1、 IEC Quality Assessment System for Electronic Components (IECQ System) IECQ 03-4 Edition 3.0 2014-09 IECQ PUBLICATION Rules of Prodecure Part 4: IECQ AVIONICS Scheme Avionics Parts and Assembly Management IECQ 03-4:2014-09(en) THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2014 IEC, Geneva, Switz
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11、vionics Parts and Assembly Management INTERNATIONAL ELECTROTECHNICAL COMMISSION ZZ PRICE CODE IEC Quality Assessment System for Electronic Components (IECQ System) 2 IECQ 03-4:2014 IEC 2014 CONTENTS FOREWORD . 3 INTRODUCTION . 4 1 Scope and application . 5 2 Normative references 5 3 Terms and defini
12、tions 6 3.1 IECQ AVIONICS Scheme 6 3.2 Avionics 6 3.3 Common ECMP 6 3.4 Multiple site certification . 6 3.5 Technical Expert (TE) Formally known as Subject Matter Expert (SME) 6 4 Principles of the IECQ AVIONICS Scheme 6 5 Organizational structure 8 6 IECQ AVIONICS Certification 9 6.1 IECQ AVIONICS
13、Certificate of Conformity for an Organization (Client) . 9 Issue . 9 6.1.1Multiple site (location) IECQ AVIONICS Certificate of Conformity 9 6.1.2 6.2 IECQ AVIONICS Assessment, Evidence of Compliance Summary and Assessment Reporting Form . 9 Content . 9 6.2.1Layout . 10 6.2.2Restrictions . 10 6.2.3
14、7 IECQ AVIONICS Certification procedure 10 7.1 General . 10 7.2 Applicant. 10 7.3 Application 10 7.4 Assessment team for IECQ AVIONICS Assessments 11 7.5 Suppliers and subcontractors 11 With independent IECQ AVIONICS Certification 11 7.5.1Without independent IECQ AVIONICS Certification . 11 7.5.2Ini
15、tial evaluation and surveillance 12 7.5.3 7.6 Assessment of IECQ AVIONICS Organizations (Client) Site(s) . 12 7.7 Surveillance 13 General . 13 7.7.1Special surveillance . 13 7.7.2 7.8 Changes . 13 7.9 Ensuring conformity 13 7.10 Documentation retained 13 7.11 Changes . 13 8 Acceptance of IECQ Certif
16、ication Bodies (IECQ CB) . 14 8.1 General . 14 8.2 Specific requirements for IECQ AVIONICS . 14 9 Bibliography 14 IECQ 03-4:2014 IEC 2014 3 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ Rules of Prodecure Part 4: IECQ AVIONICS Scheme Avionics Parts and Assembly Management FOREWORD This publication has
17、 been prepared by the Management Committee (MC) of the IEC Quality Assessment System for Electronic Components (IECQ). Although developed for Electronic Components Management Plan (ECMP), this publication may serve as a model for other areas with similar ECMP considerations. This third edition of IE
18、CQ 03-4 replaces the second edition. Main changes to the third edition include: Revise the name of the IECQ ECMP Scheme to the IECQ AVIONICS Scheme per the recommendation of WG04 and approval of IECQ MC, to ensure the Scheme is capable of supporting growing requirements of Avionics Parts and Assembl
19、y Management. Clarification for the requirements for OEM utilization of suppliers and subcontractors in the IECQ AVIONICS Scheme. Minor editorials requested from WG04. Review of the full document to consider the consistent use of terms like “Applicants”, “Organization” and “OEM”. Include a definitio
20、n of Avionics Technical Experts. The text of this publication is based on the following documents: Document Report on MC Consultation IECQ-WG04-031B-CA MC/313/CA Full information on the report of MC approval of this publication can be found in the report indicated in the above table. 4 IECQ 03-4:201
21、4 IEC 2014 INTRODUCTION Taking into account the object of the International Electrotechnical Commission (IEC) as given in Article 2 of the Statutes, the particular object of the IECQ System, operated in conformity with the Statutes and under the authority of the IEC, is to facilitate international t
22、rade in electronic components of assessed quality, by providing a global framework for independent assessment and certification. The object is achieved by the implementation of quality assessment procedures in such a manner that organizations, processes, and components certified as conforming to the
23、 requirements of an applicable standard or specification, are acceptable to all participants. The IECQ System provides manufacturers with a “Supply chain verification tool” for seeking assurance that electronic components, assemblies, processes and related materials conform to declared technical Sta
24、ndards and Specifications. The IECQ Avionics Parts and Assembly Management Scheme requirements are designed to evaluate commercial, military and aerospace (avionics) equipment manufacturers and related organizations processes for compliance with IEC TS 62239-1, Electronic Component Management Plans
25、(ECMP) and/or GEIA/ANSI 4899, Standard for preparing an Electronic component Management Plan. The avionics industry requirements allow the use of either IEC TS 62239-1 or GEIA/ANSI 4899 at the option of the OEM. Such plans are used to develop, document, and implement plan owners processes for managi
26、ng the selection and use of electronic components in avionics equipment. Concerned parties may elect not to implement all elements of IEC TS 62239-1 or GEIA/ANSI 4899, according to the justifications allowed in that document, in which situation the IECQ Assessment and Certificate of Approval will be
27、 limited to those elements actually implemented. The assessment is to be conducted in accordance with the requirements of IEC TS 62239-1 and/or GEIA/ANSI 4899. Neither of these specifications imposes a requirement on the entity being assessed to have ISO 9001 and/or AS 9100 approval. In addition, bo
28、th these Standards are specifically intended to exclude the component manufacturers from their scope. The assessment will be conducted under IECQ Basic Rules,Rrules of Procedure and policies, the assessment itself will specifically address the requirements of IEC TS 62239-1 and/or GEIA/ANSI 4899 and
29、 any additional customer requirements. IECQ 03-4:2014 IEC 2014 5 Rules of Prodecure Part 4: IECQ AVIONICS Scheme Avionics Parts and Assembly Management 1 Scope and application This publication contains the Rules of Procedure of the Scheme of the IECQ, hereinafter referred to as the “Rules“, for the
30、Avionics Parts and Assembly Management Scheme (IECQ AVIONICS Scheme). This IECQ AVIONICS Rules of Procedure provides the requirements specific to this Scheme and is to be used in conjunction with applicable IECQ System management Basic Rules (IECQ 01), General Rules of Procedure (IECQ 03-1) and Oper
31、ating Documents as listed in Clause 2 below, as applicable. In the event of conflict between the provisions of these Rules of Procedure and any other requirements contained in referenced documents, the requirements of these Rules of Procedure and IEC TS 62239-1 and/or GEIA/ANSI 4899 shall apply. 2 N
32、ormative references The following publications contain provisions, which, through reference in this text, constitute provisions of these Rules. At the time of publication, the editions indicated were valid. The IECQ Management Committee shall decide the timetable for the introduction of revised edit
33、ions of the publications for the IECQ publications. The IECQ basic rules and procedures proscribed in the following documentation shall be used for the AVIONICS Assessments where applicable. Nothing in these rules and procedures will be considered justification for conducting any or all of an ISO 90
34、01 or AS 9100 requirement assessment on the entity being assessed as part of an IECQ AVIONICS Assessment. In the event of conflict between the provisions of this document and any other directly or indirectly referenced provisions, the provisions of this document shall take precedence. In the event o
35、f conflict between the provisions of this document and any other directly or indirectly referenced provisions, the provisions of this document and IEC TS 62239-1 and/or GEIA/ANSI 4899 apply. IECQ 01, IEC Quality Assessment System for Electronic Components (IECQ System) Basic Rules IECQ 02, IEC Quali
36、ty Assessment System for Electronic Components (IECQ System) Rules of Procedure General requirements for the acceptance of IECQ Certification Bodies into the IECQ System IECQ 03-1, IEC Quality Assessment System for Electronic Components (IECQ System) Rules of Procedure Part 1: General Requirements f
37、or all IECQ Schemes IECQ OD 701, Principles for the Implementation of an ECMP Plan IECQ OD 702, ECMP Assessment Evidence of Compliance Summary and Assessment Reporting Form 6 IECQ 03-4:2014 IEC 2014 IECQ OD 703, Assessment Procedures for Acceptance of Candidate Electronic Component Management Plan (
38、ECMP) Subject Matter Experts (SMEs) in the IECQ ECMP Scheme IECQ OD 704, Witness Assessment Checklist for Assessment of ECMP Assessors and ECMP Subject Matter Experts ISO/IEC 17025, General requirements for the competence of testing and calibration laboratories IEC TS 62239-1, Process management for
39、 avionics Management plan Part 1: Preparation and maintenance of an electronic components management plan GEIA/ANSI 4899, Standard for Preparing an Electronic Components Management Plan AS/EN/JISQ 9100, Quality Management Systems Requirements for Aviation, Space and Defense Organizations 3 Terms and
40、 definitions The basic definitions concerning conformity assessment contained in ISO/IEC 17000 apply. For the purpose of the IECQ AVIONICS Scheme the terms and definitions given in IECQ 01, IECQ 03-1 and the following apply. 3.1 IECQ AVIONICS Scheme Scheme of the IECQ which enables the independent c
41、onformity assessment for compliance with IEC TS 62239-1, Electronic Component Management Plans (ECMP) and/or GEIA/ANSI 4899, Standard for preparing an Electronic component Management Plan 3.2 Avionics electronic equipment, for use in commercial, military and aerospace applications, containing discre
42、te electronic components (e.g. capacitors, resistors, semiconductors, integrated circuits, printed circuit boards, etc.) and their assemblies including the final system, and including the design, test and manufacturing processes used to produce the system 3.3 Common ECMP an ECMP that address all req
43、uirements of IEC TS 62239-1 and/or GEIA/ANSI 4899 and is utilized by all sites (locations) of an applicant organization 3.4 Multiple site certification a multiple site (location) IECQ AVIONICS Certification is one IECQ AVIONICS Certificate of Conformity that covers multiple sites (locations) of a si
44、ngle organization that uses a common ECMP 3.5 Technical Expert (TE) Formally known as Subject Matter Expert (SME) a person who provides specific knowledge of or expertise on the subject material of IEC TS 62239-1 and/or GEIA/ANSI 4899 and whose qualifications are in accordance with Avionics Technica
45、l Experts Requirements, IECQ OD 703 and IECQ OD 704. 4 Principles of the IECQ AVIONICS Scheme IECQ AVIONICS Certificate of Conformity IECQ 03-4:2014 IEC 2014 7 For the purpose of AVIONICS certification the requirements for Principles of IECQ Schemes contained in Subclause 5 of IECQ 03-1 do not apply
46、 and are replaced by the following: 4.1 The IECQ AVIONICS Scheme provides the means for organizations including equipment manufacturer, subcontractor utilized to develop and/or implement the system(s) required to obtain an IECQ AVIONICS Certificate of Conformity that is intended to provide the inter
47、national market with confidence that such organizations have verified processes for managing the selection and use of electronic components in avionics equipment in accordance with the technical and quality management system requirements of the IECQ AVIONICS Scheme. This is ensured through independe
48、nt conformity assessment and on- going surveillance by an IECQ CB of an organizations business and quality management systems and site assessments to confirm the development, documentation and implementation, by manufacturers and subcontractors of a plan owners processes for managing the selection a
49、nd use of electronic components in avionics equipment. 4.2 IEC TS 62239-1 and/or GEIA/ANSI 4899 form the basis of the IECQ AVIONICS Scheme requirements. 4.3 An organization capable of demonstrating that it complies with the requirements shall be entitled to an IECQ AVIONICS Certificate of Conformity in accordance with these IECQ AVIONICS Rules of Procedure and supporting IECQ Operational Documents. 4.4 Single site (location) certification shall: Have a separate IECQ AVIONICS Certificate
