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    IEC TS 62844-2016 Guidelines for quality and risk assessment for nano-enabled electrotechnical products《纳米电工产品质量和风险评定指南》.pdf

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    IEC TS 62844-2016 Guidelines for quality and risk assessment for nano-enabled electrotechnical products《纳米电工产品质量和风险评定指南》.pdf

    1、 IEC TS 62844 Edition 1.0 2016-12 TECHNICAL SPECIFICATION Guidelines for quality and risk assessment for nano-enabled electrotechnical products IEC TS 62844:2016-12(en) colour inside THIS PUBLICATION IS COPYRIGHT PROTECTED Copyright 2016 IEC, Geneva, Switzerland All rights reserved. Unless otherwise

    2、 specified, no part of this publication may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm, without permission in writing from either IEC or IECs member National Committee in the country of the requester. If you have any question

    3、s about IEC copyright or have an enquiry about obtaining additional rights to this publication, please contact the address below or your local IEC member National Committee for further information. IEC Central Office Tel.: +41 22 919 02 11 3, rue de Varemb Fax: +41 22 919 03 00 CH-1211 Geneva 20 inf

    4、oiec.ch Switzerland www.iec.ch About the IEC The International Electrotechnical Commission (IEC) is the leading global organization that prepares and publishes International Standards for all electrical, electronic and related technologies. About IEC publications The technical content of IEC publica

    5、tions is kept under constant review by the IEC. Please make sure that you have the latest edition, a corrigenda or an amendment might have been published. IEC Catalogue - webstore.iec.ch/catalogue The stand-alone application for consulting the entire bibliographical information on IEC International

    6、Standards, Technical Specifications, Technical Reports and other documents. Available for PC, Mac OS, Android Tablets and iPad. IEC publications search - www.iec.ch/searchpub The advanced search enables to find IEC publications by a variety of criteria (reference number, text, technical committee,).

    7、 It also gives information on projects, replaced and withdrawn publications. IEC Just Published - webstore.iec.ch/justpublished Stay up to date on all new IEC publications. Just Published details all new publications released. Available online and also once a month by email. Electropedia - www.elect

    8、ropedia.org The worlds leading online dictionary of electronic and electrical terms containing 20 000 terms and definitions in English and French, with equivalent terms in 15 additional languages. Also known as the International Electrotechnical Vocabulary (IEV) online. IEC Glossary - std.iec.ch/glo

    9、ssary 65 000 electrotechnical terminology entries in English and French extracted from the Terms and Definitions clause of IEC publications issued since 2002. Some entries have been collected from earlier publications of IEC TC 37, 77, 86 and CISPR. IEC Customer Service Centre - webstore.iec.ch/csc

    10、If you wish to give us your feedback on this publication or need further assistance, please contact the Customer Service Centre: csciec.ch. IEC TS 62844 Edition 1.0 2016-12 TECHNICAL SPECIFICATION Guidelines for quality and risk assessment for nano-enabled electrotechnical products INTERNATIONAL ELE

    11、CTROTECHNICAL COMMISSION ICS 07.120 ISBN 978-2-8322-3712-0 Registered trademark of the International Electrotechnical Commission Warning! Make sure that you obtained this publication from an authorized distributor. colour inside 2 IEC TS 62844:2016 IEC 2016 CONTENTS FOREWORD . 4 INTRODUCTION . 6 1 S

    12、cope 7 2 Normative references 7 3 Terms, definitions and abbreviated terms 7 3.1 Terms and definitions 7 3.2 Abbreviated terms . 9 4 Quality, and risk assessment . 9 4.1 General requirement . 9 4.2 Assessment model 10 4.2.1 General . 10 4.2.2 Customer and business results 11 4.2.3 Technology measure

    13、s 12 4.2.4 Measurement indicators and inter-relation between indicators . 12 4.3 Analysis methods 13 5 General quality and risk assessment requirements for NE products . 13 5.1 General . 13 5.2 Conditions for application to NE products 13 5.3 Risk management process for NE products . 14 5.4 Essentia

    14、l performance 14 5.5 Expected service life . 14 5.6 Safety for NE products 14 5.7 NE product parts that contact person 14 5.8 Components of NE products . 14 5.9 General test requirement 14 6 Special assessment requirements for NE products 14 6.1 Nanomaterials environment, health and safety (EHS) con

    15、trol 14 6.2 General quality control 15 6.3 General risk control . 15 Annex A (informative) General approach and rationale 16 Annex B (normative) General guidance for stakeholders declaration . 17 Annex C (informative) General guidance for correlative indicators determination . 18 C.1 General . 18 C.

    16、2 Routine method 18 C.3 House of Quality (HOQ) 18 Annex D (informative) Steps for manufacture to make the stakeholders declaration 21 D.1 Standards requirements hierarchy for nano-products assessment . 21 D.2 Simplified flow for making stakeholders declaration 21 D.3 Flowchart of steps for the manuf

    17、acturers to compile the stakeholders declaration 21 Bibliography 23 Figure 1 The broader standard context of conceptual model governing a nanomedical device 10 Figure 2 Performance reference model (PRM) structure . 10 Figure 3 PRM framework . 11 IEC TS 62844:2016 IEC 2016 3 Figure 4 Measurement grou

    18、ps for measurement categories . 11 Figure C.1 HOQ matrix structures 19 Figure C.2 Cascaded HOQ 20 Figure C.3 HOQ structure based on the proposed PRM model . 20 Figure D.1 Standards requirements hierarchy for nano-products assessment. 21 Figure D.2 Simplified flow for compiling the stakeholders decla

    19、ration 21 Figure D.3 Flowchart to compile the stakeholders declaration . 22 Table 1 The relation between measurement indicators of customer and business results and technology indicators 13 Table A.1 Rationale related to specific clauses in this document 16 Table B.1 Special requirements declaration

    20、 form for the CNT-coated touch panel 17 Table C.1 Indicators relation example for CNT . 18 4 IEC TS 62844:2016 IEC 2016 INTERNATIONAL ELECTROTECHNICAL COMMISSION _ GUIDELINES FOR QUALITY AND RISK ASSESSMENT FOR NANO-ENABLED ELECTROTECHNICAL PRODUCTS FOREWORD 1) The International Electrotechnical Com

    21、mission (IEC) is a worldwide organization for standardization comprising all national electrotechnical committees (IEC National Committees). The object of IEC is to promote international co-operation on all questions concerning standardization in the electrical and electronic fields. To this end and

    22、 in addition to other activities, IEC publishes International Standards, Technical Specifications, Technical Reports, Publicly Available Specifications (PAS) and Guides (hereafter referred to as “IEC Publication(s)”). Their preparation is entrusted to technical committees; any IEC National Committee

    23、 interested in the subject dealt with may participate in this preparatory work. International, governmental and non- governmental organizations liaising with the IEC also participate in this preparation. IEC collaborates closely with the International Organization for Standardization (ISO) in accord

    24、ance with conditions determined by agreement between the two organizations. 2) The formal decisions or agreements of IEC on technical matters express, as nearly as possible, an international consensus of opinion on the relevant subjects since each technical committee has representation from all inte

    25、rested IEC National Committees. 3) IEC Publications have the form of recommendations for international use and are accepted by IEC National Committees in that sense. While all reasonable efforts are made to ensure that the technical content of IEC Publications is accurate, IEC cannot be held respons

    26、ible for the way in which they are used or for any misinterpretation by any end user. 4) In order to promote international uniformity, IEC National Committees undertake to apply IEC Publications transparently to the maximum extent possible in their national and regional publications. Any divergence

    27、between any IEC Publication and the corresponding national or regional publication shall be clearly indicated in the latter. 5) IEC itself does not provide any attestation of conformity. Independent certification bodies provide conformity assessment services and, in some areas, access to IEC marks o

    28、f conformity. IEC is not responsible for any services carried out by independent certification bodies. 6) All users should ensure that they have the latest edition of this publication. 7) No liability shall attach to IEC or its directors, employees, servants or agents including individual experts an

    29、d members of its technical committees and IEC National Committees for any personal injury, property damage or other damage of any nature whatsoever, whether direct or indirect, or for costs (including legal fees) and expenses arising out of the publication, use of, or reliance upon, this IEC Publica

    30、tion or any other IEC Publications. 8) Attention is drawn to the Normative references cited in this publication. Use of the referenced publications is indispensable for the correct application of this publication. 9) Attention is drawn to the possibility that some of the elements of this IEC Publica

    31、tion may be the subject of patent rights. IEC shall not be held responsible for identifying any or all such patent rights. The main task of IEC technical committees is to prepare International Standards. In exceptional circumstances, a technical committee may propose the publication of a Technical S

    32、pecification when the required support cannot be obtained for the publication of an International Standard, despite repeated efforts, or the subject is still under technical development or where, for any other reason, there is the future but no immediate possibility of an agreement on an Internation

    33、al Standard. Technical Specifications are subject to review within three years of publication to decide whether they can be transformed into International Standards. IEC TS 62844, which is a Technical Specification, has been prepared by IEC technical committee 113: Nanotechnology for electrotechnica

    34、l products and systems. IEC TS 62844:2016 IEC 2016 5 The text of this Technical Specification is based on the following documents: Enquiry draft Report on voting 113/227/DTS 113/343/RVC Full information on the voting for the approval of this Technical Specification can be found in the report on voti

    35、ng indicated in the above table. This publication has been drafted in accordance with the ISO/IEC Directives, Part 2. The committee has decided that the contents of this publication will remain unchanged until the stability date indicated on the IEC website under “http:/webstore.iec.ch“ in the data

    36、related to the specific publication. At this date, the publication will be transformed into an International Standard, reconfirmed, withdrawn, replaced by a revised edition, or amended. A bilingual version of this publication may be issued at a later date. IMPORTANT The colour inside logo on the cov

    37、er page of this publication indicates that it contains colours which are considered to be useful for the correct understanding of its contents. Users should therefore print this document using a colour printer. 6 IEC TS 62844:2016 IEC 2016 INTRODUCTION The nanoindustry is dealing with highly innovat

    38、ive technologies and products. For the purposes of assuring their performance and assessing the risks, a reliable quality, environmental, occupational health and safety management system for nanoindustrial companies and consumers is needed. The monitoring and measuring of all relevant parameters of

    39、nanomaterials and consequently identifying nonconformities in the products containing them and associated hazards are not straightforward. A systematic and practical assessment methodology for its implementation in industrial mass production is needed to simplify the monitoring processes and ensure

    40、both the quality of the products and the conformance of the products to health, occupational and environmental standards. Quality needs to be defined firstly in terms of parameters or characteristics, relevant for the application, which vary from product to product. However, it is not trivial to ide

    41、ntify the relevant characteristics and effectively apply these parameters for the application. The same is true for the identification of environmental and health and safety aspects, as demanded, for example, by ISO 14001 1 1for environmental aspects. This document uses a reference model to provide

    42、a high level frame work, but not any details of EHS management aspects, for the identification and development of the stakeholders needs, from the relationship of inputs such as technology measures, to outputs such as customer and business results. It is intended as a nanotechnology management guide

    43、line, not for details of EHS practices. However, it encourages users to adopt the necessary known EHS practices, and consider special requirements for nanotechnology. It also facilitates communication among all stakeholders. Further, it can be used to develop more specialized standards to support sp

    44、ecific scenarios. The goal of this document is to specify general considerations and requirements for the assessment of quality and risk associated with nano- enabled electrotechnical products and serve as the basis for developing particular product specific standards. _ 1Numbers in square brackets

    45、refer to the Bibliography. IEC TS 62844:2016 IEC 2016 7 GUIDELINES FOR QUALITY AND RISK ASSESSMENT FOR NANO-ENABLED ELECTROTECHNICAL PRODUCTS 1 Scope This document provides a recommended methodology for identifying relevant parameters of nanomaterials as well as providing generic guidelines on imple

    46、mentation of quality assessment and environment/health/safety assessment for nano-enabled/nano-enhanced electrotechnical products. 2 Normative references The following documents are referred to in the text in such a way that some or all of their content constitutes requirements of this document. For

    47、 dated references, only the edition cited applies. For undated references, the latest edition of the referenced document (including any amendments) applies. ISO 31000:2009, Risk management Principles and guidelines on implementation 3 Terms, definitions and abbreviated terms 3.1 Terms and definition

    48、s For the purposes of this document, the following terms and definitions apply. ISO and IEC maintain terminological databases for use in standardization at the following addresses: IEC Electropedia: available at http:/www.electropedia.org/ ISO Online browsing platform: available at http:/www.iso.org

    49、/obp 3.1.1 nanoscale length range from approximately 1 nm to 100 nm SOURCE: ISO/TS 80004-1:2015 2, 2.1 3.1.2 nanomaterial material with any external dimension in the nanoscale or having internal structure or surface structure in the nanoscale SOURCE: ISO/TS 80004-1:2015, 2.4 3.1.3 nano-object material with one, two or three external dimensions in the nanoscale SOURCE: ISO/TS 27687:2008 7, 2.2 8 IEC TS 62844:2016 IEC 2016 3.1.4 nanostructured m


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