ISO IEC 24787-2010 Information technology - Identification cards - On-card biometric comparison《信息技术 识别卡 卡上生物特征识别》.pdf

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1、 Reference number ISO/IEC 24787:2010(E) ISO/IEC 2010INTERNATIONAL STANDARD ISO/IEC 24787 First edition 2010-12-15 Information technology Identification cards On-card biometric comparison Technologies de linformation Cartes didentification Comparaison biomtrique sur cartes ISO/IEC 24787:2010(E) PDF d

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5、ROTECTED DOCUMENT ISO/IEC 2010 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or

6、 ISOs member body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO/IEC 2010 All rights reservedISO/IEC 24787:2010(E) ISO/IEC 2010 All rights res

7、erved iiiContents Page Foreword .v Introductionvi 1 Scope1 2 Conformance.1 3 Normative references2 4 Terms and definitions .2 5 Abbreviated terms.4 6 Architecture of biometric matching using an ICC .5 6.1 General .5 6.2 Off-card comparison .5 6.3 On-card comparison (sensor-off-card) .6 6.4 Work-shar

8、ing on-card comparison7 6.5 System-on-card comparison8 7 General framework for on-card comparison applications 8 7.1 Data for on-card comparison .8 7.1.1 General .8 7.1.2 Biometric reference object handling.8 7.1.3 Configuration data for biometric verification .9 7.1.4 Shared interface for multiple

9、applications11 7.1.5 Retry counter management15 7.2 Standard processes for on-card comparison 15 7.2.1 Application identifier (AID) for on-card biometric comparison 15 7.2.2 Read biometric reference data.15 7.2.3 Enrolment.15 7.2.4 Verification .16 7.2.5 Termination of on-card comparison application

10、16 7.2.6 Comparison process and result output 16 7.2.7 Security requirements and biometric reference management .16 7.2.8 Threshold management17 8 Work-sharing.17 8.1 Runtime work-sharing mechanism using WSR protocol17 8.2 Work-sharing management 18 8.2.1 General .18 8.2.2 Work-sharing procedure dis

11、covery.19 8.2.3 Work-sharing procedure operation .19 Annex A (normative) Common TLV-structure of the file control parameter 20 Annex B (normative) Security policies for on-card biometric comparison 21 B.1 Introduction21 B.2 Common security policies (CSP) for on-card biometric comparison22 B.3 Securi

12、ty policies (SP1) for global comparison configuration data 22 B.4 Security policies (SP2) for local comparison configuration data 23 Annex C (informative) Sample APDU for on-card comparison 24 Annex D (informative) Software shareable interface for biometrics comparison27 D.1 General.27 D.2 Shareable

13、 Interface Mechanism.27 ISO/IEC 24787:2010(E) iv ISO/IEC 2010 All rights reservedAnnex E (informative) Recommendation for security mechanisms in on-card comparison . 29 E.1 General. 29 E.2 Mutual authentication. 29 E.3 Message integrity 29 E.4 Confidentiality. 29 E.5 Prevention of replay attack usin

14、g MAC with secret key. 30 Annex F (informative) Architecture for work-sharing on-card comparison. 31 F.1 General. 31 F.2 Work-sharing architecture for on-card comparison . 31 F.3 Types of work-sharing strategy used for on-card comparison . 32 F.3.1 General. 32 F.3.2 Pre-comparison computation 32 F.3

15、.3 Work-sharing at runtime 32 F.4 Work-sharing computation protocol. 32 Annex G (informative) Examples of implementations of on-card biometric comparison mechanisms 34 G.1 Introduction. 34 G.2 Single Application, Homogeneous Usage .34 G.3 Single Application, Heterogeneous Usage 35 G.4 Multiple Appli

16、cations 35 Annex H (informative) State diagram of a card performing a WSR session when needed 37 Bibliography. 38 ISO/IEC 24787:2010(E) ISO/IEC 2010 All rights reserved vForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the

17、 specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of International Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC techni

18、cal committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in liaison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. Int

19、ernational Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint technical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for vo

20、ting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. ISO/IEC 24787 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology, Subcommittee SC 17, Cards and personal identification. ISO/IEC 24787:2010(E) vi ISO/

21、IEC 2010 All rights reservedIntroduction On-card biometric comparison, also known as on-card matching in ISO/IEC 7816-11:2004, is one privacy-enhanced solution employing integrated circuit cards (ICCs) and biometric technologies, and provides a more secure biometric authentication in that the biomet

22、ric comparison process is executed inside the ICC. In contrast with off-card comparison (off-card matching), on-card comparison does not need the biometric reference data in the ICC to be transferred to interface devices. Therefore, even if the ICC is lost or stolen, the biometric reference data sto

23、red on the ICC cannot be copied and remains private. ISO/IEC 7816-11 and ISO/IEC 19785-3 cover technologies concerning off-card comparison and simple on-card comparison. Most robust biometric comparison processes using biometric samples acquired in the “real” world require high computational intensi

24、ty. In contrast, CPU performance and other resources available on the ICC progress more slowly because requirements for low power consumption, small geometry of the chip, demand of low-cost cards and so on are obstacles to their more rapid advancement. Biometric sensors embedded onto the ICCs are st

25、ill presenting technical challenges. As a result of these circumstances, industry requires a new International Standard for on-card comparison excluding off-card and system-on-card comparison. This International Standard specifies the requirements of and provides recommendations for the following: a

26、rchitectural description of on-card comparison processes; architectural description of work-sharing on-card comparison process that can reduce the work-load on the ICCs by pre-processing computation; management of threshold values and other security issues for on-card comparison. The International O

27、rganization for Standardization (ISO) and International Electrotechnical Commission (IEC) draw attention to the fact that it is claimed that compliance with this document may involve the use of a patent concerning work-sharing given in Clause 8. ISO and IEC take no position concerning the evidence,

28、validity and scope of this patent right. The holder of this patent right has assured the ISO and IEC that he/she is willing to negotiate licences under reasonable and non-discriminatory terms and conditions with applicants throughout the world. In this respect, the statement of the holder of this pa

29、tent right is registered with ISO and IEC. Information may be obtained from: Exploit Technologies Pte Ltd., 30 Biopolis Street, #09-02 Matrix, Singapore 138671 Attention is drawn to the possibility that some of the elements of this document may be the subject of patent rights other than those identi

30、fied above. ISO and IEC shall not be held responsible for identifying any or all such patent rights. INTERNATIONAL STANDARD ISO/IEC 24787:2010(E) ISO/IEC 2010 All rights reserved 1Information technology Identification cards On-card biometric comparison 1 Scope This International Standard establishes

31、 requirements for performing comparisons of biometric samples and returning decisions on an integrated circuit card, and security policies for on-card biometric comparison It also establishes commands and rules to permit pre-comparison computations to be done off-card. This International Standard do

32、es not establish requirements for off-card comparison implementations, requirements for system-on-card implementations, or modality-specific requirements for storage and comparison. 2 Conformance An on-card comparison system claiming conformance to this International Standard shall conform to the re

33、quirements of 7.1.2 to 7.1.5, 7.2.1 to 7.2.8, 8.1, and 8.2.2 to 8.2.3, as applicable. A card conforming to this International Standard shall 1. Be personalized with two sets of data: Biometric reference object handling data, as described in 7.1.2 Configuration data for biometric verification, as des

34、cribed in 7.1.3 2. Support a shared interface for ICCs with multiple applications, as described in 7.1.4 3. Support retry counter management, as described in 7.1.5 4. Comply with the requirements set forth in 7.2.1 and 7.2.8 for on-card comparison implementations 5. Comply with the requirements set

35、forth in 8.1, 8.2.2. and 8.2.3 for work-sharing implementations. Biometric authentication might coexist with other authentication mechanisms, such as PIN. The rules for such coexistence shall comply with ISO/IEC 7816-4:2005. The biometric data shall be organized and managed using either a file struc

36、ture or data objects as per ISO/IEC 7816-4. ISO/IEC 24787:2010(E) 2 ISO/IEC 2010 All rights reserveda) If the biometric data is organized as a file structure then the system shall also be fully compliant with the provisions in ISO/IEC 7816-11. b) If the biometric data are organized and managed as da

37、ta objects then the card shall comply with the provisions in ISO/IEC 7816-4 for data object handling. The encoding of biometric data objects shall comply with ISO/IEC 7816-11 and ISO/IEC 19785-3. 3 Normative references The following referenced documents are indispensable for the application of this

38、document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO/IEC 7816-4:2005, Identification cards Integrated circuit cards Part 4: Organization, security and commands for interchange ISO

39、/IEC 7816-11:2004, Identification cards Integrated circuit cards Part 11: Personal verification through biometric methods ISO/IEC 19785-1, Information technology Common Biometric Exchange Formats Framework Part 1: Data element specification ISO/IEC 19785-3:2007, Information technology Common Biometr

40、ic Exchange Formats Framework Part 3: Patron format specifications ISO/IEC 19794 (all parts), Information technology Biometric data interchange formats ISO/IEC 29794-1:2009, Information technology Biometric sample quality Part 1: Framework 4 Terms and definitions For the purposes of this document, t

41、he following terms and definitions apply. 4.1 auxiliary data data that is dependent on biometric modality and related to the biometric reference but does not include the biometric reference or a biometric sample EXAMPLE Data such as orientation, scaling, etc. 4.2 biometric, adj. of or having to do w

42、ith biometrics SC37 SD2 Harmonised biometric vocabulary NOTE “biometric“ is never used as a noun. 4.3 biometrics automated recognition of individuals based on their behavioral and biological characteristics SC37 SD2 Harmonised biometric vocabulary ISO/IEC 24787:2010(E) ISO/IEC 2010 All rights reserv

43、ed 34.4 biometric claim claim that a biometric capture subject is or is not the bodily source of a specified or unspecified biometric reference SC37 SD2 Harmonised biometric vocabulary 4.5 biometric data biometric sample or aggregations of biometric samples at any stage of processing, biometric refe

44、rence, biometric feature or biometric property SC37 SD2 Harmonised biometric vocabulary 4.6 biometric data format structure for representing biometric data 4.7 biometric Information template descriptive information regarding the associated biometric data ISO/IEC 7816-11:2004 4.8 biometric product id

45、entifier unique identifier registered with the registration authority in accordance with ISO/IEC 19785-1 4.9 biometric property descriptive attributes of the biometric data subject estimated or derived from the biometric sample by automated means SC37 SD2 Harmonised biometric vocabulary 4.10 biometr

46、ic reference one or more stored biometric samples, biometric templates or biometric models attributed to a biometric data subject and used for comparison SC37 SD2 Harmonised biometric vocabulary 4.11 biometric verification system system that aims to perform the process of confirming a biometric clai

47、m SC37 SD2 Harmonised biometric vocabulary 4.12 installation writing of the required parameters into the non-volatile memory inside an integrated circuit card (ICC) by the card OS executing the installation procedure after the application has been uploaded to the ICC 4.13 on-card comparison performi

48、ng comparison and decision making on an integrated circuit card where the biometric reference data is retained on-card in order to enhance security and privacy ISO/IEC 24787:2010(E) 4 ISO/IEC 2010 All rights reserved4.14 off-card comparison biometric comparison performed outside the card by the biom

49、etric verification system against the biometric reference data stored on the card 4.15 pre-comparison computation computation procedure executed outside the ICC that requires the (open) on-card auxiliary data to compute metadata that can be used to speed up the subsequent on-card biometric data comparison process 4.16 work-sharing splitting the computational work load of the comparison process between the card and the biometric interfacing device NOTE Work-sharing on-card comparison