1、- m 3515789 0867923 409 m CECW-B I Regulation No. 1 1-2-220 Department of the Army U.S. Army Corps of Engineers Washington, DC 20314-1000 Army Programs CIVIL WORKS ACTIVITIES GENERAL INVESTIGATION (RCS: DAEN-CWB-12) ER 1 1-2-220 29 Jul77 I Distribution Restriction Statement I I Approved for public r
2、elease; distribution is unlimited. I Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-ER 11-2-220 DEPARTMENT OF THE ARMY Office of the Chief of Engineers Washington, D. C. 20314 DAEN- CWB Regulation NO. 11-2-220 Army Programs CIVIL WORKS ACTIVITIES GE
3、NERAL INVESTIGATIONS (RCS DAEN-CWB-12) 29 July 1977 1. -. This regulation furnishes guidance and establishes procedures pertaining to programming and budgeting of Civil Works functions under the General Investigations appropriations title and for the General Investigations function under the Flood C
4、ontrol, Mississippi River and Tributaries title. 2. ADDiicabiiitv . This regulation applies to all OCE elements and all field operating agencies having Civil Works responsibilities. 3. Reference. a. ER 11-2-201 b. ER 11-2-240 C. ER 18-2-1 d. ER 18-2-2 e. ER 37-2-10 f. ER 70-1-5 g. ER 1105-2-10 h. ER
5、 1105-2-14 i. ER 1105-2-81 j. ER 1105-2-82 k. ER 1105-2-210 1. EM 1110-2-8201 This regulation supersedes Chpt. 2 and that portion of Chpt. 6, ER 11-2-101 pertaining to General Investigations function under the Flood Control, MR schedules of obligations and expenditures be established and maintained;
6、 and accurate cost accounting and performance reporting methods be followed. a. Schedules o f Oblisations and ExDenditures ENG Form 2101 ( RCS DAEN- CWB-8). Schedules of Federal obligations and expenditures for all classifications in the General Investigation appropriation title are prepared separat
7、ely on ENG Form 2101. Information as to format and submission is contained in ER 11-2-240. b. Intensive Manaaement Proqram Monitor Svstem (RCS DAEN-CWR-3. Policies, procedures, and reporting requirements for intensive management of the survey program are contained in ER 18-2-2 and ER 1105- 2-10. 8 P
8、rovided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-ER 11-2-220 29 Jul 77 25. ReDort of Civil Works Expenditures bv State - (RCS DAE N-CWB-31. General Investigations funds are to be included in the report as outlined in ER 11-2-240. 26. Classifications fo
9、r Active. Inactive and Deferred Studies. Definitions and procedures for these recommendations are contained in ER 1105-2-10. FOR THE CHIEF OF ENGINEERS: 6 Appendixes APP A - APP B - APP C - APP D - APP E - APP F - General Investigations Accounting System Study Cost Estimate (PB-6) Study Program Sche
10、dule (PB-5a) Justification Data New Survey Start Budget Data Deauthorization Review 9 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-ER 11-2-220 29 Jul 77 APPENDIX A GENERAL INVESTIGATIONS 96X3121 c D I O 2 2 3 o 3 5 I 3 2 I 4 Q 3 1 6 2 5 a 6 4 c 9
11、0 3 8 I a s a a % d ? 5 6 P9 09 U4 o5 A- 1 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-ER 11-2-220 29 Jul 77 Category, Class Cate- Class Sub- Account Sub- gory class account and Subclass Name National Wild and Scenic Rivers System (P.L. 90-542) T
12、echnical and Engineering Assistance on Shore and and Streambank Erosion (Sec. 55, P.L. 93-251) C0I;LECTION AND STUDY OF BASIC DATA stream Gaging Precipitation Studies Inspection of Dams (P.L. 92- International Water Studies Flood Plain Management Services Hydrologic Studies Storm Studies General Hyd
13、rologic Studies Sedimentation Studies Streamflow and Rainfall 367) Data Scientific and Technical Information Centers Coastal Data Collection Transport a tion Cyst ems RESEARCH AM) DEVELOPMENT Materials Soils Rock Concret e Structural Engineering Electrical - Mechanical Coastal Engineering Coastal Hy
14、draulics Coastal Sediments Coastal Structures Sediment - Hydraulic Structure - Hydraulic Structure - Sediment Structure - Sediment - Interaction Interaction Interact ion Hydraulic Interaction 1 1 2 2 2 2 2 2 2 2 2 2 2 2 2 2 3 3 3 3 3 3 3 3 3 3 3 3 3 3 3 - a 6 o 1 2 3 4 5 6 6 6 6 6 7 8 9 O 1 1 1 1 1
15、1 2 2 2 2 2 2 2 2 7 8 O O O O O O O 1 2 3 4 O O O O O 1 2 3 4 5 O 1 2 3 4 5 6 7 06 06 07 07 07 07 07 07 07 07 07 07 07 07 08 08 08 08 oa oa 08 08 08 08 08 08 A- 2 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-= 3515789 08b7935 120 ER 11-2-220 29 Ju
16、l 77 5 3 3 3 3 3 3 5 o 3 3 L 3 3 3 5 4 o Y 1 4 3 5 C 5 2 i 3 5 4 5 .- fi 3 5 OB CS ot! O8 CH-! A- 3 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,- W 3515789 O867936 Ob7 W ER 11-2-220 29 Jul 77 Following are Account Numbers to be used: Account No. N
17、ame 01. 02. 03. 06. 07. 08. 09. Stage 1 Planning Stage 2 Planning Stage 3 Planning Inventory of Dams and Coordination Studies w/other Agencies Collection and Study of Basic Data Research and Development Other Subaccount No. Sub-Feature 01. 02. 03. 04. 05. 06. 07. 08. 09. 10. 11. 12. 13. 14. 15. 20.
18、31. Public Involvement Institutional Studies Social Studies Cultural Resources Studies Environmental Studies Except Fish and Wildlife Fish and Wildlife Studies Economic Studies Surveying and Mapping Hydrology and Hydraulic Investigations Foundations and Materials Investigations Design and Cost Estim
19、ates Real Estate Studies Study Management Plan Formulation and Evaluation Report Preparation Other Studies (identify) Supervision and Administration A- 4 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-= 3515789 0867937 TT3 ER 11-2-220 29 Jul 77 1. D
20、efinitions. Following are brief descriptions of all categories, classes and subclasses of General Investigations (96x3121). a. Commehensive Basin Studies (150). This category consists of: (1) Framework Studies a nd Assess ments Level A) (15 1L. Studies are generally funded through the Water Resource
21、s Council. (2 1 Water Resources Council Co m Dre hni e s ve B asu Studies (Level B) (152). Studies are generally funded through the Water Resources Council. (3) Author izatio ns from Level B Studies 153L . This is described under Level C Studies. b. Level C Studies . These consist of: (1) Preauthori
22、zation Feasibilitv Stu dies (Survevs) (100). Includes investigations specifically authorized by Acts of Congress or by resolutions adopted by the Committee on Environment and Public Works of the U. S. Senate or the Committee on Public Works and Transportation of the House of Representatives. All stu
23、dies in this category require reports to Congress with appropriate recommendations, as directed in the authorizing language. (a) Naviaation Studies (110). Includes all studies in which investigation of navigation problems and needs is the predominant purpose. (b) Flood Damaue Prevention Studies i 12
24、0L. Studies involving river or stream induced flooding problems, or other multiple uses of water resources. (c) Short-line Protect ion Stud ies (130) . Studies involving erosion of beaches and other coastal problems. Water Resources Council Comprehensive Level B (152) study findings reported to Cong
25、ress. (d) Autho rizatinns from Level B Stud ies (153) . Studies to implement c. SDec ia1 Studies 140). Includes those implementation studies of an unusual nature which cannot be appropriately classified under one of the other four subclasses of preauthorization feasibility studies. d. Review of Auth
26、orized Projects (160). This class includes studies of authorized projects which are not specifically authorized by Act of Congress or resolutions of Committees on Public Works, and which are not a part of Advance Engineering and Design under Construction, General. There are four subclasses of studie
27、s under this class: A- 5 Provided by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,- - = 3535787 0867938 93T ER 11-2-220 29 Jul 77 (1) Review of Comoleted Projects (162). Studies conducted under authority of Section 216, Public Law 91-611, which may result in a
28、 report to Congress with modification recommendations. These studies are of level C scope. (2) Project Deautho rizat ion Rev iew (163) . Reviews conducted under the authority of Section 12, Public Law 93-251, which result in recommendations to the Chief of Engineers, who annually Congress with a lis
29、t of projects which are recommended for deauthorization (ER 1105-2- 82). (3) Restudv of De f erred Projects (1611 . Studies proposed by the Chief of Engineers through the budgetary process to review specific projects which have been previously classified “deferred“ to determine whether the projects
30、should be reclassified to the “active“ category. Such studies are normally proposed when the conditions which caused the project to be classified “deferred may no longer exist or may be questionable. (4) Detailed Eco nomic Studies (1641. Studies conducted on projects at the request of the Appropriat
31、ions Committee of the Senate or the House of Representatives. Such studies are generally to affirm or reevaluate the economic justification of a project prior to continuing Federal investment. e. Inve ntorv of Dams (1 70). Work accomplished under the authority of f. Coordination w ith Other Federa 1
32、 Aue ncies. States. a nd Non - Federal Public Law 92-367, the National Dam Safety Act. Uic Interests i1801 . Funds budgeted under this class are for Corps participation in studies which are primarily the responsibility of other Federal agencies, States or other non-Federal public interests. (1) DeDa
33、rtment of Auriculture. Soil Conservation Service (181). Work accomplished under the Watershed Protection and Flood Prevention Act of 1954 (PL 83-566, as amended); Section 7, Public Law 534, Flood Control Act of 1944; Public Law 91-190, National Environmental Policy Act of 1969; and Executive Order N
34、o. 10, 913, dated 18 January 1961. (2) DeDartment of the Interior. Bu reau of Reclamat ion (182). Work accomplished under the authority of Section 7, Public Law 534, Flood Control Act of 1944; and Public Law 685, Small Reclamation Projects Act of 1956. (3) River Basin Commissions and Interauencv Com
35、mittees (183). Work accomplished under the authority of Title III, Public Law 89-80, Water Resources Planning Act of 1965, for Corps participation in activities of River Basin Commissions and Interagency coordinating committees. A- 6 Provided by IHSNot for ResaleNo reproduction or networking permitt
36、ed without license from IHS-,-,-W 3535787 0867739 876 ER 11-2-220 29 Jul 77 (4) Water Oualitv Manaaement (184). Work accomplished under the authority of Section 208, Public Law 92-500, the Federal Water Pollution Control Act Amendments of 1972. (5) Coastal Zone Manaaement (185). Work accomplished un
37、der the authority of Public Law 92-583, Coastal Zone Management Act of 1972. (6) Plannina Assistance to States (186). Work accomplished under the authority of: Section 22, Public Law 93-251, Water Resources Development Act of 1974 (ER 1105-2-81); Section 214, Public Law 89-298, Flood Control Act of
38、1965 (New York); and Section 204, Public Law 91- 611, Flood Control Act of 1970 (Puerto Rico). (7) National Wild and Scenic Rivers System (187L. Work accomplished under the authority of Section 5(a), Public Law 90-542, as amended. (8) Technical and Ensineerina Assistance on Shore and S treambank Ero
39、sion (188). Works accomplished under the authority of Section 55, Public Law 93-251, Water Resources Development Act of 1974. g. Collection and Studv of Basic Data (200). This category comprises continuing activities not directly chargeable to authorized surveys or projects. It includes work perform
40、ed by the Corps and other Federal agencies under the cooperative programs of observing and compiling basic data. In addition, it includes funds for Corps of Engineers participation in the various boards to study the control of international streams and watersheds which mutually affect the United Sta
41、tes and bordering nations. The classes of studies under this category are as follows: (1) Stream Gaaina (2 10). Includes activities relative to a part of the cooperative stream gaging program between the U. S. Geological Survey and the Corps of Engineers for the installation and operation of station
42、s and the collection and publication of stream flow data from general coverage stations. (2) PreciDitation Studies (220). Includes activities conducted by the National Weather Service for the Corps of Engineers in connection with the hydroclimatic network of precipitation stations under the authorit
43、y of Section 207, Public Law 780, 3 September 1954. (3) InsDection of Dams (230). Conduct a national program of inspection of dams authorized by Public Law 92-367. Technical inspections will be made on all dams whose failure or partial failure would endanger the lives of the public or cause substant
44、ial property damage. (4) International Water Studies (240). Includes the Corps of Engineers participation in a number of engineering and control boards, essentially to assure control, utilization, and orderly development of the water resources along the Canadian-United States boundary in A- 7 Provid
45、ed by IHSNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-= 3515789 08679qO 598 ER 11-2-220 29 Jul 77 accordance with provisions of the Boundary Waters Treaty of 1909, the Niagara River Treaty of 1950, the Columbia River Treaty of 1961, and other less formal agreeme
46、nts between the two governments. (5) Flood Plain Manaaement Services (250). Includes studies conducted by the Corps of Engineers under the authority of Section 206, Public Law 86-645, Flood Control Act of 1960, as amended. This authorizes the Secretary of the Army to compile and disseminate data on
47、floods and flood damage potentials and to provide guidance in their use in flood related planning to Federal, State, and local agencies. (6) Wdroloa ic Stud ies 260). Includes the collection and study of basic data to provide information for future use in the design, construction, and operation of w
48、ater control structures. The program consists of four subclasses: (a) $torm Stud ies (261). Continuing investigation of major storms for the purpose of accumulating comprehensive data. These data are required in the evaluation of flood producing potentialities of river basins and constitute the majo
49、r portion of the basic data used in determining probable maximum precipitation patterns. (b) General Hvdroloaic Stud ies 262). Includes hydrologic analyses of rainfall-runoff relationships, snowmelt studies, flood forecasting, analyses of past floods, infiltration indices, unit hydrographs, development of flood hydrographs, and other studies of related hydrologic
