1、 ETSI TS 138 523-3 V15.0.0 (2018-07) 5G; 5GS; User Equipment (UE) conformance specification; Part 3: Protocol Test Suites (3GPP TS 38.523-3 version 15.0.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)13GPP TS 38.523-3 version 15.0.0 Release 15Reference DTS/TSGR-0538523
2、-3vf00 Keywords 5G ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88 Important notice The present document can be
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8、egistered for the benefit of its Members and of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members. GSMand the GSM logo are trademarks registered and owned by the GSM Association. ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)23GPP TS 38.523-3 version 15.0.0 Release
9、15Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314:
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13、ent document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications
14、or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs t
15、erminology In the present document “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowe
16、d in ETSI deliverables except when used in direct citation. ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)33GPP TS 38.523-3 version 15.0.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 7g31 Scope 8g32 References 8g33 Definitions, symbols and abbrevi
17、ations . 9g33.1 Definitions 9g33.2 Symbols 10g33.3 Abbreviations . 10g34 Test system architecture . 10g34.1 General system architecture . 10g34.2 Component architecture . 10g35 Test models 11g35.1 EN-DC 11g35.1.1 Layer 3 11g35.1.2 Layer 2 15g35.1.2.1 PDCP . 15g35.1.2.2 RLC . 16g35.1.2.3 MAC . 17g36
18、System interface . 18g36.1 Upper tester interface . 18g36.2 Abstract system primitives . 18g36.2.1 Introduction. 18g36.2.2 General requirements and assumptions . 18g36.2.3 E-UTRAN ASP definitions 18g36.2.4 NR ASP definitions 19g37 Test methods and design considerations 19g37.1 Common aspects 19g37.1
19、.1 Introduction. 19g37.1.2 Physical layer aspects . 19g37.1.2.1 Search spaces and DCI 19g37.1.2.1.1 Parameters . 19g37.1.2.2.1.1 Search space configuration 19g37.1.2.1.2 PDCCH search spaces . 19g37.1.2.1.3 DCI formats . 20g37.1.2.1.4 PDCCH candidate selection 20g37.1.2.2 Downlink resource allocation
20、 21g37.1.2.2.1 Parameters . 21g37.1.2.2.1.1 Time domain resource allocation pre-configured at the UE via RRC signalling . 21g37.1.2.2.1.2 Frequency domain resource allocation configured at the UE via RRC signalling . 21g37.1.2.2.1.3 DCI parameters 22g37.1.2.2.2 Timing . 22g37.1.2.2.3 DL scheduling s
21、cheme 24g37.1.2.2.3.1 DL scheduling scheme: Frequency domain multiplexing, RA type1, non-interleaved 25g37.1.2.2.4 Transport block size determination . 25g37.1.2.2.4.1 Parameters affecting TBS determination . 25g37.1.2.2.4.2 Determination of TBS and corresponding IMCS and LRBs in automatic mode 27g3
22、7.1.2.3 Uplink grant 28g37.1.2.3.1 General principles and grant allocation types 28g37.1.2.3.1.1 PUCCH synchronisation in connected mode . 28g37.1.2.3.1.2 Grant allocation types 28g3ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)43GPP TS 38.523-3 version 15.0.0 Release 157.1.2.3.1.2.1 Grant allocation by R
23、ACH procedure 28g37.1.2.3.1.2.2 Grant allocation type 1: Uplink grant triggered by SR . 28g37.1.2.3.1.2.3 Grant allocation type 2: Periodic uplink grant 28g37.1.2.3.1.2.4 Grant allocation type 3: Single uplink grant . 28g37.1.2.3.1.2.5 Grant allocation type 4: Periodic uplink grant triggered by SR .
24、 28g37.1.2.3.2 Determination of explicit uplink grants . 29g37.1.3 System information . 30g37.1.4 Cell(s) handling 30g37.1.4.1 Multi-cells environment 30g37.1.5 Timing aspects 30g37.1.5.1 SS time 30g37.1.5.2 Cell(s) timing 30g37.2 EN-DC 31g37.2.1 Introduction. 31g37.2.2 Physical layer aspects . 31g3
25、7.2.2.1 Search spaces and DCI 31g37.2.3 System information . 31g38 Other SS requirements with TTCN-3 impact . 31g38.1 Codec requirements 31g38.2 External function definitions 31g39 IXIT proforma 32g39.1 Introduction 32g39.2 E-UTRA and EPC PIXIT . 32g39.3 NR and 5GC PIXIT 32g310 Postambles 32g310.1 I
26、ntroduction 32g310.2 EN-DC 32g3Annex A (normative): Test Suites . 33g3A.1 Baseline of specifications . 33g3A.2 5GS Test Suites 33g3Annex B: NR TBS tables 34g3B.1 TBS table - Downlink (normative) . 34g3B.1.1 Downlink TBS using MCS table 5.1.3.1-1 (TS 38.214 22) . 34g3B.1.1.1 Downlink TBS using MCS ta
27、ble 5.1.3.1-1 (TS 38.214 22), DL-DMRS-add-pos = 0 . 34g3B.1.1.2 Downlink TBS using MCS table 5.1.3.1-1 (TS 38.214 22), DL-DMRS-add-pos = 1 . 37g3B.1.2 Downlink TBS using MCS table 5.1.3.1-2 (TS 38.214 22) . 40g3B.1.2.1 Downlink TBS using MCS table 5.1.3.1-2 (TS 38.214 22), DL-DMRS-add-pos = 0 . 40g3
28、B.1.2.2 Downlink TBS using MCS table 5.1.3.1-2 (TS 38.214 22), DL-DMRS-add-pos = 1 . 43g3B.2 Uplink TBS (informative) 45g3B.2.1 Uplink TBS using MCS table 5.1.3.1-1 (TS 38.214 22) 46g3B.2.1.1 Uplink TBS using MCS table 5.1.3.1-1 (TS 38.214 22), UL-DMRS-add-pos = 0 46g3B.2.1.2 Uplink TBS using MCS ta
29、ble 5.1.3.1-1 (TS 38.214 22), UL-DMRS-add-pos = 1 50g3B.2.2 Uplink TBS using MCS table 5.1.3.1-2 (TS 38.214 22) 54g3B.2.2.1 Uplink TBS using MCS table 5.1.3.1-2 (TS 38.214 22), UL-DMRS-add-pos = 0 54g3B.2.2.2 Uplink TBS using MCS table 5.1.3.1-2 (TS 38.214 22), UL-DMRS-add-pos = 1 58g3Annex C (infor
30、mative): Style guide and design principles . 62g3C.1 Style guide 62g3C.2 Design principles 62g3Annex D (normative): TTCN-3 definitions 63g3D.0 Introduction 63g3D.1 NR_ASP_TypeDefs . 63g3ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)53GPP TS 38.523-3 version 15.0.0 Release 15D.1.1 ASN1_Container 63g3D.1.2
31、System_Configuration 66g3D.1.3 Cell_Configuration . 68g3D.1.3.1 Cell_Configuration_Common. 68g3D.1.3.2 PhysicalLayer . 71g3D.1.3.2.1 PhysicalLayer_Common . 71g3D.1.3.2.2 PhysicalLayer_Downlink 72g3D.1.3.2.2.1 SS_PBCH_Block . 72g3D.1.3.2.2.2 Cell_Level_Configuration_PDSCH 74g3D.1.3.2.2.3 Downlink_BWP
32、 76g3D.1.3.2.2.3.1 PDSCH_Configuration 76g3D.1.3.2.2.3.2 PDCCH_Configuration 77g3D.1.3.2.2.3.2.1 Search_Space_Configuration . 79g3D.1.3.2.2.3.2.2 Search_Space_DCI_Assignment 82g3D.1.3.2.2.3.3 CSI_Reference_Signals . 84g3D.1.3.2.3 PhysicalLayer_Uplink . 84g3D.1.3.2.3.1 Uplink_BWP . 85g3D.1.3.2.4 DCI_
33、Configuration . 86g3D.1.3.2.4.1 Common_Fields 86g3D.1.3.2.4.2 Resource_Allocation . 88g3D.1.3.2.4.3 PDSCH_Scheduling 92g3D.1.3.2.4.4 PUSCH_Scheduling 95g3D.1.3.3 MAC_Layer 99g3D.1.3.3.1 MAC_Layer_Common . 99g3D.1.3.3.2 Random_Access_Procedure 100g3D.1.3.3.2.1 Random_Access_Response . 101g3D.1.3.3.2.
34、2 Contention_Resolution 103g3D.1.3.4 System_Information_Control . 104g3D.1.3.5 Paging_Control . 106g3D.1.3.6 CCCH_DCCH_DTCH_Configuration . 107g3D.1.3.7 Cell_Group_Configuration . 108g3D.1.4 Cell_Power_Attenuation 109g3D.1.5 Radio_Bearer_Configuration . 110g3D.1.5.1 RLC_Configuration 111g3D.1.5.2 MA
35、C_Configuration . 112g3D.1.6 AS_Security . 113g3D.1.7 System_Indication_Control 115g3D.1.8 PDCP_Count 115g3D.1.9 L1_Test_Mode . 117g3D.1.10 DCI_Trigger . 117g3D.1.11 System_Indications 119g3D.1.12 System_Interface 120g3D.2 NR_ASP_DrbDefs . 121g3D.2.1 PDU_TypeDefs 121g3D.2.1.1 MAC_PDU . 121g3D.2.1.1.
36、1 MAC_PDU_SubPDU . 122g3D.2.1.1.2 MAC_ControlElements . 123g3D.2.1.1.2.1 MAC_ControlElement_Common 124g3D.2.1.1.2.2 MAC_ControlElement_BSR . 125g3D.2.1.1.2.3 MAC_ControlElement_ContentionResolutionId 125g3D.2.1.1.2.4 MAC_ControlElement_TimingAdvance . 126g3D.2.1.1.2.5 MAC_ControlElement_PHR . 126g3D
37、.2.1.1.2.6 MAC_ControlElement_SCellActivationDeactivation . 126g3D.2.1.1.2.7 MAC_ControlElement_DuplicationActivationDeactivation . 127g3D.2.1.1.2.8 MAC_ControlElement_SP_ResourceSetActivationDeactivation . 127g3D.2.1.1.2.9 MAC_ControlElement_CSI_TriggerStateSubselection 128g3D.2.1.1.2.10 MAC_Contro
38、lElement_TCI_StatesActivationDeactivation 128g3D.2.1.1.2.11 MAC_ControlElement_TCI_StateIndication 128g3D.2.1.1.2.12 MAC_ControlElement_SP_CSI_ReportingActivationDeactivation . 129g3D.2.1.1.2.13 MAC_ControlElement_SP_SRS_ActivationDeactivation 129g3D.2.1.1.2.14 MAC_ControlElement_PUCCH_SpatialRelati
39、onActivationDeactivation 130g3ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)63GPP TS 38.523-3 version 15.0.0 Release 15D.2.1.1.2.15 MAC_ControlElement_ZP_ResourceSetActivationDeactivation . 130g3D.2.1.2 RLC_PDU. 131g3D.2.1.2.1 Common 131g3D.2.1.2.2 TM_Data . 131g3D.2.1.2.3 UM_Data . 132g3D.2.1.2.4 AM_Data
40、 . 133g3D.2.1.2.5 AM_Status 134g3D.2.1.3 SDAP 136g3D.2.2 DRB_Primitive_Definitions . 137g3D.2.2.1 DRB_Common . 138g3D.2.2.2 Downlink 139g3D.2.2.3 Uplink . 140g3D.2.3 System_Interface 141g3D.3 NR_ASP_SrbDefs 142g3D.3.1 SRB_DATA_ASPs 142g3D.3.2 Port_Definitions . 143g3D.4 NR_CommonDefs 144g3D.4.1 Comm
41、on_Types . 144g3D.4.2 RRC_Nested_Types . 144g3D.4.3 ASP_CommonPart . 145g3D.4.3.1 ASP_CommonPart_Definitions 145g3D.4.3.1.1 Routing_Info . 145g3D.4.3.2 REQ_ASP_CommonPart 145g3D.4.3.3 CNF_ASP_CommonPart 145g3D.4.3.4 IND_ASP_CommonPart . 146g3D.5 NR_PDCP_TypeDefs . 146g3D.5.1 NR_PDCP_Config_Parameter
42、s 146g3D.5.2 NR_PDCP_Configuration 147g3D.5.3 NR_PDCP_DrbDefs . 148g3D.7 CommonDefs . 150g3D.8 CommonAspDefs . 152g3D.8.1 Cell_Configuration_Common 152g3D.8.2 MAC_Layer . 153g3D.8.3 System_Indications 154g3D.8.4 ASP_CommonPart . 154g3D.8.4.1 ASP_CommonPart_Definitions 154g3D.8.4.1.1 Routing_Info . 1
43、54g3D.8.4.1.2 Timing_Info 155g3D.8.4.2 REQ_ASP_CommonPart 157g3D.8.4.3 CNF_ASP_CommonPart 157g3D.8.4.4 IND_ASP_CommonPart . 157g3D.9 References to TTCN-3 . 158g3Annex E (informative): Change history . 159g3History 160g3ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)73GPP TS 38.523-3 version 15.0.0 Release
44、15Foreword This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it
45、will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y th
46、e second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. The present document is part 3 of a multi-part deliverable covering the 5G System (
47、5GS) User Equipment (UE) protocol conformance specification, as identified below: - 3GPP TS 38.523-1 8: “5GS; User Equipment (UE) conformance specification; Part 1: Protocol“. - 3GPP TS 38.523-2 9: “5GS; User Equipment (UE) conformance specification; Part 2: Applicability of protocol test cases“. -
48、3GPP TS 38.523-3: “5GS; User Equipment (UE) conformance specification; Part 3: Protocol Test Suites“ (the present document). ETSI ETSI TS 138 523-3 V15.0.0 (2018-07)83GPP TS 38.523-3 version 15.0.0 Release 151 Scope The present document specifies the protocol and signalling conformance testing in TT
49、CN-3 for the 3GPP UE connecting to the 5G System (5GS) via its radio interface(s). The following TTCN test specification and design considerations can be found in the present document: - the test system architecture; - the overall test suite structure; - the test models and ASP definitions; - the test methods and usage of communication ports definitions; - the test configurations; - the design principles and assumptions; - TTCN styles and conventions; - the partial PIXIT proforma; - the test suites. The Test Suites designed in the document are based
