1、 IEC 62351-9 Edition 1.0 2017-05 INTERNATIONAL STANDARD Power systems management and associated information exchange Data and communications security Part 9: Cyber security key management for power system equipment IEC 62351-9:2017-05(en) colour inside THIS PUBLICATION IS COPYRIGHT PROTECTED Copyrig
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11、ated information exchange Data and communications security Part 9: Cyber security key management for power system equipment INTERNATIONAL ELECTROTECHNICAL COMMISSION ICS 33.200 ISBN 978-2-8322-4220-9 Registered trademark of the International Electrotechnical Commission Warning! Make sure that you ob
12、tained this publication from an authorized distributor. colour inside 2 IEC 62351-9:2017 IEC 2017 CONTENTS FOREWORD . 6 1 Scope 8 2 Normative references 8 3 Terms and definitions 9 4 Abbreviations and acronyms 14 5 Cryptographic applications for power system implementations . 15 5.1 Cryptography, cr
13、yptographic keys, and security objectives 15 5.2 Types of cryptography 16 5.3 Uses of cryptography 16 5.3.1 Goals of cyber security 16 5.3.2 Confidentiality 17 5.3.3 Data integrity . 17 5.3.4 Authentication 18 5.3.5 Non-repudiation . 18 5.3.6 Trust 18 6 Key management concepts and methods in power s
14、ystem operations . 19 6.1 Key management system security policy . 19 6.2 Key management design principles for power system operations 19 6.3 Use of Transport Layer Security (TLS) 19 6.4 Cryptographic key usages . 19 6.5 Trust using a public-key infrastructure (PKI) 20 6.5.1 Registration authorities
15、(RA) 20 6.5.2 Certification authority (CA) 20 6.5.3 Public-key certificates 20 6.5.4 Attribute certificates . 21 6.5.5 Public-key certificate and attribute certificate extensions . 21 6.6 Trust via non-PKI self-signed certificates 22 6.7 Authorization and validation lists . 22 6.7.1 General . 22 6.7
16、.2 AVLs in non-constrained environments 23 6.7.3 AVLs in constrained environments . 23 6.7.4 Use of self-signed public-key certificates in AVLs 23 6.8 Trust via pre-shared keys 23 6.9 Session keys 24 6.10 Protocols used in trust establishment 24 6.10.1 Certification request 24 6.10.2 Trust Anchor Ma
17、nagement Protocol (TAMP) 24 6.10.3 Simple Certificate Enrolment Protocol (SCEP) . 24 6.10.4 Internet X.509 PKI Certificate Management Protocol (CMP) . 24 6.10.5 Certificate Management over CMS (CMC) . 25 6.10.6 Enrolment over Secure Transport (EST) 25 6.10.7 Summary view on the different protocols .
18、 25 6.11 Group keys . 26 6.11.1 Purpose of group keys . 26 6.11.2 Group Domain of Interpretation (GDOI) . 26 6.12 Key management lifecycle 31 IEC 62351-9:2017 IEC 2017 3 6.12.1 Key management in the life cycle of an entity 31 6.12.2 Cryptographic key lifecycle 32 6.13 Certificate management processe
19、s . 34 6.13.1 Certificate management process 34 6.13.2 Initial certificate creation 34 6.13.3 Enrolment of an entity 34 6.13.4 Certificate signing request (CSR) process . 36 6.13.5 Certificate revocation lists (CRLs) 37 6.13.6 Online certificate status protocol (OCSP) . 38 6.13.7 Server-based certif
20、icate validation protocol (SCVP) . 41 6.13.8 Short-lived certificates . 41 6.13.9 Certificate renewal . 42 6.14 Alternative process for asymmetric keys generated outside the entity . 43 6.15 Key distribution for symmetric keys with different time frames . 44 7 General key management requirements . 4
21、4 7.1 Asymmetric and symmetric key management requirements . 44 7.2 Required cryptographic materials 44 7.3 Public-Key certificates requirements . 45 7.4 Cryptographic key protection. 45 7.5 Use of existing security key management infrastructure 45 7.6 Use of object identifiers 45 8 Asymmetric key m
22、anagement 45 8.1 Certificate generation and installation . 45 8.1.1 Private and public key generation and installation 45 8.1.2 Private and public key renewal 46 8.1.3 Random Number Generation . 46 8.1.4 Certificate policy 46 8.1.5 Entity registration for identity establishment . 46 8.1.6 Entity con
23、figuration 47 8.1.7 Entity enrolment 47 8.1.8 Trust anchor information update 48 8.2 Public-key certificate revocation 49 8.3 Certificate validity . 49 8.3.1 Validity of certificates 49 8.3.2 Certificate revocation . 50 8.3.3 Certificate revocation status checking 50 8.3.4 Handling of authorization
24、and validation lists (AVLs) 50 8.4 Certificate expiration and renewal . 55 8.5 Secured Time Synchronization 55 9 Symmetric key management 56 9.1 Group based key management (GDOI) . 56 9.1.1 GDOI requirements 56 9.1.2 Internet Key Exchange Version 1 (IKEv1) 56 9.1.3 Phase 1 IKEv1 main mode exchange t
25、ype 2 57 9.1.4 Phase 1/2 ISAKMP informational exchange type 5 . 60 9.1.5 Phase 2 GDOI GROUPKEY-PULL exchange type 32 . 62 9.1.6 GROUPKEY-PULL group key download exchange . 70 10 Connections to the IEC 62351 parts and other IEC documents 71 4 IEC 62351-9:2017 IEC 2017 Annex A (normative) Protocol Imp
26、lementation Conformance Statement (PICS) 73 Annex B (informative) Random Number Generation (RNG) 74 B.1 Random number generation types . 74 B.2 Deterministic random bit generators 74 B.3 Non-deterministic random number generation . 75 B.4 Entropy sources 75 Annex C (informative) Certificate enrolmen
27、t and renewal flowcharts 76 C.1 Certificate enrolment . 76 C.2 Certificate renewal 76 Annex D (informative) Examples of certificate profiles 78 Bibliography 82 Figure 1 Relationship between public-key certificates and attribute certificates 21 Figure 2 Group key management distribution . 26 Figure 3
28、 GDOI IKE Phase 1 Authentication and securing communication channel . 27 Figure 4 GDOI Pull Phase 2 . 28 Figure 5 Key renewal triggered by the entities 30 Figure 6 Key management in product life cycle 31 Figure 7 Simplified certificate life cycle 32 Figure 8 Cryptographic key life cycle . 33 Figure
29、9 Example of the SCEP entity enrolment and CSR process . 35 Figure 10 Example of the EST entity enrolment and CSR process . 36 Figure 11 CSR processing . 37 Figure 12 Certificate revocation list 38 Figure 13 Overview of the online certificate status protocol (OCSP) . 39 Figure 14 Diagram using a com
30、bination of CRL and OCSP processes . 40 Figure 15 Call Flows for the Online Certificate Status Protocol (OCSP) 41 Figure 16 Overview Server-Based Certificate Validation Protocol using OCSP Backend . 41 Figure 17 SCEP certificate renewal 42 Figure 18 EST certificate renewal/rekeying 43 Figure 19 Cent
31、ral certificate generation . 44 Figure 20 IKEv1 (RFC 2409) main mode exchange with RSA digital signatures . 57 Figure 21 IKEv1 main mode exchange and security association messages 58 Figure 22 IKEv1 main mode exchange: key exchange messages . 59 Figure 23 IKEv1 Main Mode Exchange: ID authentication
32、messages 59 Figure 24 IKEv1 HASH_I calculation 60 Figure 25 Phase 1 Informational Exchange 61 Figure 26 GD004FI GROUPKEY-PULL as define in RFC 6407 . 62 Figure 27 GROUPKEY-PULL hash computations . 63 Figure 28 GROUPKEY-PULL initial SA request exchange 64 Figure 29 RFC 6407 Identification Payload 64
33、Figure 30 ID_OID Identification Data 65 Figure 31 61850_UDP_ADDR_GOOSE/SV ASN.1 BNF . 66 IEC 62351-9:2017 IEC 2017 5 Figure 32 IPADDRESS ASN.1 BNF 66 Figure 33 Example IecUdpAddrPayload ASN.1 Data with DER Encoding . 67 Figure 34 61850_UDP_TUNNEL Payload ASN.1 BNF 67 Figure 35 61850_ETHERNET_GOOSE/S
34、V Payload ASN.1 BNF 67 Figure 36 RFC 6407 SA TEK Payload 68 Figure 37 IEC-61850 SA TEK Payload . 69 Figure 38 GROUPKEY-PULL Key Download Exchange 70 Figure 39 IEC 62351 Part 9 relationship to other IEC 62351 parts 71 Figure C.1 Certificate enrolment 76 Figure C.2 Certificate renewal state machine .
35、77 Table 1 KDC IKEv1 Requirements . 56 Table 2 IEC 61850 Object IDs: Mandatory (m) and Optional (o) . 65 Table D.1 Examples of operator public-key certificates 79 Table D.2 Examples of OEM certificates 80 Table D.3 Example of OCSP certificate 81 6 IEC 62351-9:2017 IEC 2017 INTERNATIONAL ELECTROTECHN
36、ICAL COMMISSION _ POWER SYSTEMS MANAGEMENT AND ASSOCIATED INFORMATION EXCHANGE DATA AND COMMUNICATIONS SECURITY Part 9: Cyber security key management for power system equipment FOREWORD 1) The International Electrotechnical Commission (IEC) is a worldwide organization for standardization comprising
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47、le for identifying any or all such patent rights. International Standard IEC 62351-9 has been prepared by IEC technical committee 57: Power systems management and associated information exchange. The text of this International Standard is based on the following documents: FDIS Report on voting 57/18
48、38/FDIS 57/1853/RVD Full information on the voting for the approval of this International Standard can be found in the report on voting indicated in the above table. This document has been drafted in accordance with the ISO/IEC Directives, Part 2. IEC 62351-9:2017 IEC 2017 7 A list of all parts in t
49、he IEC 62351 series, published under the general title Power systems management and associated information exchange Data and communications security, can be found on the IEC website. In this standard, the following print types are used: ASN.1 notions is presented in bold Courier New typeface; when ASN.1 types and values are referenced in normal text, they are differentiated from normal text by presenting them in bold Courie
