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    ASME CA-1-2013 Conformity Assessment Requirements (CA-1 - 2013)《合格评定要求》.pdf

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    ASME CA-1-2013 Conformity Assessment Requirements (CA-1 - 2013)《合格评定要求》.pdf

    1、AN AMERICAN NATIONAL STANDARD ASME CA-12013Conformity Assessment RequirementsCopyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Copyright ASME International Provided by IHS under license with ASME No

    2、t for ResaleNo reproduction or networking permitted without license from IHS-,-,-ASME CA-12013Conformity Assessment RequirementsAN AMERICAN NATIONAL STANDARDTwo Park Avenue New York, NY 10016 USACopyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or net

    3、working permitted without license from IHS-,-,-Date of Issuance: June 21, 2013The next edition of this Standard is scheduled for publication in 2015. This Standard will become effective 1 year after the Date of Issuance.ASME issues written replies to inquiries concerning interpretations of technical

    4、 aspects of this Standard. Interpretations are published on the ASME Web site under the Committee Pages at http:/cstools.asme.org/ as they are issued. Interpretations will also be included with each edition.Errata to codes and standards may be posted on the ASME Web site under the Committee Pages to

    5、 provide correc-tions to incorrectly published items, or to correct typographical or grammatical errors in codes and standards. Such errata shall be used on the date posted.The Committee Pages can be found at http:/cstools.asme.org/. There is an option available to automatically receive an e-mail no

    6、tification when errata are posted to a particular code or standard. This option can be found on the appro-priate Committee Page after selecting “Errata” in the “Publication Information” section.ASME is the registered trademark of The American Society of Mechanical Engineers.This code or standard was

    7、 developed under procedures accredited as meeting the criteria for American National Standards. The Standards Committee that approved the code or standard was balanced to assure that individuals from competent and concerned interests have had an opportunity to participate. The proposed code or stand

    8、ard was made available for public review and comment that provides an opportunity for additional public input from industry, academia, regulatory agencies, and the public-at-large.ASME does not “approve,” “rate,” or “endorse” any item, construction, proprietary device, or activity.ASME does not take

    9、 any position with respect to the validity of any patent rights asserted in connection with any items mentioned in this document, and does not undertake to insure anyone utilizing a standard against liability for infringement of any applicable letters patent, nor assumes any such liability. Users of

    10、 a code or standard are expressly advised that determination of the validity of any such patent rights, and the risk of infringement of such rights, is entirely their own responsibility.Participation by federal agency representative(s) or person(s) affiliated with industry is not to be interpreted a

    11、s government or industry endorsement of this code or standard.ASME accepts responsibility for only those interpretations of this document issued in accordance with the established ASME procedures and policies, which precludes the issuance of interpretations by individuals.No part of this document ma

    12、y be reproduced in any form,in an electronic retrieval system or otherwise,without the prior written permission of the publisher.The American Society of Mechanical EngineersTwo Park Avenue, New York, NY 10016-5990Copyright 2013 byTHE AMERICAN SOCIETY OF MECHANICAL ENGINEERSAll rights reservedPrinted

    13、 in U.S.A.Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-iiiCONTENTSForeword ivCommittee Roster vStatement of Policy on the Use of the ASME Certification Mark in Advertising vi1 Introduction . 12

    14、 Certification Process . 13 Designated Oversight . 44 Data Reports 45 ASME Certification Mark 46 Accreditation of Testing Laboratories and Acceptance of Authorized Observers . 5Table1-1 ASME Boiler and Pressure Vessel Certification Programs 2Copyright ASME International Provided by IHS under license

    15、 with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ivFOREWORDIn February 2009, the ASME Board on Conformity Assessment (BCA) formed the Committee on Conformity Assessment Requirements.The mission of this committee was to develop a separate standard that inc

    16、ludes the neces-sary ASME conformity assessment requirements currently contained in various ASME Codes and Standards. This Standard is a result of that mission.The 2013 edition of ASME CA-1 is intended to replace the ASME conformity assessment requirements contained in Sections I; IV; VIII, Division

    17、s 1, 2, and 3; X; and XII of the ASME Boiler and Pressure Vessel Code. It is expected that the conformity assessment requirements will be deleted from those Sections and that a reference to this Standard will be added.Future editions will address the ASME conformity assessment requirements contained

    18、 in Section III of the ASME Boiler and Pressure Vessel Code; ASME RTP-1, Reinforced Thermoset Plastic Corrosion-Resistant Equipment; ASME BPE, Bioprocessing Equipment, as well as any new product certification standards that are developed.These requirements were developed and are maintained by the AS

    19、ME Committee on Conformity Assessment Requirements that reports to the ASME Board on Conformity Assessment. The Committee operates under the proce-dures accredited by the American National Standards Institute.Suggestions for improvement of this Standard are welcome. They should be sent to The Americ

    20、an Society of Mechanical Engineers; Attn: Secretary, Conformity Assessment Requirements Committee; Two Park Avenue; New York, NY 10016-5990.Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-vCOMMITT

    21、EE ON CONFORMITY ASSESSMENT REQUIREMENTS(The following is the roster of the Committee as of May 2012.)STANDARDS COMMITTEE OFFICERSP. D. Edwards, ChairR. E. McLaughlin, Vice ChairK. I. Baron, SecretarySTANDARDS COMMITTEE PERSONNELK. I. Baron, The American Society of Mechanical EngineersF. Brown, Nati

    22、onal Board of Boiler and Pressure Vessel InspectorsJ. A. Byers, OneCISP. D. Edwards, Stone is not an Authorized Inspection Agency (AIA) as described in para. 3.1; and is not an entity authorized by ASME to use its Certification Mark.4 DAtA rePorts Data reports shall be as specified in the governing

    23、standard.5 Asme CertifiCAtion mArK5.1 ApplicationThe ASME Certification Mark, in conjunction with the certification designator, shall be applied by the certified organization only with the approval of the Authorized Inspector or Certified Individual, as applicable, and after all inspections and test

    24、ing required by the governing stand-ard and quality management system have been satisfacto-rily completed. Such application of the ASME Certification Mark, together with final certification in accordance with the requirements of the governing standard, shall confirm that all applicable requirements

    25、have been satisfied.Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ASME CA-1201355.2 ControlThe Holder of an ASME Certification Mark shall not allow any other organization to use it.6 ACCreDitAti

    26、on of testinG LABorAtories AnD ACCePtAnCe of AutHoriZeD oBserVers6.1 scopeThese rules cover the ASME accreditation of testing laboratories and acceptance of Authorized Observers for conducting capacity certification tests of pressure relief devices.6.2 test facilities and supervisionThe tests shall

    27、be conducted at a place where the test-ing facilities, methods, procedures, and test supervisors (Authorized Observers) meet the applicable requirements of ASME PTC 25, Pressure Relief Devices. The tests shall be made under the supervision of and certified by the Authorized Observer. The testing fac

    28、ilities, methods, pro-cedures, and qualifications of the Authorized Observer shall be subject to the acceptance of ASME on recommen-dation of an ASME Designee. Acceptance of the testing facility is subject to review within each 5-yr period. The testing laboratory shall have available for reference a

    29、 copy of ASME PTC 25 and the governing standard.6.3 Accreditation of testing facilitiesAn ASME Designee shall review the Applicants quality control system and testing facility, and shall witness test runs. Before a favorable recommendation can be made to ASME, the testing facility must meet all appl

    30、icable requirements of ASME PTC 25. Uncertainty in final flow measurement results shall not exceed 2%. To determine the uncertainty in final flow measure-ments, the results of flow tests on an object tested at the Applicants testing laboratory will be compared to flow test results on the same object

    31、 tested at a designated ASME-accredited testing laboratory.6.4 quality Control system of testing Laboratory6.4.1 The Applicant shall prepare a written descrip-tion of the quality control system that shall clearly estab-lish the authority and responsibility of those in charge of the quality control s

    32、ystem. The written description shall include a description of the testing facility, testing arrangements, pressure, size and capacity limitations, and the testing medium used. An organizational chart showing the relationship among the laboratory person-nel shall also be included.6.4.2 The written de

    33、scription shall include, as a mini-mum, requirements of the governing standard and ASME PTC 25, including, but not limited to, a description of doc-ument control; the procedures followed when conducting tests; and the methods used to calibrate test instruments and gages, calculate test results, and

    34、identify and resolve noncomformities. Sample forms shall be included. If test-ing procedure specifications or other similar documents are referenced, the written description shall describe the methods of their approval and control.6.5 testing ProceduresTesting procedures shall be in accordance with

    35、the governing standard.6.6 Authorized observersAn ASME Designee shall review and evaluate the experience and qualifications of Applicants who wish to be designated as Authorized Observers. Following such review and evaluation, the ASME Designee shall make a report to ASME. If a favorable recommendat

    36、ion is not made, full details shall be provided in the report. Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-6ASME ServicesASME is committed to developing and delivering technical information. A

    37、t ASMEs Customer Care, we make every effort to answer your questionsand expedite your orders. Our representatives are ready to assist you in the following areas:ASME Press Member Services & Benefits Public InformationCodes & Standards Other ASME Programs Self-Study CoursesCredit Card Orders Payment

    38、Inquiries Shipping InformationIMechE Publications Professional Development Subscriptions/Journals/MagazinesMeetings & Conferences Short Courses Symposia VolumesMember Dues Status Publications Technical PapersHow can you reach us? Its easier than ever!There are four options for making inquiries* or p

    39、lacing orders. Simply mail, phone, fax, or E-mail us and a Customer Care representative willhandle your request.Mail Call Toll Free Fax24 hours E-Mail24 hoursASME US & Canada: 800-THE-ASME 973-882-1717 customercareasme.org22 Law Drive, Box 2900 (800-843-2763) 973-882-5155Fairfield, New Jersey Mexico

    40、: 95-800-THE-ASME07007-2900 (95-800-843-2763)Universal: 973-882-1167* Customer Care staff are not permitted to answer inquiries about the technical content of this code or standard. Information as to whetheror not technical inquiries are issued to this code or standard is shown on the copyright page

    41、. All technical inquiries must be submitted inwriting to the staff secretary. Additional procedures for inquiries may be listed within.Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-Copyright ASM

    42、E International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-ASME CA-12013A23113Copyright ASME International Provided by IHS under license with ASME Not for ResaleNo reproduction or networking permitted without license from IHS-,-,-


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