was approved by CEN on 6 August 2018. CEN and CENELEC members are bound to comply with the CEN/CENELEC Internal Regulations which stipulate the conditions for giving this

13、 European Standard the status of a national standard without any alteration. Up-to-date lists and bibliographical references concerning such national standards may be obtained on application to the CEN-CENELEC Management Centre or to any CEN and CENELEC member. This European Standard exists in three

14、 official versions (English, French, German). A version in any other language made by translation under the responsibility of a CEN and CENELEC member into its own language and notified to the CEN-CENELEC Management Centre has the same status as the official versions. CEN and CENELEC members are the

15、 national standards bodies and national electrotechnical committees of Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Nethe

16、rlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and United Kingdom. CEN-CENELEC Management Centre: Rue de la Science 23, B-1040 Brussels 2018 CEN/CENELEC All rights of exploitation in any form and by any means reserved worldwide for CEN natio

17、nal Members and for CENELEC Members. Ref. No. EN ISO 50001:2018 EBS EN ISO 50001:2018EN ISO 50001:2018 (E) 3 European foreword This document (EN ISO 50001:2018) has been prepared by Technical Committee ISO/TC 301 “Energy management and energy savings“ in collaboration with Technical Committee CEN/CL

18、C/JTC 14 “Energy management, energy audits, energy savings” the secretariat of which is held by UNI. This European Standard shall be given the status of a national standard, either by publication of an identical text or by endorsement, at the latest by February 2019, and conflicting national standar

19、ds shall be withdrawn at the latest by February 2019. Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights. CEN shall not be held responsible for identifying any or all such patent rights. This document supersedes EN ISO 50001:2011. Acc

20、ording to the CEN-CENELEC Internal Regulations, the national standards organizations of the following countries are bound to implement this European Standard: Austria, Belgium, Bulgaria, Croatia, Cyprus, Czech Republic, Denmark, Estonia, Finland, Former Yugoslav Republic of Macedonia, France, German

21、y, Greece, Hungary, Iceland, Ireland, Italy, Latvia, Lithuania, Luxembourg, Malta, Netherlands, Norway, Poland, Portugal, Romania, Serbia, Slovakia, Slovenia, Spain, Sweden, Switzerland, Turkey and the United Kingdom. Endorsement notice The text of ISO 50001:2018 has been approved by CEN as EN ISO 5

22、0001:2018 without any modification. BS EN ISO 50001:2018ISO 50001:2018(E)Foreword vIntroduction vii1 Scope . 12 Normative references 13 Terms and definitions . 13.1 Terms related to organization 13.2 Terms related to management system . 23.3 Terms related to requirement 33.4 Terms related to perform

23、ance . 43.5 Terms related to energy 64 Context of the organization . 74.1 Understanding the organization and its context . 74.2 Understanding the needs and expectations of interested parties 74.3 Determining the scope of the energy management system . 84.4 Energy management system . 85 Leadership 85

24、.1 Leadership and commitment . 85.2 Energy policy 95.3 Organization roles, responsibilities and authorities 96 Planning 106.1 Actions to address risks and opportunities 106.2 Objectives, energy targets and planning to achieve them 106.3 Energy review . 116.4 Energy performance indicators . 116.5 Ene

25、rgy baseline . 126.6 Planning for collection of energy data . 127 Support 127.1 Resources 127.2 Competence 137.3 Awareness 137.4 Communication . 137.5 Documented information 137.5.1 General. 137.5.2 Creating and updating 147.5.3 Control of documented information 148 Operation 148.1 Operational plann

26、ing and control .148.2 Design 158.3 Procurement 159 Performance evaluation 159.1 Monitoring, measurement, analysis and evaluation of energy performance and the EnMS . 159.1.1 General. 159.1.2 Evaluation of compliance with legal requirements and other requirements.169.2 Internal audit . 169.3 Managem

27、ent review 1710 Improvement .1810.1 Nonconformity and corrective action 1810.2 Continual improvement . 18Annex A (informative) Guidance for use 19 ISO 2018 All rights reserved iiiContents PageBS EN ISO 50001:2018ISO 50001:2018(E)Annex B (informative) Correspondence between ISO 50001:2011 and ISO 500

28、01:2018 .27Bibliography .29Alphabetical list of terms 30iv ISO 2018 All rights reservedBS EN ISO 50001:2018ISO 50001:2018(E)ForewordISO (the International Organization for Standardization) is a worldwide federation of national standards bodies (ISO member bodies). The work of preparing International

29、 Standards is normally carried out through ISO technical committees. Each member body interested in a subject for which a technical committee has been established has the right to be represented on that committee. International organizations, governmental and non-governmental, in liaison with ISO, a

30、lso take part in the work. ISO collaborates closely with the International Electrotechnical Commission (IEC) on all matters of electrotechnical standardization. The procedures used to develop this document and those intended for its further maintenance are described in the ISO/IEC Directives, Part 1

31、. In particular, the different approval criteria needed for the different types of ISO documents should be noted. This document was drafted in accordance with the editorial rules of the ISO/IEC Directives, Part 2 (see www .iso .org/directives).Attention is drawn to the possibility that some of the e

32、lements of this document may be the subject of patent rights. ISO shall not be held responsible for identifying any or all such patent rights. Details of any patent rights identified during the development of the document will be in the Introduction and/or on the ISO list of patent declarations rece

33、ived (see www .iso .org/patents).Any trade name used in this document is information given for the convenience of users and does not constitute an endorsement. For an explanation of the voluntary nature of standards, the meaning of ISO specific terms and expressions related to conformity assessment,

34、 as well as information about ISOs adherence to the World Trade Organization (WTO) principles in the Technical Barriers to Trade (TBT) see www .iso .org/iso/foreword .html.This document was prepared by Technical Committee ISO/TC 301, Energy management and energy savings.This second edition cancels a

35、nd replaces the first edition (ISO 50001:2011), which has been technically revised.The main changes compared to the previous edition are as follows: adoption of ISOs requirements for management system standards, including a high-level structure, identical core text, and common terms and definitions,

36、 to ensure a high level of compatibility with other management system standards; better integration with strategic management processes; clarification of language and document structure; stronger emphasis on the role of top management; adoption of context order for the terms and their definitions in

37、 Clause 3 and update of some definitions; inclusion of new definitions, including energy performance improvement; clarification on exclusions of energy types; clarification of “energy review”; introduction of the concept of normalization of energy performance indicators EnPI(s) and associated energy

38、 baselines EnB(s); addition of details on the energy data collection plan and related requirements (previously energy measurement plan); ISO 2018 All rights reserved vBS EN ISO 50001:2018ISO 50001:2018(E) clarification of text related to energy performance indicators EnPI(s) and energy baselines EnB

39、(s) in order to provide a better understanding of these concepts.Any feedback or questions on this document should be directed to the users national standards body. A complete listing of these bodies can be found at www .iso .org/members .html.vi ISO 2018 All rights reservedBS EN ISO 50001:2018ISO 5

40、0001:2018(E)Introduction0.1 GeneralThe aim of this document is to enable organizations to establish the systems and processes necessary to continually improve energy performance, including energy efficiency, energy use and energy consumption. This document specifies the energy management system (EnM

41、S) requirements for an organization. Successful implementation of an EnMS supports a culture of energy performance improvement that depends upon commitment from all levels of the organization, especially top management. In many instances, this involves cultural changes within an organization.This do

42、cument applies to the activities under the control of the organization. Its application can be tailored to fit the specific requirements of the organization, including the complexity of its systems, degree of documented information and available resources. This document does not apply to product use

43、 by end-users outside of the scope and boundaries of the EnMS, nor does it apply to product design outside of facilities, equipment, systems or energy-using processes. This document does apply to the design and procurement of facilities, equipment, systems or energy-using processes within the scope

44、and boundaries of the EnMS.Development and implementation of an EnMS includes an energy policy, objectives, energy targets and action plans related to its energy efficiency, energy use, and energy consumption while meeting applicable legal requirements and other requirements. An EnMS enables an orga

45、nization to set and achieve objectives and energy targets, to take actions as needed to improve its energy performance, and to demonstrate the conformity of its system to the requirements of this document.0.2 Energy performance approachThis document provides requirements for a systematic, data-drive

46、n and facts-based process, focused on continually improving energy performance. Energy performance is a key element integrated within the concepts introduced in this document in order to ensure effective and measurable results over time. Energy performance is a concept which is related to energy eff

47、iciency, energy use and energy consumption. Energy performance indicators (EnPIs) and energy baselines (EnBs) are two interrelated elements addressed in this document to enable organizations to demonstrate energy performance improvement.0.3 Plan-Do-Check-Act (PDCA) cycleThe EnMS described in this do

48、cument is based on the Plan-Do-Check-Act (PDCA) continual improvement framework and incorporates energy management into existing organizational practices, as illustrated in Figure 1.In the context of energy management, the PDCA approach can be outlined as follows. Plan: understand the context of the

49、 organization, establish an energy policy and an energy management team, consider actions to address risks and opportunities, conduct an energy review, identify significant energy uses (SEUs) and establish energy performance indicators (EnPIs), energy baseline(s) (EnBs), objectives and energy targets, and action plans necessary to deliver results that will improve energy performance in accordance with the organizations energy policy. Do: implement the action plans, operational and maintenance controls, and communication, ensure