ISO IEC 18031-2011 Information technology - Security techniques - Random bit generation《信息技术 安全性工艺 二进制位的随机生成》.pdf

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1、 Reference number ISO/IEC 18031:2011(E) ISO/IEC 2011INTERNATIONAL STANDARD ISO/IEC 18031 Second edition 2011-11-15 Information technology Security techniques Random bit generation Technologies de linformation Techniques de scurit Gnration de bits alatoires ISO/IEC 18031:2011(E) COPYRIGHT PROTECTED D

2、OCUMENT ISO/IEC 2011 All rights reserved. Unless otherwise specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either ISO at the address below or ISOs memb

3、er body in the country of the requester. ISO copyright office Case postale 56 CH-1211 Geneva 20 Tel. + 41 22 749 01 11 Fax + 41 22 749 09 47 E-mail copyrightiso.org Web www.iso.org Published in Switzerland ii ISO/IEC 2011 All rights reservedISO/IEC 18031:2011(E) ISO/IEC 2011 All rights reserved iiiC

4、ontents Page Foreword vi Introduction . vii 1 Scope 1 2 Normative references 1 3 Terms and definitions . 2 4 Symbols 5 5 Properties and requirements of an RBG . 6 5.1 Properties of an RBG 6 5.2 Requirements of an RBG 7 5.3 Optional requirements for an RBG 8 6 RBG model . 8 6.1 Conceptual functional

5、model for random bit generation 8 6.2 RBG basic components 9 6.2.1 Introduction to the RBG basic components . 9 6.2.2 Entropy source 10 6.2.3 Additional inputs . 10 6.2.4 Internal state 11 6.2.5 Internal state transition functions . 12 6.2.6 Output generation function 13 6.2.7 Support functions 13 7

6、 Types of RBGs . 14 7.1 Introduction to the types of RBGs . 14 7.2 Non-deterministic random bit generators . 14 7.3 Deterministic random bit generators 15 7.4 The RBG spectrum 15 8 Overview and requirements for an NRBG . 16 8.1 NRBG overview 16 8.2 Functional model of an NRBG . 16 8.3 NRBG entropy s

7、ources . 18 8.3.1 Primary entropy source for an NRBG . 18 8.3.2 Physical entropy sources for an NRBG 20 8.3.3 NRBG non-physical entropy sources 20 8.3.4 NRBG additional entropy sources . 21 8.3.5 Hybrid NRBGs 22 8.4 NRBG additional inputs 22 8.4.1 NRBG additional inputs overview 22 8.4.2 Requirement

8、s for NRBG additional inputs . 22 8.5 NRBG internal state . 23 8.5.1 NRBG internal state overview 23 8.5.2 Requirements for the NRBG internal state . 23 8.5.3 Optional requirements for the NRBG internal state . 24 8.6 NRBG internal state transition functions 24 8.6.1 NRBG internal state transition f

9、unctions overview . 24 8.6.2 Requirements for the NRBG internal state transition functions 25 8.6.3 Optional requirements for the NRBG internal state transition functions 25 8.7 NRBG output generation function . 26 8.7.1 NRBG output generation function overview. 26 8.7.2 Requirements for the NRBG ou

10、tput generation function 26 ISO/IEC 18031:2011(E) iv ISO/IEC 2011 All rights reserved8.7.3 An optional requirement for the NRBG output generation function 26 8.8 NRBG health tests .26 8.8.1 NRBG health tests overview .26 8.8.2 General NRBG health test requirements .27 8.8.3 NRBG health test on deter

11、ministic components 27 8.8.4 NRBG health tests on entropy sources .28 8.8.5 NRBG health tests on random output .29 8.9 NRBG component interaction 31 8.9.1 NRBG component interaction overview 31 8.9.2 Requirements for NRBG component interaction .31 8.9.3 Optional requirements for NRBG component inter

12、action .31 9 Overview and requirements for a DRBG .31 9.1 DRBG overview 31 9.2 Functional model of a DRBG 32 9.3 DRBG entropy source .34 9.3.1 Primary entropy source for a DRBG 34 9.3.2 Generating seed values for a DRBG 36 9.3.3 Additional entropy sources for a DRBG 36 9.3.4 Hybrid DRBG 37 9.4 Addit

13、ional inputs for a DRBG .37 9.5 Internal state for a DRBG 37 9.6 Internal state transition function for a DRBG .38 9.7 Output generation function for a DRBG 39 9.8 Support functions for a DRBG .39 9.8.1 DRBG support functions overview 39 9.8.2 DRBG health test .39 9.8.3 DRBG deterministic algorithm

14、test 40 9.8.4 DRBG software/firmware integrity test 40 9.8.5 DRBG critical functions test .40 9.8.6 DRBG software/firmware load test .40 9.8.7 DRBG manual key entry test 40 9.8.8 DRBG continuous random bit generator test .40 9.9 Additional requirements for DRBG keys .41 Annex A (normative) Combining

15、 RBGs 43 Annex B (normative) Conversion methods 44 B.1 Random number generation .44 B.1.1 Techniques for generating random numbers .44 B.1.2 The simple discard method 44 B.1.3 The complex discard method .44 B.1.4 The simple modular method .45 B.1.5 The complex modular method 45 B.2 Extracting bits i

16、n the Dual_EC_DRBG .46 B.2.1 Potential bias in an elliptic curve over a prime field F p.46 B.2.2 Adjusting for the missing bit(s) of entropy in the x coordinates 47 B.2.3 Values for E 48 B.2.4 Observations 50 Annex C (normative) DRBGs .51 C.1 DRBG mechanism examples 51 C.2 DRBGs based on hash-functi

17、ons .51 C.2.1 Introduction to DRBGs based on hash-functions 51 C.2.2 Hash_DRBG 51 C.2.3 HMAC_DRBG 59 C.3 DRBGs based on block ciphers .65 C.3.1 Introduction to DRBGs based on block ciphers .65 C.3.2 CTR_DRBG .65 C.3.3 OFB_DRBG .74 C.4 DRBGs based on number theoretic problems 76 C.4.1 Introduction to

18、 DRBGs based on number theoretic problems .76 ISO/IEC 18031:2011(E) ISO/IEC 2011 All rights reserved vC.4.2 Dual Elliptic Curve DRBG (Dual_EC_DRBG) 76 C.4.3 Micali Schnorr DRBG (MS_DRBG) . 85 C.5 DRBG based on multivariate quadratic equations 95 C.5.1 Introduction to a DRBG based on multivariate qua

19、dratic equations . 95 C.5.2 Multivariate Quadratic DRBG (MQ_DRBG) . 95 Annex D (normative) Application specific constants . 107 D.1 Constants for the Dual_EC_DRBG 107 D.1.1 Introduction to Dual_EC_DRBG required constants . 107 D.1.2 Curves over prime fields. 107 D.1.3 Curves over binary fields . 110

20、 D.2 Default moduli for the MS_DRBG () . 120 D.2.1 Introduction to MS_DRBG default moduli 120 D.2.2 Default modulus n of size 1024 bits 120 D.2.3 Default modulus n of size 2048 bits 120 D.2.4 Default modulus n of size 3072 bits 120 D.2.5 Default modulus n of size 7680 bits 120 D.2.6 Default modulus

21、n of size 15360 bits 121 Annex E (informative) NRBG examples 123 E.1 Canonical coin tossing example 123 E.1.1 Overview . 123 E.1.2 Description of basic process . 123 E.1.3 Relation to standard NRBG components 123 E.1.4 Optional variations 124 E.1.5 Peres unbiasing procedure 124 E.2 Hypothetical nois

22、y diode example 125 E.2.1 Overview . 125 E.2.2 General structure . 125 E.2.3 Details of operation . 126 E.2.4 Failsafe design consequences 130 E.2.5 Modified example 130 E.3 Mouse movement example . 130 Annex F (informative) Security considerations . 132 F.1 Attack model 132 F.2 The security of hash

23、-functions 132 F.3 Algorithm and key size selection . 132 F.3.1 Introduction 132 F.3.2 Equivalent algorithm strengths . 133 F.3.3 Selection of appropriate DRBGs 134 F.4 The security of block cipher DRBGs . 135 F.5 Conditioned entropy sources and the derivation function . 135 Annex G (informative) Di

24、scussion on the estimation of entropy . 136 Annex H (informative) RBG assurance . 137 Annex I (informative) RBG boundaries . 138 Annex J (informative) Rationale for the design of statistical tests 140 J.1 Introduction 140 J.2 Runs test 140 J.3 Long runs test 140 Bibliography 142 ISO/IEC 18031:2011(E

25、) vi ISO/IEC 2011 All rights reservedForeword ISO (the International Organization for Standardization) and IEC (the International Electrotechnical Commission) form the specialized system for worldwide standardization. National bodies that are members of ISO or IEC participate in the development of I

26、nternational Standards through technical committees established by the respective organization to deal with particular fields of technical activity. ISO and IEC technical committees collaborate in fields of mutual interest. Other international organizations, governmental and non-governmental, in lia

27、ison with ISO and IEC, also take part in the work. In the field of information technology, ISO and IEC have established a joint technical committee, ISO/IEC JTC 1. International Standards are drafted in accordance with the rules given in the ISO/IEC Directives, Part 2. The main task of the joint tec

28、hnical committee is to prepare International Standards. Draft International Standards adopted by the joint technical committee are circulated to national bodies for voting. Publication as an International Standard requires approval by at least 75 % of the national bodies casting a vote. Attention is

29、 drawn to the possibility that some of the elements of this document may be the subject of patent rights. ISO and IEC shall not be held responsible for identifying any or all such patent rights. ISO/IEC 18031 was prepared by Joint Technical Committee ISO/IEC JTC 1, Information technology, Subcommitt

30、ee SC 27, IT Security techniques. This second edition cancels and replaces the first edition (ISO/IEC 18031:2005), which has been technically revised. It also incorporates the Technical Corrigendum ISO/IEC 18031:2005/Cor.1:2009. ISO/IEC 18031:2011(E) ISO/IEC 2011 All rights reserved viiIntroduction

31、This International Standard sets out specific requirements that when met will result in the development of a random bit generator that may be applicable to cryptographic applications. Numerous cryptographic applications require the use of random bits. These cryptographic applications include the fol

32、lowing: random keys and initialisation values (IVs) for encryption; random keys for keyed MAC algorithms; random private keys for digital signature algorithms; random values to be used in entity authentication mechanisms; random values to be used in key establishment protocols; random PIN and passwo

33、rd generation; nonces. The purpose of this International Standard is to establish a conceptual model, terminology, and requirements related to the building blocks and properties of systems used for random bit generation in or for cryptographic applications. It is possible to categorize random bit ge

34、nerators into two types. This International Standard identifies the two types as non-deterministic and deterministic random bit generators. A non-deterministic random bit generator can be defined as a random bit generating mechanism that uses a source of entropy to generate a random bit stream. A de

35、terministic random bit generator can be defined as a bit generating mechanism that uses deterministic mechanisms, such as cryptographic algorithms, to generate a random bit stream. In this type of bit stream generation, there is a specific input (normally called a seed) and perhaps some optional inp

36、ut, which, depending on its application, may or may not be publicly available. The seed is processed by a function which provides an output. NOTE This International Standard also recognizes and discusses the existence of Hybrid Random Bit Generators. INTERNATIONAL STANDARD ISO/IEC 18031:2011(E) ISO/

37、IEC 2011 All rights reserved 1Information technology Security techniques Random bit generation 1 Scope This International Standard specifies a conceptual model for a random bit generator for cryptographic purposes, together with the elements of this model. This International Standard specifies the c

38、haracteristics of the main elements required for a non-deterministic random bit generator, specifies the characteristics of the main elements required for a deterministic random bit generator, establishes the security requirements for both the non-deterministic and the deterministic random bit gener

39、ator. Where there is a requirement to produce sequences of random numbers from random bit strings, Annex B gives guidelines on how this can be performed. Techniques for statistical testing of random bit generators for the purposes of independent verification or validation, and detailed designs for s

40、uch generators, are outside the scope of this International Standard. 2 Normative references The following referenced documents are indispensable for the application of this document. For dated references, only the edition cited applies. For undated references, the latest edition of the referenced d

41、ocument (including any amendments) applies. ISO/IEC 9797-2, Information technology Security techniques Message Authentication Codes (MACs) Part 2: Mechanisms using a dedicated hash-function ISO/IEC 10116, Information technology Security techniques Modes of operation for an n-bit block cipher ISO/IEC

42、 10118-3, Information technology Security techniques Hash-functions Part 3: Dedicated hash-functions ISO/IEC 18032, Information technology Security techniques Prime number generation ISO/IEC 18033-3, Information technology Security techniques Encryption algorithms Part 3: Block ciphers ISO/IEC 19790

43、, Information technology Security techniques Security requirements for cryptographic modules ISO/IEC 18031:2011(E) 2 ISO/IEC 2011 All rights reserved3 Terms and definitions For the purposes of this document, the following terms and definitions apply. 3.1 algorithm clearly specified mathematical proc

44、ess for the computation of a set of rules that, if followed, will give a prescribed result 3.2 backward secrecy assurance that previous values cannot be determined from knowledge of the current value or subsequent values 3.3 biased source source of bit strings (or numbers) from a sample space where

45、some bit strings (or numbers) are more likely to be chosen than some other bit strings (or numbers) NOTE 1 Equivalently, if the sample space consists of r elements, some elements will occur with probability different from 1/r. NOTE 2 This term can be contrasted with unbiased source (3.35). 3.4 bit s

46、tream continuous output of bits from a device or mechanism 3.5 bit string finite sequence of ones and zeroes 3.6 black box idealized mechanism that accepts inputs and produces outputs, but is designed such that an observer cannot see inside the box or determine exactly what is happening inside that

47、box NOTE This term can be contrasted with glass box (3.14). 3.7 block cipher symmetric encipherment system with the property that the encryption operates on a block of plaintext, i.e. a string of bits of a defined length, to yield a block of ciphertext ISO/IEC 18033-1 3.8 cryptographic boundary expl

48、icitly defined continuous perimeter that establishes the physical bounds of a cryptographic module and contains all the hardware, software and/or firmware components of a cryptographic module ISO/IEC 19790 3.9 deterministic algorithm characteristic of an algorithm that states that given the same inp

49、ut, the same output is always produced ISO/IEC 18031:2011(E) ISO/IEC 2011 All rights reserved 33.10 deterministic random bit generator DRBG random bit generator that produces a random-appearing sequence of bits by applying a deterministic algorithm to a suitably random initial value called a seed and, possibly, some secondary inputs upon which the security of the random bit generator does not depend NOTE In particular, non-deterministic sources may also form part of these secondar