UL SUBJECT 293-2016 UL Outline for Investigation for Access Control System Units Intended for Use in the UK (Issue 1).pdf

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1、UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM ULSEPTEMBER 23, 20161UL 293Outline of Investigation for Access Control System Units Intended for Usein the UKIssue Number: 1September 23, 2016Summary of TopicsThis is the first issue of the Outline

2、 of Investigation for Access ControlSystem Units Intended for Use in the UK, Subject 293. This outlinedescribes the test standard by which access control system units areevaluated for use within UK buildings. The primary purpose of the outlineis to enable manufacturers of access control units to sat

3、isfy the needsof the Secured by Design initiative (,) whichfocuses on crime prevention of homes and commercial premises andpromotes the use of security standards for a wide range of applicationsand products. The initiative combines minimum standards of physicalsecurity and well-tested principles of

4、natural surveillance and defensiblespace.COPYRIGHT 2016 UL LLCUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM ULSEPTEMBER 23, 2016UL 2932No Text on This PageUL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT P

5、ERMISSION FROM ULCONTENTSINTRODUCTION1 Scope .52 General 63 Components 74 Units of Measurement 75 Undated References 76 Terminology 77 Definitions .78 Summarized Access Control Parameter Definitions 109 Installation and Operating Instructions 11CONSTRUCTION it was not developed as a ULStandard by a

6、UL Standards Technical Panel following ULs accredited consensus process. The technicalrequirements in this Outline of Investigation have been determined and will be maintained by UL LLC.This Outline of Investigation is provided “as-is” without representation or warranty of any kind. Inpublishing and

7、 making this document available, Underwriters Laboratories Inc. is not undertaking torender professional or other services for or on behalf of any person or entity, nor undertaking to performany duty owed by any person or entity to someone else. Anyone using this document should rely on hisor her ow

8、n independent judgment or, as appropriate, seek the advice of a competent professional indetermining the exercise of reasonable care in any given circumstances. Information and other standardson the topic covered by this publication may be available from other sources, which the user may wish tocons

9、ult for additional views or information.Underwriters Laboratories Inc. does not undertake to police or enforce compliance with the contents ofthis document. Underwriters Laboratories Inc. does not certify, test, or inspect products, designs, orinstallations for safety, health or other purposes. Any

10、certification or other statement of compliance withany requirements in this document shall not be attributable to Underwriters Laboratories Inc. and is solelythe responsibility of the certifier or maker of the statement.1 Scope1.1 This Outline of Investigation describes the general requirements for

11、functionalities of electronicaccess control systems for use in security applications in support of Secured By Design installations. Thetesting of the components/systems is divided into five areas:a) Physical attack;b) Electrical safety and performance tests:c) Fitness for purpose;d) Communication se

12、curity; ande) Standby power.1.2 The design, planning, installation, operation, system and equipment maintenance as they relate torisk assessment are not part of this Outline of Investigation. Access control systems and equipmentcovered by this Outline are intended to be installed in accordance with

13、local and municipal codes and arenot intended to impede means of egress.1.3 An electronic access control system consists of one or more components that when interconnectedmeet the functionality criteria stated in this Outline.SEPTEMBER 23, 2016 UL 293 5UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURT

14、HER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL1.4 This Outline defines different security level designations and the functionalities of the access controlsystem associated with each of these levels.1.5 The access control system shall also fulfil the relevant requirements of the applicabl

15、e IEC standards.Functions additional to the mandatory functions specified in this Outline may be included in the electronicaccess control system providing they do not prevent the requirements of this Outline from being met.1.6 This Outline also applies to access control systems sharing means of reco

16、gnition, detection,triggering, interconnection, control, communication, alert signalling and power supplies with otherapplications. The operation of an access control system should not be adversely influenced by otherapplications.1.7 An electronic access control system may consist of any number of a

17、ccess points. This Outlineaddresses the security grade classification for each access point and not the overall system.1.8 Compliance of the individual component parts of the electronic access control system can beassessed to this Outline provided all relevant requirements are applied.1.9 This Outli

18、ne defines the minimum requirements as they apply to the components and/or systems, aswell as recommended characteristics to meet four levels of security performance with Level 1 (lowestlevel) to Level 4 (highest level).1.10 The requirements contained in this Outline do not apply to Video Surveillan

19、ce systems and computerequipment that, when used as part of the access control system, is necessary to support the operation ofthe access control system.1.11 This Outline does not apply to supplementary computer equipment that is not necessary foroperation of the access control system if single open

20、s, earth ground faults or wire-to-wire shorts on thecircuit connection from the computer to the access control system does not inhibit intended operation.2 General2.1 The components and/or system shall comply with the requirements given in Alarm and electronicsecurity systems Part 11-1: Electronic a

21、ccess control systems System and components requirements,IEC 60839-11-1, except where the requirements given in this Outline are different, in which case thisOutline is deemed to be dominant. UL 293 should therefore be read in accordance with IEC 60839-11-1.Products shall also be compliant where app

22、licable to Information technology equipment Safety Part 1:General requirements, IEC/UL 60950-1.2.2 Biometric equipment parameters such as False Accept Rates, False Reject Rates, Failure to Enrol,Failure to Acquire, etc. are not specifically evaluated as part of this Outline.2.3 Access control system

23、s that include Hold-Up signalling features shall comply with Alarm systems -Intrusion and hold-up systems - Part 1: System requirements, BS EN 50131-1, and the ACPO SecuritySystems Policy.SEPTEMBER 23, 2016UL 2936UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT

24、PERMISSION FROM UL2.4 Products intended for installation within air-handling spaces shall also comply with the relevant partsof the UK Building Regulations, Approved Document B (fire safety) Volume 1: Dwellinghouses, and UKBuilding Regulations, Approved Document P, electrical safety Dwellings.3 Comp

25、onents3.1 A component of a product covered by this Outline shall comply with the requirements for thatcomponent. See Appendix B for a list of standards covering components generally used in the systemscovered by this Outline.4 Units of Measurement4.1 Unless otherwise indicated, all voltage and curre

26、nt values mentioned in this Outline areroot-mean-square (rms). Values stated without parentheses are the requirement. Values in parenthesesare explanatory or approximate information.5 Undated References5.1 Any undated reference to a code or standard appearing in the requirements of this Outline shal

27、l beinterpreted as referring to the latest edition of that code or standard.6 Terminology6.1 The term product as used in this Outline refers to all types of access control equipment,components or systems of equipment.7 Definitions7.1 For the purpose of this Outline and unless noted otherwise, the de

28、finitions given in Alarm andelectronic security systems Part 11-1: Electronic access control systems System and componentsrequirements, IEC 60839-11-1, are also applicable to this Outline.7.2 ACCESS CONTROL A means and/or measure to regulate or control physical access that mayconsist of:a) Entry and

29、/or exit to/from a controlled area, protected area or a restricted area orb) Physical access to or the use of a device(s) by electrical, electronic or mechanical means.7.3 ACCESS CONTROL SYSTEM A collection of means, measures and specific practices that whencombined, form or compose a systematic app

30、roach, which enables an authority to control access to areasand resources in a given physical facility. An access control system, within the field of physical security,is generally seen as the second layer in the security of a physical structure.7.4 AIR-HANDLING SPACE Space not specifically fabricat

31、ed for environmental air-handling purposesbut used for air handling purposes as a plenum. (The space above a hung ceiling used for environmentalair-handling is an example).SEPTEMBER 23, 2016 UL 293 7UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FRO

32、M UL7.5 ALARM A condition requiring human assessment or intervention.7.6 ALARM SIGNAL A transmission of an alarm condition or alarm report.7.7 BIOMETRIC(S) Any measurable, unique physiological characteristic or personal trait that is usedas a credential to recognize and verify the identity of an ind

33、ividual (e.g. fingerprint, hand or face geometry,retinal/eye, face, voice, signature or keyboarding dynamics)7.8 CIRCUITS, ELECTRICAL a) High-Voltage A circuit involving a potential of not more than 600 volts and having circuitcharacteristics in excess of those of a low-voltage power limited circuit

34、.b) Low-Voltage A circuit involving a potential of not more than 30 volts alternating current(AC), 42.4 volts direct current (DC) or AC peak.7.9 COMMUNICATION SECURITY Equipment that incorporates refinement in electric apparatus andcircuit arrangement to guard against an attempt to compromise the co

35、nnecting line or communicationchannel between two access control products or equipment.7.10 COMMUNICATION SECURITY LEVELS LEVEL 1 An access control product with no communication security.LEVEL 2 An access control product provided with standard communication security.LEVEL 3 An access control product

36、 provided with 128 bit encryption and SHA, AES, orequivalent standards.LEVEL 4 An access control product provided with 256 bit encryption and SHA, AES, orequivalent standards.7.11 CONTROLLED AREA A room, office, building, facility, premises, or grounds to which access ismonitored, limited, or contro

37、lled.7.12 CRITICAL COMPONENT A critical component is one whose malfunctioning will impair theoperation of the product, grants unauthorized access or creates a risk of fire or electrical shock.7.13 ENDURANCE LEVELS LEVEL 1 An access control product shall operate as intended at rated voltage and curre

38、nt for1,000 cycles of intended operation.LEVEL 2 An access control product shall operate as intended at rated voltage and current for25,000 cycles of intended operation.LEVEL 3 An access control product shall operate as intended at rated voltage and current for50,000 cycles of intended operation.LEV

39、EL 4 An access control product shall operate as intended at rated voltage and current for100,000 cycles of intended operation.SEPTEMBER 23, 2016UL 2938UL COPYRIGHTED MATERIAL NOT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM UL7.14 EQUIPMENT Any part of an electronic acc

40、ess control system, such as access control units,readers, reader interface modules, access point actuators, access point sensors, keypads, and the like.7.15 ESSENTIAL COMPUTER EQUIPMENT Equipment connected to the access control system eitheron or off premise that is relied upon by the system for acc

41、ess control operations.7.16 FAIL SAFE A condition under which the product ceases to operate in such a way as toautomatically allow access or egress.7.17 FAIL SECURE A condition under which the product ceases to operate in such a way as to notallow unauthorized access.7.18 NORMAL STANDBY CONDITION Th

42、e ready-to-operate condition that exists prior to beingoperated.7.19 PHYSICAL ATTACK The ability of the system or, where applicable, the component, to resist attackas specified in IEC 60839-11-1. When tested in accordance with EN 1630 using the tool sets and timesspecified, the test specimen shall n

43、ot fail at the resistance class claimed.7.20 PRIMARY BATTERY Any battery which by design or construction is not intended to be recharged.7.21 PROTECTED AREA A room, office, building, facility, premise or grounds to which access ismonitored, and limited and/or controlled, whereby the authorized perso

44、n of the Access Control Systemmay grant access to non-authorized persons.7.22 RESTRICTED AREA A room, office, building, facility, premises, or grounds to which access ismonitored, limited and strictly controlled, whereby only the administrator of the Access Control Systemshall issue credentials that

45、 will lead to access.7.23 SECONDARY BATTERY Any battery that is intended to be recharged.7.24 SINGLE POINT LOCK An autonomous access control solution, residing locally to the access point,where during primary operation, authorizations are stored, access decisions are made, and access isphysically gr

46、anted or denied within a single stand-alone product.7.25 STAND-ALONE SYSTEM/ MODE An access control solution or mode of operation which does notrely upon communication between the access control unit and/or the computer (monitoring) equipment foraccess control operations.7.26 STANDBY POWER / SECONDA

47、RY POWER SOURCE Provides power when the primary powersource fails.7.27 STANDBY POWER LEVELS LEVEL 1 An access control product designed with no secondary power source.LEVEL 2 An access control product shall operate as intended, and with a loss of primarypower shall continue to operate as intended for

48、 30 minutes while the product is operated everyminute.LEVEL 3 An access control product shall operate as intended, and with a loss of primarypower shall continue to operate as intended for 120 minutes while the product is operated everytwo minutes.SEPTEMBER 23, 2016 UL 293 9UL COPYRIGHTED MATERIAL N

49、OT AUTHORIZED FOR FURTHER REPRODUCTION ORDISTRIBUTION WITHOUT PERMISSION FROM ULLEVEL 4 An access control product shall operate as intended, and with a loss of primarypower shall continue to operate as intended for 4 hours while the product is operated every fiveminutes.8 Summarized Access Control Parameter Definitions8.1 The access control features identified in Table 8.1 shall be identified for the product or equipment bythe Level specified by the manufacturer for tha