1、 ETSI TS 138 523-1 V15.0.0 (2018-07) 5G; 5GS; UE conformance specification; Part 1: Protocol (3GPP TS 38.523-1 version 15.0.0 Release 15) TECHNICAL SPECIFICATION ETSI ETSI TS 138 523-1 V15.0.0 (2018-07)13GPP TS 38.523-1 version 15.0.0 Release 15Reference DTS/TSGR-0538523-1vf00 Keywords 5G ETSI 650 R
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13、ute an endorsement by ETSI of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP i
14、dentities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables. The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http:/webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present doc
15、ument “shall“, “shall not“, “should“, “should not“, “may“, “need not“, “will“, “will not“, “can“ and “cannot“ are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions). “must“ and “must not“ are NOT allowed in ETSI deliverables except
16、 when used in direct citation. ETSI ETSI TS 138 523-1 V15.0.0 (2018-07)33GPP TS 38.523-1 version 15.0.0 Release 15Contents Intellectual Property Rights 2g3Foreword . 2g3Modal verbs terminology 2g3Foreword . 8g31 Scope 9g32 References 9g33 Definitions, symbols and abbreviations . 10g33.1 Definitions
17、10g33.2 Symbols 11g33.3 Abbreviations . 11g34 Overview 11g34.1 Test methodology . 11g34.1.1 Testing of optional functions and procedures . 11g34.1.2 Test interfaces and facilities 11g34.2 Implicit testing 11g34.3 Repetition of tests . 11g34.4 Handling of differences between conformance requirements
18、in different releases of core specifications . 12g35 Reference conditions and generic setup procedures . 12g35.1 Reference conditions 12g35.2 Generic setup procedures . 12g36 Idle mode operations 12g36.1 NR idle mode operations 12g37 Layer 2 12g37.1 NR Layer 2 . 12g37.1.0 Common test case specific v
19、alues for Layer 2 12g37.1.1 MAC . 13g37.1.1.0 Default Pre-Test Conditions for all MAC test cases . 13g37.1.1.1 Random Access Procedures 14g37.1.1.1.1 Correct selection of RACH parameters / Random access preamble and PRACH resource explicitly signalled to the UE by RRC / contention free random access
20、 procedure 14g37.1.1.1.2 Random access procedure / Successful / C-RNTI Based / Preamble selected by MAC itself . 19g37.1.1.2 Downlink Data Transfer 33g37.1.1.2.1 Correct Handling of DL MAC PDU / Assignment / HARQ process 33g37.1.1.3 Uplink Data Transfer. 41g37.1.1.3.1 Correct Handling of UL MAC PDU
21、/ Assignment / HARQ process 41g37.1.1.3.2 Logical channel prioritization handling . 48g37.1.1.3.3 Correct handling of MAC control information / Scheduling requests . 52g37.1.1.3.4 Correct handling of MAC control information / Buffer status / UL data arrive in the UE Tx buffer / Regular BSR . 57g37.1
22、.1.3.5 Correct handling of MAC control information / Buffer Status / UL resources are allocated / Padding BSR . 67g37.1.1.3.6 Correct handling of MAC control information / Buffer status / Periodic BSR timer expires 76g37.1.1.3.7 UE power headroom reporting / Periodic reporting / DL pathloss change r
23、eporting 83g37.1.1.4 Transport Size Selection . 94g37.1.1.4.1 DL-SCH Transport Block Size Selection 94g37.1.1.4.1.1 DL-SCH Transport Block Size selection / DCI format 1_0 . 94g37.1.1.4.1.2 DL-SCH Transport Block Size selection / DCI format 1_0 / 256QAM 101g37.1.1.4.1.3 DL-SCH transport block size se
24、lection / DCI format 1_1 / RA type 0/RA Type 1 / 2 Codewords enabled 109g37.1.1.4.1.4 DL-SCH transport block size selection / DCI format 1_1 / RA type 0/RA Type 1 / 2 Codewords enabled / 256QAM 120g37.1.1.4.2 UL-SCH Transport Block Size Selection 132g3ETSI ETSI TS 138 523-1 V15.0.0 (2018-07)43GPP TS
25、 38.523-1 version 15.0.0 Release 157.1.1.4.2.1 UL-SCH Transport Block Size selection / DCI format 0_0 . 132g37.1.1.4.2.2 UL-SCH Transport Block Size selection / DCI format 0_0 / 256QAM 142g37.1.1.4.2.3 UL-SCH transport block size selection / DCI format 0_1 / RA type 0/RA Type 1 / 2 Codewords enabled
26、 151g37.1.1.4.2.4 UL-SCH transport block size selection / DCI format 0_1 / RA type 0/RA Type 1 / 2 Codewords enabled / 256QAM 167g37.1.1.5 Discontinuous reception 184g37.1.1.5.1 DRX operation / Short cycle not configured / Parameters configured by RRC 184g37.1.1.5.2 DRX operation / Short cycle not c
27、onfigured / Long DRX command MAC control element reception 192g37.1.1.5.3 DRX operation / Short cycle configured / Parameters configured by RRC 200g37.1.1.5.4 DRX Operation / Short cycle configured / DRX command MAC control element reception . 208g37.1.1.6 Semi-Persistent Scheduling . 216g37.1.1.6.1
28、 Correct handling of DL assignment / Semi-persistent case . 216g37.1.2 RLC 225g37.1.2.1 Default Pre-Test Conditions for all RLC test cases . 225g37.1.2.1.1 Default Pre-Test Conditions for AM RLC test cases. 225g37.1.2.1.2 Default Pre-Test Conditions for UM RLC test cases. 226g37.1.2.2 RLC Unacknowle
29、dged mode 226g37.1.2.2.1 UM RLC / Segmentation and reassembly / 6-bit SN / Segmentation Info (SI) field . 226g37.1.2.2.2 UM RLC / Segmentation and reassembly / 12-bit SN / Segmentation Info (SI) field . 230g37.1.2.2.3 UM RLC / 6-bit SN / Correct use of sequence numbering 232g37.1.2.2.4 UM RLC / 12-b
30、it SN / Correct use of sequence numbering 236g37.1.2.2.5 UM RLC / Receive Window operation and t-Reassembly expiry . 240g37.1.2.2.6 UM RLC / RLC re-establishment procedure . 243g37.1.2.3 RLC Acknowledged Mode . 246g37.1.2.3.1 AM RLC / 12-bit SN / Segmentation and reassembly / Segmentation Info (SI)
31、field . 246g37.1.2.3.2 AM RLC / 18-bit SN / Segmentation and reassembly / Segmentation Info (SI) field . 249g37.1.2.3.3 AM RLC / 12-bit SN / Correct use of sequence numbering 251g37.1.2.3.4 AM RLC / 18-bit SN / Correct use of sequence numbering 256g37.1.2.3.5 AM RLC / Control of transmit window/Cont
32、rol of receive window . 261g37.1.2.3.6 AM RLC / Polling for status 265g37.1.2.3.7 AM RLC / Receiver status triggers . 270g37.1.2.3.8 AM RLC / Reconfiguration of RLC parameters by upper layers 276g37.1.2.3.9 AM RLC / Reassembling of AMD PDUs . 281g37.1.2.3.10 AM RLC / Re-transmission of RLC PDU with
33、and without re-segmentation 288g37.1.2.3.11 AM RLC / RLC re-establishment procedure . 296g37.1.3 PDCP 302g37.1.3.0 Default Pre-Test Conditions for all PDCP test cases 302g37.1.3.1 Maintenance of PDCP sequence numbers for radio bearers . 303g37.1.3.1.1 Maintenance of PDCP sequence numbers / User plan
34、e / 12 bit SN 303g37.1.3.1.2 Maintenance of PDCP sequence numbers / User plane / 18 bit SN 307g37.1.3.2 PDCP integrity protection . 307g37.1.3.2.1 Integrity protection / Correct functionality of encryption algorithm SNOW3G / SRB / DRB 307g37.1.3.2.2 Integrity protection / Correct functionality of en
35、cryption algorithm AES / SRB / DRB . 312g37.1.3.2.3 Integrity protection / Correct functionality of encryption algorithm ZUC / SRB / DRB 313g37.1.3.3 PDCP Ciphering and deciphering . 314g37.1.3.3.1 Ciphering and deciphering / Correct functionality of encryption algorithm SNOW3G / SRB / DRB . 314g37.
36、1.3.3.2 Ciphering and deciphering / Correct functionality of encryption algorithm AES / SRB / DRB . 316g37.1.3.3.3 Ciphering and deciphering / Correct functionality of encryption algorithm ZUC / SRB / DRB . 317g37.1.3.4 PDCP Handover 317g37.1.3.4.1 PDCP handover / Lossless handover / PDCP sequence n
37、umber maintenance / PDCP status report to convey the information on missing or acknowledged PDCP SDUs at handover / In-order delivery and duplicate elimination in the downlink . 317g37.1.3.4.2 PDCP handover / Non-lossless handover / PDCP sequence number maintenance . 328g37.1.3.5 PDCP other . 330g37
38、.1.3.5.1 PDCP Discard 330g37.1.3.5.2 PDCP Uplink Routing / Split DRB . 333g37.1.3.5.3 PDCP Data Recovery 335g37.1.3.5.4 PDCP reordering / Maximum re-ordering delay below t-Reordering / t-Reordering timer operations 340g3ETSI ETSI TS 138 523-1 V15.0.0 (2018-07)53GPP TS 38.523-1 version 15.0.0 Release
39、 157.1.4 SDAP 344g38 RRC 345g38.1 NR RRC . 345g38.2 MR-DC RRC 345g38.2.1 UE Capability transfer / RRC Others 345g38.2.1.1 UE capability transfer / Success 345g38.2.1.1.1 UE capability transfer / Success / EN-DC . 345g38.2.1.2 BandwidthPart Configuration / SCG . 351g38.2.1.2.1 BandwidthPart Configura
40、tion / SCG / EN-DC 351g38.2.2 Radio Bearer Addition, Modification and Release . 354g38.2.2.1 Radio Bearer Addition, Modification and Release / SRB . 354g38.2.2.1.1 SRB3 Establishment, Reconfiguration and Release / NR addition, modification and release / EN-DC . 354g38.2.2.2 Split SRB Establishment a
41、nd Release . 360g38.2.2.2.1 Split SRB Establishment and Release / EN-DC 360g38.2.2.3 Simultaneous SRB3 and Split SRB / Sequential message flow on SRB3 and Split SRB . 367g38.2.2.3.1 Simultaneous SRB3 and Split SRB / Sequential message flow on SRB3 and Split SRB / EN-DC . 367g38.2.2.4 PSCell addition
42、, modification and release / SCG DRB 376g38.2.2.4.1 PSCell addition, modification and release / SCG DRB / EN-DC 376g38.2.2.5 PSCell addition, modification and release / Split DRB . 384g38.2.2.5.1 PSCell addition, modification and release / Split DRB / EN-DC 384g38.2.2.6 Bearer Modification / MCG DRB
43、 . 392g38.2.2.6.1 Bearer Modification / MCG DRB / SRB / PDCP version change / EN-DC 392g38.2.2.7 Bearer Modification / Handling for bearer type change without security key change 405g38.2.2.7.1 Bearer Modification / Handling for bearer type change without security key change / EN-DC . 405g38.2.2.8 B
44、earer Modification / Handling for bearer type change with security key change . 422g38.2.2.8.1 Bearer Modification / Handling for bearer type change with security key change / EN-DC 422g38.2.2.9 Bearer Modification / Uplink data path / Split DRB Reconfiguration 450g38.2.2.9.1 Bearer Modification / U
45、plink data path / Split DRB Reconfiguration / EN-DC . 450g38.2.3 Measurement Configuration Control and Reporting / Handovers 456g38.2.3.1 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 / Measurement of NR cells 456g38.2.3.1.1 Measurement configuration control and
46、 reporting / Inter-RAT measurements / Event B1 / Measurement of NR cells / EN-DC . 456g38.2.3.2 Measurement configuration control and reporting / Inter-RAT measurements / Event B1 / Measurement of NR cells / RSRQ based measurements . 462g38.2.3.2.1 Measurement configuration control and reporting / I
47、nter-RAT measurements / Event B1 / Measurement of NR cells / RSRQ based measurements / EN-DC 462g38.2.3.3 Measurement configuration control and reporting / Inter-RAT measurements / Periodic reporting / Measurement of NR cells 471g38.2.3.3.1 Measurement configuration control and reporting / Inter-RAT
48、 measurements / Periodic reporting / Measurement of NR cells / EN-DC . 471g38.2.3.4 Measurement configuration control and reporting / Event A1 / Measurement of NR PSCell 482g38.2.3.4.1 Measurement configuration control and reporting / Event A1 / Measurement of NR PSCell / EN-DC . 482g38.2.3.5 Measur
49、ement configuration control and reporting / Event A2 / Measurement of NR PSCell 489g38.2.3.5.1 Measurement configuration control and reporting / Event A2 / Measurement of NR PSCell / EN-DC . 489g38.2.3.6 Measurement configuration control and reporting / Event A3 (intra-frequency, inter-frequency and inter-band measurements) / Measurement of Neighbour NR cells . 497g38.2.3.6.1 Measurement configuration control and reporting / Event A3 (intra-frequency, inter-frequency and inter-band measurements) / Measurement of Neighbour NR cells / EN-DC . 497g38.2.3.7 Measurement configurati
