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    CGSB 191 1-2013-CAN CGSB-2013 Surveillance de l掗thique de recherches comportant des essais cliniques biom閐icaux.pdf

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    CGSB 191 1-2013-CAN CGSB-2013 Surveillance de l掗thique de recherches comportant des essais cliniques biom閐icaux.pdf

    1、CAN/CGSB-191.1-2013Research ethics oversight of biomedical clinical trialsICS 03.120.01National Standard of CanadaCopyright Canadian General Standards Board Provided by IHS under license with CGSBNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-The CANADIAN GENERAL

    2、STANDARDS BOARD (CGSB), under whose auspices this National Standard of Canada has been developed is a government agency within Public Works and Government Services Canada. CGSB is engaged in the production of voluntary standards in a wide range of subject areas through the media of standards committ

    3、ees and the consensus process. The standards committees are composed of representatives of relevant interests including producers, consumers and other users, retailers, governments, educational institutions, technical, professional and trade societies, and research and testing organizations. Any giv

    4、en standard is developed on the consensus of views expressed by such representatives. CGSB has been accredited by the Standards Council of Canada as a national standards-development organization. The standards that it develops and offers as National Standards of Canada conform to the criteria and pr

    5、ocedures established for this purpose by the Standards Council of Canada. In addition to standards it publishes as national standards, CGSB produces standards to meet particular needs, in response to requests from a variety of sources in both the public and private sectors. Both CGSB standards and C

    6、GSB national standards are developed in conformance with the policies described in the CGSB Policy Manual for the Development and Review of Standards. CGSB standards are subject to review and revision to ensure that they keep abreast of technological progress. Suggestions for their improvement, whic

    7、h are always welcome, should be brought to the notice of the standards committees concerned. Changes to standards are issued either as separate amendment sheets or in new editions of standards. An up-to-date listing of CGSB standards, including details on latest issues and amendments, and ordering i

    8、nstructions, is found in the CGSB Catalogue, which is published annually and is available without charge upon request. More information is available about CGSB products and services at our Web site www.tpsgc-pwgsc.gc.ca/ongc-cgsb. Although the intended primary application of this standard is stated

    9、in its Scope, it is important to note that it remains the responsibility of the users of the standard to judge its suitability for their particular purpose. The testing and evaluation of a product against this standard may require the use of materials and/or equipment that could be hazardous. This d

    10、ocument does not purport to address all the safety aspects associated with its use. Anyone using this standard has the responsibility to consult the appropriate authorities and to establish appropriate health and safety practices in conjunction with any applicable regulatory requirements prior to it

    11、s use. CGSB neither assumes nor accepts any responsibility for any injury or damage that may occur during or as the result of tests, wherever performed. Attention is drawn to the possibility that some of the elements of this Canadian standard may be the subject of patent rights. CGSB shall not be he

    12、ld responsible for identifying any or all such patent rights. Users of this standard are expressly advised that determination of the validity of any such patent rights is entirely their own responsibility. Further information on CGSB and its services and standards may be obtained from: The Manager S

    13、tandards Division Canadian General Standards Board Gatineau, Canada K1A 1G6 The Standards Council of Canada (SCC) is the coordinating body of the Canadian standardization network, which is composed of people and organizations involved in the development, promotion and implementation of standards. Th

    14、rough the collaborative efforts of Canadian standardization network members, standardization is helping to advance the social and economic well-being of Canada and to safeguard the health and safety of Canadians. The networks efforts are overseen by SCC. The principal objectives of SCC are to foster

    15、 and promote voluntary standardization as a means of advancing the national economy, supporting sustainable development, benefiting the health, safety and welfare of workers and the public, assisting and protecting the consumer, facilitating domestic and international trade, and furthering internati

    16、onal cooperation in relation to standardization. An important facet of the Canadian standards development system is the use of the following principles: consensus; equal access and effective participation by concerned interests; respect for diverse interests and identification of those who should be

    17、 afforded access to provide the needed balance of interests; mechanism for dispute resolution; openness and transparency; open access by interested parties to the procedures guiding the standards development process; clarity with respect to the processes; and Canadian interest consideration as the i

    18、nitial basis for the development of standards. A National Standard of Canada (NSC) is a standard prepared or reviewed by an SCC-accredited SDO and approved by the SCC according to NSC approval requirements. Approval does not refer to the technical content of the standard, as this remains the respons

    19、ibility of the SDO. An NSC reflects a consensus of a number of capable individuals whose collective interests provide, to the greatest practicable extent, a balance of representation of general interests, producers, regulators, users (including consumers) and others with relevant interests, as may b

    20、e appropriate to the subject at hand. NSCs are intended to make a significant and timely contribution to the Canadian interest. Those who have a need to apply standards are encouraged to use NSCs. These standards are subject to periodic review. Users of NSCs are cautioned to obtain the latest editio

    21、n from the SDO that publishes the standard. The responsibility for approving standards as NSCs rests with: Standards Council of Canada 270 Albert Street, Suite 200 Ottawa, Ontario K1P 6N7, CANADA How to order Publications: by telephone 819-956-0425 or 1-800-665-2472 by fax 819-956-5740 by mail CGSB

    22、Sales Centre Gatineau, Canada K1A 1G6 in person Place du Portage Phase III, 6B1 11 Laurier Street Gatineau, Quebec by email ncr.cgsb-ongctpsgc-pwgsc.gc.ca on the Web www.tpsgc-pwgsc.gc.ca/ongc-cgsb Copyright Canadian General Standards Board Provided by IHS under license with CGSBNot for ResaleNo rep

    23、roduction or networking permitted without license from IHS-,-,-NATIONAL STANDARD OF CANADA CAN/CGSB-191.1-2013Research ethics oversight of biomedical clinical trialsNATIONAL STANDARD OF CANADA CAN/CGSB-3.14-2006Prepared by the Approved by the Canadian General Standards BoardPublished May 2013 by the

    24、 Canadian General Standards Board Gatineau, Canada K1A 1G6 HER MAJESTY THE QUEEN IN RIGHT OF CANADA, as represented by the Minister of Public Works and Government Services, the Minister responsible for the Canadian General Standards Board (2013). No part of this publication may be reproduced in any

    25、form without the prior permission of the publisher.CETTE NORME NATIONALE DU CANADA EST DISPONIBLE EN VERSIONSFRANAISE ET ANGLAISE.Copyright Canadian General Standards Board Provided by IHS under license with CGSBNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-CAN/C

    26、GSB-191.1-2013CANADIAN GENERAL STANDARDS BOARDCommittee on Research Ethics Boards Reviewing Biomedical Clinical Trials(Voting membership at date of approval)Chair (non-voting)Griener, G.1National Council on Ethics in Human ResearchGeneral Interest CategoryKelly, J.M.H. Centre for Indigenous Research

    27、, Culture, Language and Education (CIRCLE)Kovacs Burns, K. Best Medicines CoalitionLeonard, P. Canadian Patient Safety InstituteSczelecki, L. Canadian Cancer SocietyThomas, K. Canadian AIDS SocietyProducer CategoryClark, E. McGill University Health CentreCollins-Mrakas, A. York University, Office of

    28、 Research EthicsCorman, J. Institutional Review Board ServicesGodlovitch, G. Conjoint Health Research Ethics Board/University of CalgaryLaviolette, M.A. Ottawa Hospital Research InstituteManzo, J. Ontario Institute for Cancer ResearchNeuman, R. Canadian Association of Research Ethics BoardsOwen, M.

    29、Canadian Association of University Research AdministratorsPaige, C. University Health NetworkRolleston, F. Canadian Blood ServicesSaryeddine, T. Association of Canadian Academic Healthcare OrganizationsShort, D. Research Ethics Board Legal SocietySugarman, R. Hospital for Sick ChildrenVan Nie, A. Mc

    30、Master University Faculty of Health SciencesRegulator CategoryKasina, A. Health Canada, InspectionsMonette, P. Health Canada, Science Policy DirectorateViner, N. Health Canada, Biologics the purpose of a note accompanying a clause is to separate from the text explanatory or informative material.Copy

    31、right Canadian General Standards Board Provided by IHS under license with CGSBNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-CAN/CGSB-191.1-20131CGSB 2013 All rights reservedResearch ethics oversight of biomedical clinical trials1 Scope This National Standard of C

    32、anada applies to Research Ethics Boards (REBs) that evaluate applications for ethical acceptability. If an REB grants ethics approval to conduct biomedical clinical trials, it will provide research ethics oversight of biomedical clinical trials that are subject to the Food and Drugs Act and applicab

    33、le Regulations (see 2.1). This Standard does not preclude or override any applicable regulatory or legal requirement.Intended users This Standard is intended for use primarily by REB chairs, members and administrative staff, qualified investigators and study teams conducting biomedical clinical tria

    34、ls, sponsors and funders of biomedical clinical trials, those with responsibility for establishing and ensuring effective REB operations, those with responsibility for research ethics oversight of biomedical clinical trials in organizations where they are conducted, and regulatory authorities that e

    35、valuate REBs with research ethics oversight of biomedical clinical trials.An organization with an REB intending to use this Standard will take responsible measures to ensure that the roles and responsibilities of the REB are defined, resources are made available, and processes are in place for resea

    36、rch ethics oversight of biomedical clinical trials conducted under its auspices, to ensure that the REB meets the requirements of this Standard and applicable statutory and regulatory requirements.2 Normative references The following documents contain provisions that, through reference in this text,

    37、 constitute provisions of this National Standard of Canada. The referenced documents may be obtained from the sources noted below.An undated reference is to the latest edition or revision of the reference or document in question, unless otherwise specified by the authority applying this standard. A

    38、dated reference is to the specified revision or edition of the reference or document in question. However, parties to agreements based on this National Standard of Canada are encouraged to investigate the possibility of applying the most recent editions of the normative documents indicated below.2.1

    39、 Health CanadaFood and Drugs ActFood and Drug Regulations: Part C, Division 5, Drugs for Clinical Trials Involving Human SubjectsMedical Devices RegulationsNatural Health Products Regulations.Copyright Canadian General Standards Board Provided by IHS under license with CGSBNot for ResaleNo reproduct

    40、ion or networking permitted without license from IHS-,-,-2CAN/CGSB-191.1-2013CGSB 2013 All rights reserved2.1.1 SourceThe above may be obtained from the Department of Justice Canada, Communications Branch, Public Affairs Division, 284 Wellington Street, Ottawa, ON K1A 0H8, Telephone 613-957-4222, Fa

    41、csimile 613-954-0811, http:/canada.justice.gc.ca.2.2 International Conference on Harmonisation (ICH)ICH GCP International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use ICH Harmonised Tripartite Guideline Guideline for Good Clinical Practice E

    42、6(R1), http:/www.ich.org/LOB/media/MEDIA482.pdf.2.2.1 SourceThe above may be obtained from ICH Secretariat, c/o IFPMA, 15 ch. Louis-Dunant, P.O. Box 195, 1211 Geneva 20, Switzerland, Telephone +41 (22) 338 32 06, Facsimile: +41 (22) 338 32 30, http:/www.ich.org.2.3 World Medical AssociationWorld Med

    43、ical Association, Declaration of Helsinki - Ethical Principles for Medical Research Involving Human Subjects, http:/ SourceThe above may be obtained from the World Medical Association (WMA), 13, ch. du Levant, CIB - Btiment A, 01210 Ferney-Voltaire, France, Telephone +33 4 50 40 75 75, Facsimile: +3

    44、3 4 50 40 59 37, http:/.3 Terms and definitions For the purposes of this National Standard of Canada, the following terms and definitions, and those set out in the Food and Drugs Act and applicable Regulations, apply:3.1applicantindividual, sponsor, institution or organization which applies to an RE

    45、B for an ethics review of a biomedical clinical trial.3.2applicationrequest by an applicant for the initial review by an REB of a biomedical clinical trial or requests for review of protocol amendments, changes to consent documents, advertising, or any other materials or changes related to a clinica

    46、l trial reviewed by the REB of Record as part of its research ethics oversight of the biomedical clinical trial.3.3assentaffirmative agreement to participate in a biomedical clinical trial given by a child or other person incapable of giving informed consent.3.4biomedical clinical trialinvestigation

    47、 in which a health product (drug, medical device, or natural health product) is administered to or used by humans and that is intended to discover or verify the clinical, pharmacodynamic or pharmacokinetic effects of the product, or ascertain the safety or efficacy of the product.Copyright Canadian

    48、General Standards Board Provided by IHS under license with CGSBNot for ResaleNo reproduction or networking permitted without license from IHS-,-,-CAN/CGSB-191.1-20133CGSB 2013 All rights reserved3.5community membermember of the general public with no formal affiliation with the sponsor of the biomedical clinical trial, with the organization under whose auspices the biomedical clinical trial is being conducted, or with any site where the biomedical clinical trial is being conducted.NOTE An example of a community member is a patient or a former research subject.3.6conflict of interest


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